Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$592,637,407
2Northwestern Mutual Investment Services$150,639,945
3AXA Advisors LLC$74,400,000
4Cambridge Investment Research Inc.$46,599,336
5American Portfolios Financial Services Inc.$9,739,812
6Investacorp Inc.$8,083,000
7KMS Financial Services, Inc.$5,576,945
8Kovack Securities, Inc.$4,691,400
9United Planners Financial Services$2,985,971
10J.W. Cole Financial Inc.$2,690,265
11LaSalle St. Securities LLC$2,000,000
12The Investment Center Inc.$1,854,733
13The O.N. Equity Sales Co.$1,821,515
14Prospera Financial Services Inc.$1,731,887
15Founders Financial Securities, LLC$1,723,699
16Transamerica Financial Advisors, Inc.$791,026
17Arete Wealth Management$775,403
18Geneos Wealth Management Inc.$602,994
19CFD Investments Inc.$467,941
20Nationwide Planning Associates, Inc.$300,958
21Securities Management and Research$163,328
22Berthel Fisher & Co. Financial Services Inc.$19,770
23Harbour Investments Inc.$10,000
24Alden Securities$1
25Royal Alliance Associates Inc.0
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132 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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