Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$592,637,407
2AXA Advisors LLC$74,400,000
3Avantax Wealth Management$53,050,193
4Cambridge Investment Research Inc.$46,599,336
5American Portfolios Financial Services Inc.$9,739,812
6Investacorp Inc.$8,083,000
7KMS Financial Services, Inc.$5,576,945
8Kovack Securities, Inc.$4,691,400
9United Planners Financial Services$2,985,971
10J.W. Cole Financial Inc.$2,690,265
11LaSalle St. Securities LLC$2,000,000
12The Investment Center Inc.$1,854,733
13The O.N. Equity Sales Co.$1,821,515
14Prospera Financial Services Inc.$1,731,887
15Founders Financial Securities, LLC$1,723,699
16Arkadios Capital$1,200,000
17Transamerica Financial Advisors, Inc.$791,026
18Arete Wealth Management$775,403
19Geneos Wealth Management Inc.$602,994
20CFD Investments Inc.$467,941
21Nationwide Planning Associates, Inc.$300,958
22Packerland Brokerage Services Inc.$209,520
23Securities Management and Research$163,328
24Berthel Fisher & Co. Financial Services Inc.$19,770
25Harbour Investments Inc.$10,000
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.