RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201RED DOOR WEALTH MANAGEMENT, LLC$532,761$420,141,850$221,835,173$641,977,023
202OLIVER CAPITAL MANAGEMENT$168,972$26,306,853$216,337,159$242,644,012
203MARQUIS WEALTH MANAGEMENT GROUP$316,215$46,911,521$216,179,632$263,091,153
204WHARTON BUSINESS GROUP, LLC$21,127,956$2,133,871,126$211,332,005$2,345,203,131
205FRANK, RIMERMAN ADVISORS LLC$14,266,845$1,187,475,879$210,674,927$1,398,150,806
206BAKERAVENUE$1,027,355$1,525,649,220$210,580,936$1,736,230,156
207AM INVESTMENT STRATEGIES, LLC$505,217$239,427,659$210,215,411$449,643,070
208BADGLEY PHELPS WEALTH MANAGERS$1,851,502$2,985,482,288$210,209,659$3,195,691,947
209MAINSTAY CAPITAL MANAGEMENT, LLC$818,365$2,835,030,816$210,106,328$3,045,137,144
210ROOTSTOCK ADVISORS$1,676,329$163,077,304$209,067,638$372,144,942
211JOHNSON FINANCIAL GROUP LLC$2,051,827$920,565,791$201,783,806$1,122,349,597
212VERIS WEALTH PARTNERS, LLC$808,007$1,304,710,536$201,414,031$1,506,124,567
213LEAVELL INVESTMENT MANAGEMENT, INC.$1,142,080$1,753,894,888$201,345,718$1,955,240,606
214HALBERT HARGROVE$689,679$2,339,780,493$199,616,479$2,539,396,972
215ROBERTS, GLORE & CO.$664,183$495,798,470$198,937,185$694,735,655
216BENEMARK, INC$684,959$198,638,043$198,638,043
217TWIN FOCUS CAPITAL PARTNERS, LLC$28,049,642$2,694,396,188$194,716,894$2,889,113,082
218REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC$3,635,618$2,278,265,588$193,954,522$2,472,220,110
219CTB FINANCIAL SERVICES, LTD.$207,850$193,508,407$193,508,407
220PATHWAYS ADVISORY GROUP, INC.$222,860$192,773,890$192,773,890
221FAIRFIELD FINANCIAL ADVISORS$545,358$22,857,707$191,467,972$214,325,679
222PORTFOLIO ADVISORS, INC.$255,730$190,518,544$190,518,544
223REX CAPITAL ADVISORS, LLC$1,217,522$758,165,008$190,284,618$948,449,626
224NEXT CAPITAL MANAGEMENT LLC$1,119,994$772,963,661$189,111,357$962,075,018
225JOHNSON INVESTMENT COUNSEL, INC.$1,158,319$12,930,934,333$187,031,500$13,117,965,833
226PLANCORP, LLC$702,265$4,352,496,626$186,244,015$4,538,740,641
227PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.$1,980,385$104,757,438$184,378,808$289,136,246
228LANDSBERG BENNETT PRIVATE WEALTH MANAGEMENT$335,781$530,092,987$184,113,933$714,206,920
229DONALD W. NICHOLSON & ASSOCIATES LTD$374,856$179,930,728$179,930,728
230SCHULTZ FINANCIAL GROUP INCORPORATED$391,242$179,188,919$179,188,919
231J.F. WILLIAMS CO., INC.$394,445$178,683,528$178,683,528
232CRESCENT HILL PARTNERS LLC$586,315$67,267,422$178,398,577$245,665,999
233BRYSPEN, INCORPORATED$2,817,811$177,522,081$177,522,081
234ROBERT GORDON & ASSOCIATES INC$311,339$22,951,519$177,239,535$200,191,054
235SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
236LINDBROOK CAPITAL, LLC$1,057,950$1,115,640,008$174,000,688$1,289,640,696
237JMG FINANCIAL GROUP LTD$1,039,170$3,154,168,000$173,255,000$3,327,423,000
238BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
239HERITAGE FINANCIAL LLC$171,617$168,528,179$168,528,179
240PARSEC FINANCIAL$515,994$2,825,953,352$166,294,118$2,992,247,470
241ANDINA FAMILY OFFICES$502,080$82,931,266$164,091,871$247,023,137
242RAMSEY & ASSOCIATES INC$671,897$62,199,166$162,886,318$225,085,484
243BERKSON ASSET MANAGEMENT, INC.$1,166,619$26,069,136$161,756,602$187,825,738
244NET WORTH ADVISORY GROUP, LLC$199,610$248,669,011$161,729,475$410,398,486
245WESCAP GROUP$2,422,154$625,900,000$161,300,000$787,200,000
246CARPENTER, CLAYDON ADVISORS, INC.$646,464$3,924,919$160,276,949$164,201,868
247VINTAGE WEST CAPITAL MANAGEMENT$939,461$135,327,022$159,663,725$294,990,747
248DONALDSON CAPITAL MANAGEMENT LLC$594,402$1,775,255,918$159,522,732$1,934,778,650
249ALTAMONT WEALTH MANAGEMENT, INC.$2,018,636$159,472,253$159,472,253
250SFC FINANCIAL LLC$905,304$159,333,520$159,333,520
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.