Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Pre-tax earnings ▼|
|1||LPL Financial LLC||$364,570,423|
|2||Northwestern Mutual Investment Services||$123,794,019|
|3||AXA Advisors LLC||$66,800,000|
|4||Cambridge Investment Research Inc.||$40,277,248|
|5||CUNA Brokerage Services Inc.||$8,500,000|
|7||American Portfolios Financial Services Inc.||$4,314,793|
|8||Kovack Securities, Inc.||$4,128,750|
|9||KMS Financial Services, Inc.||$3,090,702|
|10||Prospera Financial Services Inc.||$2,515,409|
|11||United Planners Financial Services||$2,454,640|
|12||J.W. Cole Financial Inc.||$2,250,670|
|13||The O.N. Equity Sales Co.||$1,898,944|
|14||Signator Investors Inc.||$1,864,303|
|15||Cadaret, Grant & Co. Inc.||$1,800,000|
|16||LaSalle St. Securities LLC||$1,750,000|
|17||Founders Financial Securities, LLC||$1,359,331|
|18||The Strategic Financial Alliance Inc.||$1,259,269|
|19||The Investment Center Inc.||$925,141|
|20||David A. Noyes & Company||$812,722|
|21||Arete Wealth Management||$743,294|
|22||SCF Securities Inc.||$649,312|
|23||CFD Investments Inc.||$419,870|
|24||Nationwide Planning Associates, Inc.||$244,239|
|25||Geneos Wealth Management Inc.||$241,189|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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