RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601Pjs Investment Management$1,029,425$574,410,160$24,715,218$599,125,378
602Diesslin Group, Inc.$486,124$573,937,988$231,082,536$805,020,524
603Windsor Capital Management, Llc$484,862$571,652,668$571,652,668
604William Mack & Associates Inc$770,725$570,983,298$2,436,111$573,419,409
605Mv Capital Management, Inc.$755,490$568,818,412$821,208$569,639,620
606Monterey Private Wealth, Inc.$397,154$568,592,580$52,953,605$621,546,185
607Keb Asset Management, Llc$382,206$567,849,223$88,398,804$656,248,027
608Financial Plan, Inc.$226,332$567,187,377$567,187,377
609Waypoint Wealth Partners$949,425$566,806,478$566,806,478
610Capita Financial Network, Llc$273,752$566,666,086$566,666,086
611Smith & Howard Wealth Management, Llc$1,009,043$565,063,878$565,063,878
612Aviance Capital Partners Llc$1,054,623$565,003,592$29,803,554$594,807,146
613Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
614Rpg Investment Advisory, Llc$722,022$557,400,717$557,400,717
615Halpern Financial, Inc.$642,665$554,619,599$554,619,599
616Canopy Wealth Management$362,911$553,833,361$35,533,704$589,367,065
617Barry Investment Advisors, Llc$458,759$552,511,214$91,127,308$643,638,522
618Clearrock Capital Llc$670,865$552,117,137$1,346,482$553,463,619
619The Arkansas Financial Group, Inc.$408,228$549,882,736$549,882,736
620The Wealth Collaborative, Inc.$1,262,676$549,473,682$6,103,961$555,577,643
621Apella Capital$277,413$549,000,000$549,000,000
622Pinney & Scofield, Inc.$512,158$548,008,928$548,008,928
623Pettyjohn, Wood & White, Inc.$682,852$547,647,427$547,647,427
624Triune Financial Partners, Llc$320,590$545,009,762$153,555,030$698,564,792
625All Star Financial Inc$404,606$543,790,686$543,790,686
626Coyle Financial Counsel, Llc$320,863$543,049,228$129,799,775$672,849,003
627Clayton Wealth Partners$359,647$541,628,141$541,628,141
628Journey Advisory Group, Llc$385,580$541,353,678$541,353,678
629J.W.Burns & Company, Inc.$518,392$541,092,575$19,288,855$560,381,430
630Harris Financial Advisors, Inc.$452,326$540,839,692$15,521,566$556,361,258
631Fjy Financial$335,265$540,587,849$35,731,820$576,319,669
632Exchange Capital Management Inc$590,076$540,353,742$1,926,478$542,280,220
633Cary Street Partners$366,266$540,327,629$1,400,513,719$1,940,841,348
634Summit Asset Management Llc$449,716$540,089,238$72,423,621$612,512,859
635Firestone Capital Management Inc$500,737$539,100,000$4,700,000$543,800,000
636King Wealth Management Group, Llc$368,765$536,798,544$17,455,220$554,253,764
637Family Wms, Llc$1,004,068$536,774,261$115,870,192$652,644,453
638Spectrum Asset Management Inc$601,702$534,083,228$15,270,514$549,353,742
639Wealth Advisors Group$341,705$533,431,245$27,306,360$560,737,605
640Landsberg Bennett Private Wealth Management$335,781$530,092,987$184,113,933$714,206,920
641Franklin, Parlapiano, Turner & Welch Llc$1,511,019$529,400,325$2,478,406$531,878,731
642Walter & Keenan Finanical Consulting Co$2,747,411$527,030,001$25,199,529$552,229,530
643Hamilton Point Investment Advisors, Llc$961,087$524,753,580$524,753,580
644T.O.S. Advisors, Llc$2,773,864$524,260,203$524,260,203
645Aegis Wealth Management Llc$1,106,470$521,147,281$521,147,281
646Wellspring Financial Advisors, Llc$2,046,787$519,837,993$1,232,211,277$1,752,049,270
647Beirne Wealth Consulting Services, Llc$1,458,931$519,819,667$1,244,027,760$1,763,847,427
648Regency Investment Advisors Inc$387,123$519,183,993$3,045,299$522,229,292
649Hohimer Wealth Management, Llc$913,319$517,646,457$52,264,867$569,911,324
650Quantitative Advantage, Llc$310,326$516,693,145$516,693,145
« Previous PageNext Page »

Showing 601 to 650 of 2,336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.