Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▼
1LPL Financial LLC$364,570,423
2Northwestern Mutual Investment Services$159,712,548
3AXA Advisors LLC$66,800,000
4Cambridge Investment Research Inc.$40,277,248
5CUNA Brokerage Services Inc.$8,500,000
6Investacorp Inc.$6,503,000
7MML Investors Services, LLC$5,686,000
8Kovack Securities, Inc.$4,128,750
9Prospera Financial Services Inc.$2,515,409
10United Planners Financial Services$2,454,640
11J.W. Cole Financial Inc.$2,250,670
12The O.N. Equity Sales Co.$1,898,944
13Signator Investors Inc.$1,864,303
14Cadaret, Grant & Co. Inc.$1,800,000
15LaSalle St. Securities LLC$1,750,000
16Founders Financial Securities, LLC$1,359,331
17The Strategic Financial Alliance Inc.$1,259,269
18The Investment Center Inc.$925,141
19American Portfolios Financial Services Inc.$921,000
20David A. Noyes & Company$812,722
21Arete Wealth Management$743,294
22SCF Securities Inc.$649,312
23CFD Investments Inc.$419,870
24Nationwide Planning Associates, Inc.$244,239
25Geneos Wealth Management Inc.$241,189
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Financial advisers highlight solutions to increase diversity and inclusion

These Excellence in Diversity & Inclusion award winners suggest short-term changes to help foster D&I in the financial advice profession.

Latest news & opinion

Ex-Wells Fargo brokers sue for damages, claiming they lost business in wake of scandals

In a Finra arbitration complaint, two brokers allege that Wells Fargo's problems damaged their business.

Invesco to buy OppenheimerFunds

Deal brings Invesco another $246 billion in assets, as well as high-fee actively managed funds.

Dawn Bennett found guilty of $20 million Ponzi scheme

Jury took less than five hours to convict the former financial adviser and radio host.

10 advisory firm employee benefits you won't believe

Some advisory firms stand out for their creative efforts to keep their troops happy and engaged. Spa retreat, anyone?

401(k) record keepers seek new revenue streams to 'save themselves'

Service providers are getting pinched by fee compression.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.