Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
38SA Stone
37SagePoint Financial Inc.1,461591163$243,9621960
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.1,077454174$272,052172228
33Securities America Inc.3,2331,188390$204,949594747
32Securities Management and Research146
31Securities Service Network LLC
30Sigma Financial Corp.61826860$199,097126107
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.11300034
25The Strategic Financial Alliance Inc.1344929$351,0004150
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group1,076479$122,3203387
20Thurston Springer Miller Herd & Titak68000915
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.3,10819480670
17Triad Advisors, LLC86225168$160,4580215
16TriCor Financial LLC
15Trustmont Financial Group Inc.88345$144,0001035
14Trutoro3460$87,43253
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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