RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
651Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
652Regatta Capital Group, LLC$286,953$563,612,476$119,048,528$682,661,004
653Pathway Financial Advisors, LLC$799,276$682,581,344$682,581,344
654Kings Path Partners LLC$3,174,458$161,769,600$520,738,768$682,508,368
655Hohimer Wealth Management, LLC$794,288$620,276,267$62,016,765$682,293,032
656Scott Capital Advisors, LLC$1,550,623$647,274,000$35,000,000$682,274,000
6573D/L Capital Management, LLC$491,537$681,762,070$681,762,070
658Ferris Capital, LLC$1,171,452$679,608,033$1,005,314$680,613,347
659HILL INVESTMENT GROUP$715,108$677,922,107$677,922,107
660Giraffes, Inc.$161,914$675,182,410$675,182,410
661Cohen Capital Management Inc$3,791,629$674,909,881$674,909,881
662ROLLINS FINANCIAL INC$827,811$674,666,344$674,666,344
663Summit Asset Management LLC$482,560$594,350,245$79,786,359$674,136,604
664AFFILIATED PRIVATE INVESTORS LLC$22,421,314$672,639,433$672,639,433
665Schaefer Financial Management, Inc.$403,191$672,523,282$672,523,282
666The Wealth Collaborative, Inc.$1,395,731$661,767,177$9,579,383$671,346,560
667Briaud Financial Planning Inc$368,063$656,995,756$12,510,232$669,505,988
668The Family Firm, Inc.$675,566$669,485,979$669,485,979
669Barry Investment Advisors, LLC$463,727$573,155,610$93,683,638$666,839,248
670Mitchell Capital Management Co$1,120,718$665,706,281$665,706,281
671William Mack & Associates Inc$862,263$660,718,655$4,086,208$664,804,863
672Financial Symmetry Incorporated$199,141$284,256,771$380,476,878$664,733,649
673Sloan Investment Management, L.L.C.$2,074,141$661,002,115$2,723,071$663,725,186
674KAYS FINANCIAL ADVISORY CORP$329,639$662,245,674$662,245,674
675Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
676Security Financial Services, Inc.$302,856$644,206,101$16,019,921$660,226,022
677Rappaport Reiches Capital Management, LLC$538,349$654,632,383$654,632,383
678Financial Partners Capital Management, LLC$1,068,657$552,337,206$101,680,874$654,018,080
679Aequitas Investment Advisors, LLC$568,099$653,881,992$653,881,992
680P. J. Schmidt Investment Management, Inc$1,121,055$626,487,429$25,966,514$652,453,943
681Ellis Investment Partners, LLC$399,717$602,690,173$49,648,029$652,338,202
682The Millstone Evans Group, LLC$386,084$643,343,904$7,207,239$650,551,143
683Regency Investment Advisors Inc$446,302$644,180,517$6,081,682$650,262,199
684HHM Wealth Advisors, LLC$304,932$616,877,741$32,627,438$649,505,179
685Indie Asset Partners, LLC$860,988$648,324,316$648,324,316
686AMI Investment Management Inc$2,667,485$648,198,928$648,198,928
687FJY Financial, LLC$353,168$606,904,894$40,805,772$647,710,666
688Financial Solutions Advisory Group, Inc.$1,952,610$646,314,000$646,314,000
689JBJ Investment Partners, LLC$518,599$602,986,278$43,187,689$646,173,967
690Hutchinson Capital Management$954,158$637,124,389$6,932,135$644,056,524
691Dean Investment Associates, LLC$1,250,251$643,879,391$643,879,391
692LENOX WEALTH MANAGEMENT, INC.$312,445$640,333,665$3,302,331$643,635,996
693Riverpoint Wealth Management Holdings, LLC$539,828$642,934,937$642,934,937
694Total Wealth Planning, LLC$382,082$587,303,178$53,830,132$641,133,310
695Ashford Advisors, LLC$2,830,084$438,983,495$200,615,498$639,598,993
696Hamilton Point Investment Advisors, LLC$1,106,118$639,336,306$639,336,306
697Roof, Eidam & Maycock, LLC$646,332$623,010,254$15,565,302$638,575,556
698THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
699The Arkansas Financial Group, Inc.$464,927$637,879,960$637,879,960
700Silicon Valley Capital Partners, L.P.$555,557$637,779,174$637,779,174
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.