RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Optima Asset Management Inc$2,186,892$478,929,419$478,929,419
2Birks Financial Corp.$372,857$104,400,000$104,400,000
3Clune & Associates$571,938$338,015,280$338,015,280
4Review Services Inc$152,571$132,889,729$132,889,729
5Stw Associates$6,082,235$103,398,000$103,398,000
6The Junk Investment Group$354,248$335,472,721$335,472,721
7Truenorth Wealth$325,501$459,282,352$459,282,352
8Aspen Capital Management$557,596$458,901,330$458,901,330
9WE Family Offices$109,455,964$8,537,565,208$8,537,565,208
10Anodos Advisors, Llc$3,476,768$719,691,000$719,691,000
11Altamont Wealth Management, Inc.$2,018,636$159,472,253$159,472,253
12Sfc Financial Llc$905,304$159,333,520$159,333,520
13Financial Freedom$365,688$249,399,000$249,399,000
14Fountainhead Financial, Llc$2,896,512$249,100,000$249,100,000
15Brownson, Rehmus & Foxworth, Inc.$1,402,150$5,570,743,864$5,570,743,864
16Sound Stewardship, Llc$200,611$157,880,488$157,880,488
17Fitzroy Investment Advisors Llc$11,959,212$442,490,860$442,490,860
18Havenshare Financial, Llc$31,467,958$440,551,414$440,551,414
19Finaccess Advisors, Llc$30,396,693$4,711,487,444$4,711,487,444
20South Bay Financial Partners$652,364$156,567,337$156,567,337
21Commonwealth Advisory Group, Ltd.$469,951$435,644,719$435,644,719
22Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
23Financial Life Focus, Llc$446,980$242,710,000$242,710,000
24Portola Partners$3,062,630$4,468,377,318$4,468,377,318
25Sound Investment Management Inc$1,545,417$156,087,132$156,087,132
26Pathways Advisory Group, Inc.$222,860$192,773,890$192,773,890
27Schaefer Financial Management, Inc.$414,881$658,001,811$658,001,811
28Baldwin & Associates$280,842$154,744,210$154,744,210
29Kapusta Financial Group$151,030$126,411,927$126,411,927
30Perspective Wealth Partners, Llc$1,848,713$306,886,319$306,886,319
31Perspective Wealth Partners, Llc$1,848,713$306,886,319$306,886,319
32Mozaic, Llc$49,653,303$3,326,771,303$3,326,771,303
33Vickery Financial Services, Inc.$146,636$234,031,701$234,031,701
34Private Wealth Management, Inc.$1,152,761$623,643,433$623,643,433
35Lockshield Partners, Inc.$121,193$123,132,241$123,132,241
36Ifc Personal Money Managers, Inc.$745,000$149,000,000$149,000,000
37Integrated Financial Planning, P.C.$242,761$121,865,835$121,865,835
38Florek Financial, Llc$613,718$298,267,000$298,267,000
39Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344
40Security First Advisors$234,873$297,349,257$297,349,257
41Donald W. Nicholson & Associates Ltd$374,856$179,930,728$179,930,728
42Schultz Financial Group Incorporated$391,242$179,188,919$179,188,919
43Brick Capital Management Inc$122,333,333$2,569,000,000$2,569,000,000
44Mindful Asset Planning$166,724$226,411,666$226,411,666
45Sundvold Financial$277,907$119,500,000$119,500,000
46J.F. Williams Co., Inc.$394,445$178,683,528$178,683,528
472088 Advisory, Lp$118,557,498$118,557,498$118,557,498
48Bryspen, Incorporated$2,817,811$177,522,081$177,522,081
49Qp Global Family Offices, Llc$48,143,403$577,720,838$577,720,838
50Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
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Showing 1 to 50 of 2,336 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.