Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$741,835,084
2AXA Advisors LLC$98,340,043
3Cambridge Investment Research Inc.$68,938,217
4Avantax Wealth Management$68,289,089
5American Portfolios Financial Services Inc.$10,862,452
6Kovack Securities, Inc.$4,441,000
7KMS Financial Services, Inc.$3,754,182
8J.W. Cole Financial Inc.$3,689,120
9United Planners Financial Services$2,741,890
10LaSalle St. Securities LLC$2,500,000
11M Holdings Securities Inc. (M Securities)$2,015,339
12Arkadios Capital$1,800,000
13The O.N. Equity Sales Co.$1,608,955
14Prospera Financial Services Inc.$1,501,892
15Founders Financial Securities, LLC$1,362,395
16Transamerica Financial Advisors, Inc.$1,205,950
17Arete Wealth Management$1,144,046
18Nationwide Planning Associates, Inc.$933,433
19Geneos Wealth Management Inc.$814,999
20The Leaders Group$659,057
21Packerland Brokerage Services Inc.$531,006
22H. Beck Inc.$514,331
23Harbour Investments Inc.$282,000
24The Investment Center Inc.$149,440
25Parkland Securities, LLC0
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.