Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$764,409,615,795
2Raymond James Financial Services Inc.$344,442,000,000
3MML Investors Services, LLC$207,349,627,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$200,660,000,000
5Northwestern Mutual Investment Services$189,705,305,218
6AXA Advisors LLC$152,897,000,000
7Royal Alliance Associates Inc.$123,580,125,898
8Cambridge Investment Research Inc.$114,065,469,702
9Securities America Inc.$103,000,000,000
10Kestra Financial, Inc$88,087,505,755
11Avantax Wealth Management$70,134,749,939
12Principal Securities, Inc. $67,868,637,853
13Woodbury Financial Services$67,244,771,148
14Waddell & Reed Financial Advisors$60,095,052,572
15Voya Financial Advisors Inc.$58,323,137,211
16SagePoint Financial Inc.$52,189,704,438
17M Holdings Securities Inc. (M Securities)$48,800,000,000
18Securian Financial Services Inc.$39,027,344,243
19Lincoln Investment Planning, LLC$38,874,100,000
20FSC Securities Corp.$36,206,132,796
21Park Avenue Securities LLC$33,592,967,000
22Triad Advisors LLC$32,537,821,107
23American Portfolios Financial Services Inc.$30,845,161,687
24Independent Financial Group LLC$30,108,100,000
25Ameritas Investment Company, LLC$24,300,000,000
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133 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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