Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
133Equity Services Inc. 512161130500
132Arkadios Capital67945$454,000170
131Ameritas Investment Company, LLC1,16224482$122,3711000
130Transamerica Financial Advisors, Inc.3,2001625$29,425650
129The Strategic Financial Alliance Inc.000000
128Royal Alliance Associates Inc.5,3331,332408$284,86900
127FSC Securities Corp.1,308292119$277,97500
126SagePoint Financial Inc.2,243634160$216,71000
125Hornor, Townsend & Kent, LLC954226610510
124CFD Investments Inc.1625915$177,257540
123Park Avenue Securities LLC1,93500000
122Ameriprise Financial Services, LLC7,74000000
121Lincoln Financial Network9,04600000
120Woodbury Financial Services2,667804202$247,33400
119ProEquities Inc.1,01719241$134,267900
118MML Investors Services, LLC7,2072,215389$113,7125880
117Veritas Independent Partners2840$90,76733
116St. Bernard Financial Services Inc.10600044
115Alden Investment Group53395034
114Thurston Springer Miller Herd & Titak55000825
113Nationwide Planning Associates, Inc.137518$265,153219
112Prospera Financial Services Inc.1297340$476,0746113
111Arete Wealth1473216$233,1171218
110Packerland Brokerage Services Inc.239674$93,0002319
109Fortune Financial Services, Inc.355496$84,5361223
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133 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.