Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$5,188,400,000
2Ameriprise Financial Services, LLC$4,804,002,854
3Raymond James Financial Services Inc.$2,451,920,931
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063
5Northwestern Mutual Investment Services$1,219,479,000
6MML Investors Services, LLC$1,126,611,001
7AXA Advisors LLC$913,766,249
8Cambridge Investment Research Inc.$906,665,662
9Lincoln Financial Network$782,425,686
10Securities America Inc.$700,700,000
11Cetera Advisor Networks$619,547,036
12Royal Alliance Associates Inc.$603,933,811
13Kestra Financial, Inc$549,198,316
14Waddell & Reed Financial Advisors$522,793,569
15Voya Financial Advisors Inc.$458,805,517
16SagePoint Financial Inc.$405,712,335
17Woodbury Financial Services$373,562,068
18Avantax Wealth Management$373,173,600
19Securian Financial Services Inc.$368,628,320
20Cetera Advisors$367,399,446
21Cetera Financial Institutions$340,713,456
22Lincoln Investment Planning, LLC$336,840,000
23Principal Securities, Inc. $316,187,460
24FSC Securities Corp.$305,578,221
25First Allied Securities, Inc.$239,977,492
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.