Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$364,570,423
2AXA Advisors LLC$66,800,000
3Cambridge Investment Research Inc.$40,277,248
4CUNA Brokerage Services Inc.$8,500,000
5Investacorp Inc.$6,503,000
6American Portfolios Financial Services Inc.$4,314,793
7Kovack Securities, Inc.$4,128,750
8KMS Financial Services, Inc.$3,090,702
9Prospera Financial Services Inc.$2,515,409
10United Planners Financial Services$2,454,640
11J.W. Cole Financial Inc.$2,250,670
12The O.N. Equity Sales Co.$1,898,944
13Signator Investors Inc.$1,864,303
14Cadaret, Grant & Co. Inc.$1,800,000
15LaSalle St. Securities LLC$1,750,000
16Founders Financial Securities, LLC$1,359,331
17The Strategic Financial Alliance Inc.$1,259,269
18The Investment Center Inc.$925,141
19David A. Noyes & Company$812,722
20Arete Wealth Management$743,294
21SCF Securities Inc.$649,312
22CFD Investments Inc.$419,870
23Nationwide Planning Associates, Inc.$244,239
24Geneos Wealth Management Inc.$241,189
25Securities Management and Research$160,452
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132 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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