Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▼
1LPL Financial LLC$741,835,084
2Equitable Advisors, LLC$98,340,043
3Cambridge Investment Research Inc.$68,938,217
4Avantax Investment Services, Inc.$68,289,089
5American Portfolios Financial Services Inc.$10,862,452
6Kovack Securities, Inc.$4,441,000
7KMS Financial Services, Inc.$3,754,182
8J.W. Cole Financial Inc.$3,689,120
9United Planners Financial Services$2,741,890
10LaSalle St. Securities LLC$2,500,000
11Arkadios Capital$1,800,000
12The O.N. Equity Sales Co.$1,608,955
13Prospera Financial Services Inc.$1,501,892
14Founders Financial$1,362,395
15Transamerica Financial Advisors, Inc.$1,205,950
16Arete Wealth$1,144,046
17Nationwide Planning Associates, Inc.$933,433
18Geneos Wealth Management Inc.$814,999
19The Leaders Group$659,057
20Packerland Brokerage Services Inc.$531,006
21Grove Point Financial, LLC$514,331
22CFD Investments Inc.$427,002
23Harbour Investments Inc.$282,000
24The Investment Center Inc.$149,440
25Alden Investment Group$1
Next Page »

133 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.