Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
138Arkadios Capital901065$382,727230
137SagePoint Financial Inc.1,461591163$243,9621960
136FSC Securities Corp.799282115$309,1451090
135Park Avenue Securities LLC1,92200000
134Woodbury Financial Services2,498791238$254,5703360
133Ameriprise Financial Services, LLC7,80500000
132Hornor, Townsend & Kent, LLC83320554$70,900460
131Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
130CFD Investments Inc.1504915$194,582520
129Royal Alliance Associates Inc.4,8151,259436$274,2484070
128Advisor Group14,5134,3621,411$253,3821,7430
127Equity Services Inc. 506150200500
126Transamerica Financial Advisors, Inc.3,10819480670
125Principal Securities, Inc. 1,7474518703290
124Vanderbilt Financial Group181000270
123Concourse Financial Group Securities, Inc.86518440$150,323850
122Trutoro3460$87,43253
121St. Bernard Financial Services Inc.11300034
120Cutter & Company, Inc.484170135
119Alden Investment Group65457085
118Thurston Springer Miller Herd & Titak68000915
117Nationwide Planning Associates, Inc.123488$287,489219
116Arete Wealth1323115$270,0741316
115Packerland Brokerage Services Inc.257844$95,8902419
114Prospera Financial Services Inc.1296647$545,8526122
113Founders Financial805014$397,6232923
112Parkland Securities, LLC33513021$163,99212730
111Fortune Financial Services, Inc.375525$81,1831333
110Trustmont Financial Group Inc.88345$144,0001035
109LaSalle St. Securities LLC31020040$210,0003241
108PlanMember Securities Corp.47918745$157,78718142
107Harbour Investments Inc.27212637$300,9002442
106The Strategic Financial Alliance Inc.1344929$351,0004150
105The Investment Center Inc.29112126$227,8564153
104M Holdings Securities Inc. (M Securities)74712581$285,8955064
103The O.N. Equity Sales Co.73515721$112,3684665
102Grove Point Financial, LLC42215353$277,5097568
101J.W. Cole Financial Inc.550334113$330,5006983
100Geneos Wealth Management Inc.24312471$425,9105486
99Kovack Securities, Inc.40027245$213,9437086
98The Leaders Group1,076479$122,3203387
97Independent Financial Group, LLC61525998$334,0008088
96Sigma Financial Corp.61826860$199,097126107
95American Portfolios Financial Services Inc.829328101$248,561112109
94United Planners Financial Services53822877$305,64867119
93Centaurus Financial, Inc.655362154$222,88588204
92Triad Advisors, LLC86225168$160,4580215
91Lincoln Investment Planning, LLC1,040427158$251,577384218
90Securian Financial Services Inc.1,077454174$272,052172228
89Waddell & Reed Financial Advisors1,333516264$391,739575264
88Kestra Financial, Inc1,736484309$482,535267310
87Atria Wealth Solutions2,2496081420428312
86Equitable Advisors, LLC4,5301,609320$159,558642436
85MML Investors Services, LLC6,9502,163459$127,320596635
84Securities America Inc.3,2331,188390$204,949594747
83Cambridge Investment Research, Inc.4,5291,578498$308,639894832
82Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
81Raymond James Financial Services Inc.6,64000$436,36801,300
80Northwestern Mutual 8,6391,547619$207,04001,322
79LPL Financial LLC17,28700$217,5764,7563,833
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.418
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research146
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.223
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.60
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.341
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.3,825
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network10,620
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc. 221
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.5
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.