RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301Parcion Private Wealth Llc$1,219,091$1,130,097,150$1,130,097,150
302Daintree Advisors Llc$864,986$1,127,964,000$23,332,000$1,151,296,000
303Ritholtz Wealth Management$398,122$1,124,772,092$173,900,791$1,298,672,883
304Lee Financial Company, Llc$686,992$1,119,065,779$5,540,030$1,124,605,809
305Lindbrook Capital, Llc$1,057,950$1,115,640,008$174,000,688$1,289,640,696
306Summit Financial Strategies Inc$324,506$1,111,081,232$256,061,575$1,367,142,807
307Sound Income Strategies, Llc$121,956$1,107,534,019$65,071,075$1,172,605,094
308Albion Financial Group$609,686$1,106,515,932$90,296,909$1,196,812,841
309Stokes Family Office Llc$964,992$1,104,915,861$1,104,915,861
310Prudent Management Associates$1,844,909$1,101,410,707$1,101,410,707
311Wealth Architects, Llc$506,759$1,084,029,690$89,625,248$1,173,654,938
312Tfc Financial Management Inc$928,027$1,079,946,959$2,132,927$1,082,079,886
313Windsor Advisory Group, Llc$472,786$1,073,999,097$222,380,620$1,296,379,717
314Team Hewins, Llc$1,863,064$1,072,051,853$951,235,812$2,023,287,665
315Edgemoor Investment Advisors, Inc.$1,202,920$1,066,989,964$1,066,989,964
316Lutz Financial$709,616$1,064,654,249$124,662,359$1,189,316,608
317Tortoise Investment Management, Llc$472,545$1,062,261,385$8,998,124$1,071,259,509
318Kings Point Capital Management Llc$1,049,650$1,060,978,226$20,161,045$1,081,139,271
319Berman Capital Advisors, Llc$3,517,923$1,060,812,699$1,658,541,970$2,719,354,669
320Pine Ridge Advisers Llc$87,790,881$1,053,490,569$1,053,490,569
321Rodgers & Associates$336,038$1,050,118,206$1,050,118,206
322Galvin, Gaustad & Stein, Llc$545,921$1,045,966,185$21,854,580$1,067,820,765
323Garde Capital, Inc.$2,284,497$1,041,873,000$34,125,000$1,075,998,000
324Godsey & Gibb Wealth Management$697,940$1,038,581,197$9,026,541$1,047,607,738
325Jnba Financial Advisors Inc$314,515$1,038,327,332$29,765,698$1,068,093,030
326Equius Partners, Inc.$705,661$1,037,386,815$30,278,122$1,067,664,937
327Sheaff Brock Investment Advisors, Llc$1,080,337$1,037,106,007$1,097,941$1,038,203,948
328Tanglewood Total Wealth Management, Inc.$912,138$1,037,101,000$1,037,101,000
329Condor Capital Wealth Management$416,122$1,034,825,468$131,979,911$1,166,805,379
330Mckinley Carter Wealth Services, Inc.$523,406$1,033,656,452$238,743,063$1,272,399,515
331D'Orazio & Associates, Inc.$608,750$1,032,893,421$1,373,210$1,034,266,631
332Wealthstreet Investment Advisors, Llc$1,384,385$1,028,976,473$1,005,987$1,029,982,460
333Slatestone Wealth Llc$575,380$1,028,033,310$12,828,307$1,040,861,617
334Schaper Benz & Wise Investment Counsel Inc$1,406,735$1,026,669,459$21,348,147$1,048,017,606
335Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
336Maple Capital Management, Inc.$594,687$1,023,723,828$10,436,121$1,034,159,949
337Austin Asset$562,611$1,021,522,641$18,181,628$1,039,704,269
338Foundation Resource Management, Inc.$3,009,774$1,012,507,853$254,607,176$1,267,115,029
339Beese Fulmer Private Wealth Management$1,082,516$1,012,152,565$1,012,152,565
340Atlas Private Wealth Management, Llc$249,092$1,002,344,503$1,002,344,503
341Diversified Portfolios, Inc.$642,178$998,503,863$36,044,475$1,034,548,338
342Battery Global Advisors, Llc$26,567,568$997,100,000$968,900,000$1,966,000,000
343Bt Wealth Management, Llc$901,391$994,791,367$30,991,896$1,025,783,263
344Round Table Wealth Management$1,062,530$993,753,493$136,778,401$1,130,531,894
345Cabana Asset Management$102,686$991,297,348$51,481,509$1,042,778,857
346Wealthquest Corporation$252,664$990,712,019$2,511,899$993,223,918
347Wacker Wealth Partners, Llc$1,544,623$978,812,113$6,657,578$985,469,691
348Marco Investment Management Llc$1,914,349$978,232,587$978,232,587
349Column Capital Advisors, Llc$717,474$972,285,014$41,506,139$1,013,791,153
350Rkl Wealth Management Llc$1,260,696$969,524,415$73,070,895$1,042,595,310
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.