Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▼
1LPL Financial LLC$5,188,399,897
2Ameriprise Financial Services Inc.$4,804,002,854
3Raymond James Financial Services Inc.$2,410,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063
5Northwestern Mutual Investment Services$1,219,479,000
6MML Investors Services, LLC$1,126,611,001
7AXA Advisors LLC$913,766,249
8Cambridge Investment Research Inc.$906,665,662
9Securities America Inc.$803,500,000
10Lincoln Financial Network$782,425,686
11Cetera Advisor Networks$619,547,036
12Royal Alliance Associates Inc.$603,933,811
13Kestra Financial, Inc$549,198,316
14Waddell & Reed Financial Advisors$522,793,569
15Voya Financial Advisors Inc.$458,805,517
16SagePoint Financial Inc.$405,712,336
17Woodbury Financial Services$373,562,067
18Securian Financial Services Inc.$368,628,320
19Cetera Advisors$367,399,446
20Cetera Financial Institutions$340,713,456
21Lincoln Investment Planning, LLC$336,840,000
22Principal Securities, Inc. $316,187,460
23FSC Securities Corp.$305,578,221
24First Allied Securities, Inc.$239,977,492
25Triad Advisors LLC$220,706,901
Next Page »

132 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Most watched


Finding innovation in your firm

Adam Holt of AssetMap explains how advisers understand they need to grow, but great innovation may be lurking right under your nose.


Finding your edge from Tony Robbins

Guru Tony Robbins has helped a lot of people, but armed with his psychology Financial Advisor Josh Nelson has helped his practice soar.

Latest news & opinion

The growth of factor-based investing

Advisers are making decisions about clients' portfolios by using the same characteristics that govern factor-based ETFs.

Finra makes its list to target hundreds of rogue individuals

The regulator sees patterns in the behavior and disclosures of high-risk brokers.

LTC insurer offering co-pays to blunt soaring premium increases

John Hancock policyholders would get a discount on their premium in return for agreeing to pay a bigger portion of their claims in the future.

Goldman Sachs acquires United Capital

After a payday of $75 million or more, CEO Joe Duran plans to join Goldman in a senior position.

Private equity loves IBDs, but will that last?

Three big acquisitions in less than a year signals renewed life in the formerly beleaguered industry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.