Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Pre-tax earnings ▼|
|1||LPL Financial LLC||$741,835,084|
|2||AXA Advisors LLC||$98,340,043|
|3||Cambridge Investment Research Inc.||$68,938,217|
|4||Avantax Wealth Management||$68,289,089|
|5||American Portfolios Financial Services Inc.||$10,862,452|
|6||Kovack Securities, Inc.||$4,441,000|
|7||KMS Financial Services, Inc.||$3,754,182|
|8||J.W. Cole Financial Inc.||$3,689,120|
|9||United Planners Financial Services||$2,741,890|
|10||LaSalle St. Securities LLC||$2,500,000|
|11||M Holdings Securities Inc. (M Securities)||$2,015,339|
|13||The O.N. Equity Sales Co.||$1,608,955|
|14||Prospera Financial Services Inc.||$1,501,892|
|15||Founders Financial Securities, LLC||$1,362,395|
|16||Transamerica Financial Advisors, Inc.||$1,205,950|
|17||Arete Wealth Management||$1,144,046|
|18||Nationwide Planning Associates, Inc.||$933,433|
|19||Geneos Wealth Management Inc.||$814,999|
|20||The Leaders Group||$659,057|
|21||Packerland Brokerage Services Inc.||$531,006|
|22||H. Beck Inc.||$514,331|
|23||Harbour Investments Inc.||$282,000|
|24||The Investment Center Inc.||$149,440|
|25||Parkland Securities, LLC||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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