Broker-dealer Rankings - InvestmentNews

Recruitment & Staffing Financials Assets Breakdown Custom Ranking

	Firm	Reps	$100K-$499K reps	$500K+ reps	Avg. annual payout	Employees ▼	CFPs
26	Independent Financial Group, LLC	615	259	98	$334,000	80	88
27	Grove Point Financial, LLC	422	153	53	$277,509	75	68
28	Kovack Securities, Inc.	400	272	45	$213,943	70	86
29	J.W. Cole Financial Inc.	550	334	113	$330,500	69	83
30	United Planners Financial Services	538	228	77	$305,648	67	119
31	Transamerica Financial Advisors, Inc.	3,108	194	8	0	67	0
32	Prospera Financial Services Inc.	129	66	47	$545,852	61	22
33	Geneos Wealth Management Inc.	243	124	71	$425,910	54	86
34	CFD Investments Inc.	150	49	15	$194,582	52	0
35	Equity Services Inc.	506	150	20	0	50	0
36	M Holdings Securities Inc. (M Securities)	747	125	81	$285,895	50	64
37	The O.N. Equity Sales Co.	735	157	21	$112,368	46	65
38	Hornor, Townsend & Kent, LLC	833	205	54	$70,900	46	0
39	The Investment Center Inc.	291	121	26	$227,856	41	53
40	The Strategic Financial Alliance Inc.	134	49	29	$351,000	41	50
41	The Leaders Group	1,076	47	9	$122,320	33	87
42	LaSalle St. Securities LLC	310	200	40	$210,000	32	41
43	Founders Financial	80	50	14	$397,623	29	23
44	Vanderbilt Financial Group	181	0	0	0	27	0
45	Packerland Brokerage Services Inc.	257	84	4	$95,890	24	19
46	Harbour Investments Inc.	272	126	37	$300,900	24	42
47	Arkadios Capital	90	10	65	$382,727	23	0
48	Nationwide Planning Associates, Inc.	123	48	8	$287,489	21	9
49	Arete Wealth	132	31	15	$270,074	13	16
50	Cutter & Company, Inc.	48	41	7	0	13	5

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Notes

Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
N/A = Not available
N/D = Not disclosed
— = Information not available or not disclosed

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