Broker-dealer Data Center


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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC15,210
2Lincoln Financial Network8,927
3Northwestern Mutual Investment Services8,016
4MML Investors Services, LLC7,714
5Ameriprise Financial Services Inc.7,686
6Raymond James Financial Services Inc.5,973
7AXA Advisors LLC4,712
8HD Vest Investment Services4,000
9Cambridge Investment Research Inc.3,956
10Transamerica Financial Advisors, Inc.3,364
11Cetera Advisor Networks3,071
12Royal Alliance Associates Inc.2,876
13Securities America Inc.2,506
14SagePoint Financial Inc.2,344
15Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,195
16Park Avenue Securities LLC2,057
17Signator Investors Inc.2,007
18Woodbury Financial Services1,936
19Kestra Financial, Inc1,876
20Voya Financial Advisors Inc.1,800
21Cetera Financial Institutions1,769
22FSC Securities Corp.1,710
23Principal Securities, Inc. 1,691
24Lincoln Investment Planning, LLC1,487
25Waddell & Reed Financial Advisors1,467
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132 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.


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