Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1Edward Jones17,500
2LPL Financial LLC16,109
3Lincoln Financial Network8,641
4Northwestern Mutual Investment Services7,766
5Ameriprise Financial Services, LLC7,755
6MML Investors Services, LLC7,316
7Raymond James Financial Services Inc.6,433
8Royal Alliance Associates Inc.5,799
9AXA Advisors LLC4,757
10Cambridge Investment Research Inc.4,155
11Avantax Wealth Management3,593
12Transamerica Financial Advisors, Inc.3,450
13Cetera Advisor Networks2,866
14Securities America Inc.2,600
15SagePoint Financial Inc.2,365
16Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,258
17Woodbury Financial Services2,054
18Park Avenue Securities LLC2,016
19Kestra Financial, Inc1,943
20Cetera Financial Institutions1,905
21Principal Securities, Inc. 1,782
22Voya Financial Advisors Inc.1,717
23FSC Securities Corp.1,579
24Lincoln Investment Planning, LLC1,440
25Waddell & Reed Financial Advisors1,403
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.