RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 2 | HERITAGE FINANCIAL COUNSELORS, LLC | $370,797 | — | $127,925,000 | $127,925,000 |
| 3 | BENEMARK, INC | $684,959 | — | $198,638,043 | $198,638,043 |
| 4 | SOUTH BAY FINANCIAL PARTNERS | $652,364 | — | $156,567,337 | $156,567,337 |
| 5 | PORTOLA PARTNERS | $3,062,630 | — | $4,468,377,318 | $4,468,377,318 |
| 6 | WASHINGTON AVENUE ADVISORS | $341,880 | — | $120,000,000 | $120,000,000 |
| 7 | FITZROY INVESTMENT ADVISORS LLC | $11,959,212 | — | $442,490,860 | $442,490,860 |
| 8 | WE FAMILY OFFICES | $111,832,256 | — | $8,834,748,220 | $8,834,748,220 |
| 9 | IFC PERSONAL MONEY MANAGERS, INC. | $745,000 | — | $149,000,000 | $149,000,000 |
| 10 | BIRNAM WOOD CAPITAL, LLC | $687,752 | — | $117,605,527 | $117,605,527 |
| 11 | ASPEN CAPITAL MANAGEMENT | $557,596 | — | $458,901,330 | $458,901,330 |
| 12 | SFC FINANCIAL LLC | $905,304 | — | $159,333,520 | $159,333,520 |
| 13 | TREBUCHET CONSULTING, LLC | $760,713 | — | $368,946,001 | $368,946,001 |
| 14 | OLD PEAK FINANCE | $628,382 | — | $266,433,825 | $266,433,825 |
| 15 | KUTSCHER BENNER BARSNESS & STEVENS, INC. | $630,744 | — | $385,384,487 | $385,384,487 |
| 16 | ALTAMONT WEALTH MANAGEMENT, INC. | $2,018,636 | — | $159,472,253 | $159,472,253 |
| 17 | QP GLOBAL FAMILY OFFICES, LLC | $48,143,403 | — | $577,720,838 | $577,720,838 |
| 18 | SECHREST FINANCIAL SERVICES | $434,482 | — | $135,558,529 | $135,558,529 |
| 19 | KAPUSTA FINANCIAL GROUP | $151,030 | — | $126,411,927 | $126,411,927 |
| 20 | TIM LOONEY INVESTMENTS, LLC | $277,073 | — | $266,267,278 | $266,267,278 |
| 21 | CAMBRIDGE ASSOCIATES LTD LLC | $222,637,701 | — | $3,339,565,520 | $3,339,565,520 |
| 22 | TOUCHSTONE ADVISORY, LLC | $498,547 | — | $106,689,027 | $106,689,027 |
| 23 | SUNDVOLD FINANCIAL | $277,907 | — | $119,500,000 | $119,500,000 |
| 24 | CTB FINANCIAL SERVICES, LTD. | $207,850 | — | $193,508,407 | $193,508,407 |
| 25 | GLOBAL FINANCIAL ADVISORY SERVICES, INC. | $296,140 | — | $110,164,052 | $110,164,052 |
| 26 | ANODOS ADVISORS, LLC | $3,476,768 | — | $719,691,000 | $719,691,000 |
| 27 | ADC WEALTH MANAGEMENT, LLC | $593,107 | — | $139,973,229 | $139,973,229 |
| 28 | OPTIMA ASSET MANAGEMENT INC | $2,186,892 | — | $478,929,419 | $478,929,419 |
| 29 | J.F. WILLIAMS CO., INC. | $394,445 | — | $178,683,528 | $178,683,528 |
| 30 | THE JUNK INVESTMENT GROUP | $354,248 | — | $335,472,721 | $335,472,721 |
| 31 | BT FAMILY OFFICE, LLC | $21,384,615 | — | $278,000,000 | $278,000,000 |
| 32 | CAMBRIDGE CAPE COD ADVISORS | $406,371 | — | $131,664,082 | $131,664,082 |
| 33 | AEQUITAS INVESTMENT ADVISORS, LLC | $563,021 | — | $623,827,690 | $623,827,690 |
| 34 | PATHWAYS ADVISORY GROUP, INC. | $222,860 | — | $192,773,890 | $192,773,890 |
| 35 | PORTFOLIO ADVISORS, INC. | $255,730 | — | $190,518,544 | $190,518,544 |
| 36 | SOUND INVESTMENT MANAGEMENT INC | $1,545,417 | — | $156,087,132 | $156,087,132 |
| 37 | COMPREHENSIVE FINANCIAL PLANNING INC | $386,421 | — | $135,633,716 | $135,633,716 |
| 38 | AMERICAN FINANCIAL ADVISORS INC | $345,506 | — | $558,682,841 | $558,682,841 |
| 39 | MINDFUL ASSET PLANNING | $166,724 | — | $226,411,666 | $226,411,666 |
| 40 | HERITAGE FINANCIAL ADVISORS, LLC | $223,860 | — | $130,734,267 | $130,734,267 |
| 41 | MCCLARREN FINANCIAL ADVISORS | $237,770 | — | $226,356,840 | $226,356,840 |
| 42 | SCHAEFER FINANCIAL MANAGEMENT, INC. | $414,881 | — | $658,001,811 | $658,001,811 |
| 43 | MOZAIC, LLC | $49,653,303 | — | $3,326,771,303 | $3,326,771,303 |
| 44 | SCOTT SNOW (FINANCIAL ADVISORS) LLC | $994,363 | — | $493,204,040 | $493,204,040 |
| 45 | BALDWIN & ASSOCIATES | $280,842 | — | $154,744,210 | $154,744,210 |
| 46 | BARRY M. CORKERN & CO., INC. | $1,684,090 | — | $117,886,287 | $117,886,287 |
| 47 | INTEGRATED FINANCIAL PLANNING, P.C. | $242,761 | — | $121,865,835 | $121,865,835 |
| 48 | CLUNE & ASSOCIATES | $571,938 | — | $338,015,280 | $338,015,280 |
| 49 | CDA GROUP | $480,522 | — | $480,521,690 | $480,521,690 |
| 50 | QUANTUM FINANCIAL SERVICES INC. | $2,498,894 | — | $222,401,550 | $222,401,550 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
