Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC16,464
2Lincoln Financial Network9,046
3Northwestern Mutual Investment Services7,794
4Ameriprise Financial Services, LLC7,740
5MML Investors Services, LLC7,207
6Raymond James Financial Services Inc.6,622
7Royal Alliance Associates Inc.5,333
8Equitable Advisors, LLC4,487
9Cambridge Investment Research Inc.4,214
10Avantax Investment Services, Inc.3,984
11Transamerica Financial Advisors, Inc.3,200
12Woodbury Financial Services2,667
13Securities America Inc.2,608
14Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,422
15SagePoint Financial Inc.2,243
16Park Avenue Securities LLC1,935
17Principal Securities, Inc. 1,746
18Kestra Financial, Inc1,741
19Voya Financial Advisors Inc.1,707
20Waddell & Reed Financial Advisors1,327
21FSC Securities Corp.1,308
22Ameritas Investment Company, LLC1,162
23Securian Financial Services Inc.1,090
24Lincoln Investment Planning, LLC1,075
25ProEquities Inc.1,017
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.