Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$364,570,423
2Northwestern Mutual Investment Services$123,794,019
3AXA Advisors LLC$66,800,000
4Cambridge Investment Research Inc.$40,277,248
5CUNA Brokerage Services Inc.$8,500,000
6Investacorp Inc.$6,503,000
7American Portfolios Financial Services Inc.$4,314,793
8Kovack Securities, Inc.$4,128,750
9KMS Financial Services, Inc.$3,090,702
10Prospera Financial Services Inc.$2,515,409
11United Planners Financial Services$2,454,640
12J.W. Cole Financial Inc.$2,250,670
13The O.N. Equity Sales Co.$1,898,944
14Signator Investors Inc.$1,864,303
15Cadaret, Grant & Co. Inc.$1,800,000
16LaSalle St. Securities LLC$1,750,000
17Founders Financial Securities, LLC$1,359,331
18The Strategic Financial Alliance Inc.$1,259,269
19The Investment Center Inc.$925,141
20David A. Noyes & Company$812,722
21Arete Wealth Management$743,294
22SCF Securities Inc.$649,312
23CFD Investments Inc.$419,870
24Nationwide Planning Associates, Inc.$244,239
25Geneos Wealth Management Inc.$241,189
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132 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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