RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
401SUMMA GLOBAL ADVISORS, LLC$552,658$120,909,207$83,021,605$203,930,812
402STRATEGIQ FINANCIAL GROUP, LLC$289,257$707,391,612$82,568,647$789,960,259
403CONTRAVISORY INVESTMENT MANAGEMENT, INC.$941,182$339,107,130$82,542,279$421,649,409
404EQ WEALTH MANAGEMENT$319,783$191,685,702$81,728,615$273,414,317
405HI-LINE CAPITAL MANAGEMENT, LLC$2,749,050$320,397,477$80,963,801$401,361,278
406FORTE CAPITAL LLC$476,579$907,476,139$79,994,661$987,470,800
407FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC$919,950$483,036,717$79,972,799$563,009,516
408PARADIGM FINANCIAL ADVISORS LLC$490,273$425,553,462$79,427,218$504,980,680
409BOSTON FINANCIAL MANAGEMENT LLC$1,325,990$2,767,994,167$78,907,311$2,846,901,478
410AMORE AMBRO, LLC$690,786$58,602,348$78,864,081$137,466,429
411GRYPHON ADVISORS, LLC$271,234$271,497,614$78,664,850$350,162,464
412HELMSMAN FINANCIAL GROUP, LLC$506,169$50,522,410$78,550,670$129,073,080
413SAGE CAPITAL MANAGEMENT LLC$709,153$259,141,177$78,415,566$337,556,743
414DISCIPLINED INVESTMENTS, LLC$472,399$276,351,500$77,947,544$354,299,044
415CHECK CAPITAL MANAGEMENT INC$673,201$1,439,457,820$77,937,755$1,517,395,575
416MONOGRAPH WEALTH ADVISORS, LLC$2,364,498$1,454,579,005$77,615,982$1,532,194,987
417TCI WEALTH ADVISORS, INC.$362,479$2,896,189,829$77,222,816$2,973,412,645
418LIFECYCLE FINANCIAL PLANNERS INC.$165,291$355,390,631$77,010,331$432,400,962
419CORNERSTONE INVESTMENT ADVISORS, LLC$380,003$78,139,890$75,761,291$153,901,181
420PDS PLANNING INC$270,288$606,503,866$75,703,927$682,207,793
421SILVER OAK ADVISORY GROUP$445,026$189,494,032$75,296,183$264,790,215
422CLEARPATH CAPITAL PARTNERS LLC$1,155,725$245,264,504$74,871,418$320,135,922
423WESTMOUNT ASSET MANAGEMENT, LLC$758,700$2,988,115,576$74,755,521$3,062,871,097
424CANNON CAPITAL MANAGEMENT, INC.$1,143,176$88,187,506$74,143,519$162,331,025
425RKL WEALTH MANAGEMENT LLC$1,260,696$969,524,415$73,070,895$1,042,595,310
426SAND HILL GLOBAL ADVISORS, LLC$1,783,338$2,635,949,593$72,941,506$2,708,891,099
427SOUTH SHORE CAPITAL ADVISORS, LLC$1,103,739$121,463,565$72,794,534$194,258,099
428SUMMIT ASSET MANAGEMENT LLC$449,716$540,089,238$72,423,621$612,512,859
429CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
430TRINITY FIDUCIARY PARTNERS, LLC$567,482$40,293,933$71,500,117$111,794,050
431ZUCKERMAN INVESTMENT GROUP$1,064,644$875,006,834$71,461,625$946,468,459
432NOTTINGHAM ADVISORS INC.$580,812$1,199,092,962$71,142,899$1,270,235,861
434DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
435LUCIEN STIRLING & GRAY ADVISORY GROUP INC$176,593$154,548,275$70,607,258$225,155,533
436TRAYNOR CAPITAL MANAGEMENT$1,000,000$410,000,000$70,000,000$480,000,000
437FORTUNE FINANCIAL ADVISORS, LLC$322,111$125,750,109$69,771,040$195,521,149
438GRADIENT CAPITAL ADVISORS, LLC$293,202$296,491,798$69,717,639$366,209,437
439LEGACY FINANCIAL STRATEGIES, LLC$227,565$284,802,437$69,515,506$354,317,943
440PALISADE ASSET MANAGEMENT, LLC$1,847,814$862,239,731$69,058,352$931,298,083
441BUDROS, RUHLIN & ROE, INC.$423,342$2,663,960,940$68,714,427$2,732,675,367
442JACKSON HOLE CAPITAL PARTNERS, LLC$1,813,508$257,748,662$68,682,708$326,431,370
443ELM ADVISORS, LLC$867,655$272,183,867$67,936,946$340,120,813
444WAKEFIELD WEALTH MANAGEMENT, LLLP$548,278$223,886,000$67,798,000$291,684,000
445PALO ALTO WEALTH ADVISORS, LLC$2,575,259$195,139,552$67,536,859$262,676,411
446SCHOOLCRAFT CAPITAL LLC$6,810,827$695,386,462$67,426,117$762,812,579
447FARR MILLER & WASHINGTON LLC$1,551,117$1,797,617,181$66,824,998$1,864,442,179
448SOURCE FINANCIAL ADVISORS, LLC$1,533,962$398,176,690$66,613,880$464,790,570
449JEFFREY N. MEHLER, CFP LLC$191,326$140,277,312$66,546,330$206,823,642
450THE BOLLARD GROUP LLC$9,604,353$5,504,246,728$66,278,228$5,570,524,956
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Showing 401 to 450 of 2,491 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.