Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$5,624,856,000
2Ameriprise Financial Services, LLC$5,068,504,399
3Raymond James Financial Services Inc.$2,552,554,786
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,552,748,751
5Northwestern Mutual Investment Services$1,351,248,000
6MML Investors Services, LLC$1,184,702,241
7Cambridge Investment Research Inc.$1,000,550,889
8Royal Alliance Associates Inc.$961,062,600
9Equitable Advisors, LLC$945,651,166
10Lincoln Financial Network$847,223,962
11Securities America Inc.$729,500,000
12Kestra Financial, Inc$570,683,514
13Waddell & Reed Financial Advisors$513,832,035
14Avantax Investment Services, Inc.$507,978,780
15Woodbury Financial Services$498,079,797
16Voya Financial Advisors Inc.$477,173,273
17SagePoint Financial Inc.$415,464,414
18Securian Financial Services Inc.$370,200,000
19Lincoln Investment Planning, LLC$343,350,000
20Principal Securities, Inc. $320,669,984
21FSC Securities Corp.$289,124,260
22American Portfolios Financial Services Inc.$227,503,420
23Park Avenue Securities LLC$227,105,000
24Independent Financial Group, LLC$193,497,500
25M Holdings Securities Inc. (M Securities)$170,649,848
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.