RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 651 | Nelson Roberts Investment Advisors | $867,143 | $515,950,000 | — | $515,950,000 |
| 652 | Black Coral Financial Advisors | $377,289 | $331,000,000 | $184,000,000 | $515,000,000 |
| 653 | JBJ Investment Partners, LLC | $417,091 | $463,767,931 | $49,671,540 | $513,439,471 |
| 654 | Family WMS | $864,920 | $416,111,937 | $96,785,840 | $512,897,777 |
| 655 | Whitley Penn Financial, LLP | $238,493 | $460,799,322 | $51,959,820 | $512,759,142 |
| 656 | Montis Financial, LLC | $451,678 | $498,700,000 | $12,600,000 | $511,300,000 |
| 657 | Allen Capital Group, LLC | $110,970 | $510,240,808 | — | $510,240,808 |
| 658 | Lassus Wherley | $300,945 | $509,801,111 | — | $509,801,111 |
| 659 | PJS Investment Management | $886,831 | $488,019,711 | $21,021,079 | $509,040,790 |
| 660 | GKFO | $3,028,494 | $181,994,506 | $326,792,551 | $508,787,057 |
| 661 | ALPha & Omega | $5,005 | $495,145,827 | $12,274,025 | $507,419,852 |
| 662 | Richard P. Slaughter Associates, Inc. | $412,509 | $478,222,367 | $29,163,971 | $507,386,338 |
| 663 | Covenant Partners | $994,096 | $445,124,575 | $61,864,228 | $506,988,803 |
| 664 | Blankinship & Foster | $589,379 | $503,918,925 | — | $503,918,925 |
| 665 | NewFocus Financial Group | $361,341 | $503,709,525 | — | $503,709,525 |
| 666 | Spectrum Asset Management Inc | $562,818 | $492,745,501 | $10,413,374 | $503,158,875 |
| 667 | ARS Wealth Advisors | $383,175 | $495,353,279 | $7,756,000 | $503,109,279 |
| 668 | Pinney & Scofield, Inc. | $454,809 | $502,108,597 | — | $502,108,597 |
| 669 | Windsor Capital Management, LLC | $438,500 | $502,082,972 | — | $502,082,972 |
| 670 | Intrepid Capital Management Inc | $1,683,499 | $489,234,224 | $12,448,438 | $501,682,662 |
| 671 | AMI Investment Management Inc | $1,857,838 | $501,616,355 | — | $501,616,355 |
| 672 | SP Asset Management | $1,428,571 | $350,000,000 | $150,000,000 | $500,000,000 |
| 673 | Aspen Capital Management | $664,733 | — | $497,220,386 | $497,220,386 |
| 674 | Noesis Capital Management Corp | $581,059 | $425,245,523 | $70,397,949 | $495,643,472 |
| 675 | Baxter Investment Management | $625,952 | $495,128,283 | — | $495,128,283 |
| 676 | Kays Financial Advisory Corp | $269,210 | $495,076,338 | — | $495,076,338 |
| 677 | FJY Financial | $346,142 | $446,393,718 | $46,859,009 | $493,252,727 |
| 678 | River Wealth Advisors LLC | $321,691 | $491,543,888 | — | $491,543,888 |
| 679 | The Wealth Collaborative, Inc. | $1,175,556 | $488,192,760 | $3,189,479 | $491,382,239 |
| 680 | Anchor Investment Management | $370,289 | $484,217,747 | $6,785,056 | $491,002,803 |
| 681 | Gibraltar Capital Management, Inc. | $2,347,913 | $487,523,382 | $3,190,447 | $490,713,829 |
| 682 | Smith & Howard Wealth Management | $904,291 | $490,125,713 | — | $490,125,713 |
| 683 | Gateway Advisory | $229,696 | $489,481,899 | — | $489,481,899 |
| 684 | Altavista Wealth Management, Inc. | $526,842 | $469,480,873 | $18,375,197 | $487,856,070 |
| 685 | Cooper/Haims Advisors | $401,128 | $486,166,659 | — | $486,166,659 |
| 686 | Whitney & Company | $1,120,054 | $483,434,268 | $2,669,339 | $486,103,607 |
| 687 | Conlon Dart Wealth Management | $1,534,686 | $484,960,806 | — | $484,960,806 |
| 688 | Withum Wealth Management | $862,246 | $484,582,000 | — | $484,582,000 |
| 689 | Compton Wealth Advisory Group, LLC | $907,933 | $440,462,659 | $43,465,458 | $483,928,117 |
| 690 | Ashford Advisors | $1,958,679 | $352,217,453 | $131,576,151 | $483,793,604 |
| 691 | Starfire Investment Advisers Inc | $518,929 | $471,584,000 | $12,058,000 | $483,642,000 |
| 692 | Aviance Capital Partners LLC | $897,662 | $464,638,267 | $18,304,003 | $482,942,270 |
| 693 | Northstar Asset Management Inc | $1,091,010 | $449,407,807 | $31,727,487 | $481,135,294 |
| 694 | Red Door Wealth Management, LLC | $455,090 | $263,936,500 | $217,093,274 | $481,029,774 |
| 695 | Partners In Financial Planning | $275,203 | $479,679,459 | — | $479,679,459 |
| 696 | Quadrant Capital Management | $764,524 | $477,404,795 | $1,187,023 | $478,591,818 |
| 697 | Jackson Financial Management | $267,147 | $472,375,004 | $5,016,454 | $477,391,458 |
| 698 | Rollins Financial Inc | $651,755 | $477,084,824 | — | $477,084,824 |
| 699 | Monticello Wealth Management, LLC | $1,386,152 | — | $476,836,286 | $476,836,286 |
| 700 | Roof Advisory Group, Inc. | $1,992,686 | $444,109,212 | $32,142,643 | $476,251,855 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
