Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
26Triad Advisors, LLC86225168$160,4580215
27Arkadios Capital901065$382,727230
28Sigma Financial Corp.61826860$199,097126107
29Hornor, Townsend & Kent, LLC83320554$70,900460
30Grove Point Financial, LLC42215353$277,5097568
31Prospera Financial Services Inc.1296647$545,8526122
32Kovack Securities, Inc.40027245$213,9437086
33PlanMember Securities Corp.47918745$157,78718142
34LaSalle St. Securities LLC31020040$210,0003241
35Concourse Financial Group Securities, Inc.86518440$150,323850
36Harbour Investments Inc.27212637$300,9002442
37The Strategic Financial Alliance Inc.1344929$351,0004150
38The Investment Center Inc.29112126$227,8564153
39The O.N. Equity Sales Co.73515721$112,3684665
40Parkland Securities, LLC33513021$163,99212730
41Equity Services Inc. 506150200500
42CFD Investments Inc.1504915$194,582520
43Arete Wealth1323115$270,0741316
44Founders Financial805014$397,6232923
45The Leaders Group1,076479$122,3203387
46Nationwide Planning Associates, Inc.123488$287,489219
47Transamerica Financial Advisors, Inc.3,10819480670
48Cutter & Company, Inc.484170135
49Alden Investment Group65457085
50Fortune Financial Services, Inc.375525$81,1831333
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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