RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 651 | Pinnacle Wealth Management Advisory Group, LLC | $903,634 | $683,147,223 | — | $683,147,223 |
| 652 | Regatta Capital Group, LLC | $286,953 | $563,612,476 | $119,048,528 | $682,661,004 |
| 653 | Pathway Financial Advisors, LLC | $799,276 | $682,581,344 | — | $682,581,344 |
| 654 | Kings Path Partners LLC | $3,174,458 | $161,769,600 | $520,738,768 | $682,508,368 |
| 655 | Hohimer Wealth Management, LLC | $794,288 | $620,276,267 | $62,016,765 | $682,293,032 |
| 656 | Scott Capital Advisors, LLC | $1,550,623 | $647,274,000 | $35,000,000 | $682,274,000 |
| 657 | 3D/L Capital Management, LLC | $491,537 | $681,762,070 | — | $681,762,070 |
| 658 | Ferris Capital, LLC | $1,171,452 | $679,608,033 | $1,005,314 | $680,613,347 |
| 659 | HILL INVESTMENT GROUP | $715,108 | $677,922,107 | — | $677,922,107 |
| 660 | Giraffes, Inc. | $161,914 | $675,182,410 | — | $675,182,410 |
| 661 | Cohen Capital Management Inc | $3,791,629 | $674,909,881 | — | $674,909,881 |
| 662 | ROLLINS FINANCIAL INC | $827,811 | $674,666,344 | — | $674,666,344 |
| 663 | Summit Asset Management LLC | $482,560 | $594,350,245 | $79,786,359 | $674,136,604 |
| 664 | AFFILIATED PRIVATE INVESTORS LLC | $22,421,314 | $672,639,433 | — | $672,639,433 |
| 665 | Schaefer Financial Management, Inc. | $403,191 | — | $672,523,282 | $672,523,282 |
| 666 | The Wealth Collaborative, Inc. | $1,395,731 | $661,767,177 | $9,579,383 | $671,346,560 |
| 667 | Briaud Financial Planning Inc | $368,063 | $656,995,756 | $12,510,232 | $669,505,988 |
| 668 | The Family Firm, Inc. | $675,566 | $669,485,979 | — | $669,485,979 |
| 669 | Barry Investment Advisors, LLC | $463,727 | $573,155,610 | $93,683,638 | $666,839,248 |
| 670 | Mitchell Capital Management Co | $1,120,718 | $665,706,281 | — | $665,706,281 |
| 671 | William Mack & Associates Inc | $862,263 | $660,718,655 | $4,086,208 | $664,804,863 |
| 672 | Financial Symmetry Incorporated | $199,141 | $284,256,771 | $380,476,878 | $664,733,649 |
| 673 | Sloan Investment Management, L.L.C. | $2,074,141 | $661,002,115 | $2,723,071 | $663,725,186 |
| 674 | KAYS FINANCIAL ADVISORY CORP | $329,639 | $662,245,674 | — | $662,245,674 |
| 675 | Montis Financial, LLC | $580,175 | $647,400,000 | $14,000,000 | $661,400,000 |
| 676 | Security Financial Services, Inc. | $302,856 | $644,206,101 | $16,019,921 | $660,226,022 |
| 677 | Rappaport Reiches Capital Management, LLC | $538,349 | $654,632,383 | — | $654,632,383 |
| 678 | Financial Partners Capital Management, LLC | $1,068,657 | $552,337,206 | $101,680,874 | $654,018,080 |
| 679 | Aequitas Investment Advisors, LLC | $568,099 | — | $653,881,992 | $653,881,992 |
| 680 | P. J. Schmidt Investment Management, Inc | $1,121,055 | $626,487,429 | $25,966,514 | $652,453,943 |
| 681 | Ellis Investment Partners, LLC | $399,717 | $602,690,173 | $49,648,029 | $652,338,202 |
| 682 | The Millstone Evans Group, LLC | $386,084 | $643,343,904 | $7,207,239 | $650,551,143 |
| 683 | Regency Investment Advisors Inc | $446,302 | $644,180,517 | $6,081,682 | $650,262,199 |
| 684 | HHM Wealth Advisors, LLC | $304,932 | $616,877,741 | $32,627,438 | $649,505,179 |
| 685 | Indie Asset Partners, LLC | $860,988 | $648,324,316 | — | $648,324,316 |
| 686 | AMI Investment Management Inc | $2,667,485 | $648,198,928 | — | $648,198,928 |
| 687 | FJY Financial, LLC | $353,168 | $606,904,894 | $40,805,772 | $647,710,666 |
| 688 | Financial Solutions Advisory Group, Inc. | $1,952,610 | $646,314,000 | — | $646,314,000 |
| 689 | JBJ Investment Partners, LLC | $518,599 | $602,986,278 | $43,187,689 | $646,173,967 |
| 690 | Hutchinson Capital Management | $954,158 | $637,124,389 | $6,932,135 | $644,056,524 |
| 691 | Dean Investment Associates, LLC | $1,250,251 | $643,879,391 | — | $643,879,391 |
| 692 | LENOX WEALTH MANAGEMENT, INC. | $312,445 | $640,333,665 | $3,302,331 | $643,635,996 |
| 693 | Riverpoint Wealth Management Holdings, LLC | $539,828 | $642,934,937 | — | $642,934,937 |
| 694 | Total Wealth Planning, LLC | $382,082 | $587,303,178 | $53,830,132 | $641,133,310 |
| 695 | Ashford Advisors, LLC | $2,830,084 | $438,983,495 | $200,615,498 | $639,598,993 |
| 696 | Hamilton Point Investment Advisors, LLC | $1,106,118 | $639,336,306 | — | $639,336,306 |
| 697 | Roof, Eidam & Maycock, LLC | $646,332 | $623,010,254 | $15,565,302 | $638,575,556 |
| 698 | THUN FINANCIAL ADVISORS | $1,261,408 | $1,000,000 | $637,272,632 | $638,272,632 |
| 699 | The Arkansas Financial Group, Inc. | $464,927 | $637,879,960 | — | $637,879,960 |
| 700 | Silicon Valley Capital Partners, L.P. | $555,557 | $637,779,174 | — | $637,779,174 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
