RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    901WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$347,884$464,816,430$69,184,860$534,001,290
    902PERSONAL INVESTMENT MANAGEMENT INC$407,209$533,851,522$533,851,522
    903FINANCIAL INSIGHTS INC$706,797$533,631,424$533,631,424
    904ELGETHUN CAPITAL MANAGEMENT$748,872$532,447,906$532,447,906
    905NORTHERN FINANCIAL ADVISORS, INC$268,165$522,076,563$9,962,456$532,039,019
    906HOPWOOD FINANCIAL SERVICES, INC.$552,770$531,765,109$531,765,109
    907JACKSON HOLE CAPITAL PARTNERS, LLC$1,663,833$436,764,112$93,998,642$530,762,754
    908OPEROSE ADVISORS LLC$1,158,098$381,834,690$148,574,159$530,408,849
    909M&R CAPITAL MANAGEMENT INC$1,328,814$507,311,571$22,885,318$530,196,889
    910PARAGON WEALTH STRATEGIES, LLC.$365,550$521,185,658$8,861,662$530,047,320
    911GSB WEALTH MANAGEMENT, LLC$416,649$529,055,639$921,806$529,977,445
    912JENTNER WEALTH MANAGEMENT$585,841$529,600,647$529,600,647
    913FOUNDATION WEALTH MANAGEMENT, LLC$381,139$466,005,521$63,396,054$529,401,575
    914WAYPOINT CAPITAL ADVISORS, LLC$988,289$527,123,649$622,662$527,746,311
    915LEGACY FINANCIAL STRATEGIES, LLC$307,896$408,392,807$119,032,230$527,425,037
    916WEALTHGATE FAMILY OFFICE LLC$6,059,494$527,175,941$527,175,941
    917MEADOW CREEK WEALTH ADVISORS, LLC$1,170,252$282,213,222$244,400,350$526,613,572
    918IAM ADVISORY LLC$216,602$526,125,315$526,125,315
    919LAUTERBACH FINANCIAL ADVISORS, LLC$556,110$524,558,268$1,521,769$526,080,037
    920DEMMING FINANCIAL SERVICES CORP.$231,961$525,856,010$525,856,010
    921HFG WEALTH MANAGEMENT, LLC$412,712$525,794,823$525,794,823
    922ARISTA WEALTH MANAGEMENT, LLC$489,579$434,776,780$89,072,338$523,849,118
    923OCCIDENTAL ASSET MANAGEMENT, LLC$400,411$523,737,691$523,737,691
    924SICART ASSOCIATES, LLC$2,013,453$523,497,849$523,497,849
    925PLATTE RIVER WEALTH ADVISORS, LLC$2,254,842$523,123,238$523,123,238
    926FCA CORP$885,621$467,872,061$53,758,978$521,631,039
    927KLAAS FINANCIAL ASSET ADVISORS, LLC.$223,946$521,569,705$521,569,705
    928ROSENBLUM SILVERMAN SUTTON SF INC$3,047,113$521,056,271$521,056,271
    929TIMBER CREEK CAPITAL MANAGEMENT, LLC$12,084,008$519,612,353$519,612,353
    930TRUNORTH WEALTH PARTNERS$502,953$504,694,800$13,849,910$518,544,710
    931NORTHCAPE WEALTH MANAGEMENT$395,997$500,946,597$17,413,378$518,359,975
    932KUTSCHER BENNER BARSNESS & STEVENS, INC.$668,475$518,068,411$518,068,411
    933BASEPOINT WEALTH, LLC$190,867$511,972,848$6,039,277$518,012,125
    934ASPYRE WEALTH PARTNERS$426,895$516,970,077$516,970,077
    935EAGLE ROCK INVESTMENT COMPANY, LLC$3,908,547$515,928,263$515,928,263
    936NEUMANN CAPITAL MANAGEMENT$949,236$515,435,206$515,435,206
    937SIGNALPOINT ASSET MANAGEMENT LLC$358,845$505,830,211$9,112,115$514,942,326
    938J.W. COONS ADVISORS, LLC$1,531,385$464,264,765$50,280,607$514,545,372
    939DELTA INVESTMENT MANAGEMENT, LLC$309,760$513,891,606$513,891,606
    940NWK GROUP$1,257,111$512,901,108$512,901,108
    941GRADIENT CAPITAL ADVISORS, LLC$391,040$431,035,319$81,617,508$512,652,827
    942THE PATTEN GROUP, INC.$448,364$511,583,841$511,583,841
    943INTEGRIS WEALTH MANAGEMENT, LLC$674,568$498,436,623$12,885,905$511,322,528
    944WOODWARD FINANCIAL ADVISORS, INC.$705,174$511,250,999$511,250,999
    945CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC$551,555$510,188,103$510,188,103
    946T.O.S. ADVISORS, LLC$1,469,866$306,947,116$203,096,455$510,043,571
    947ERTS WEALTH ADVISORS, LLC$245,192$455,000,000$55,000,000$510,000,000
    948MCCOLLUM CHRISTOFERSON GROUP, LLC$695,491$509,795,227$509,795,227
    949WEST BRANCH CAPITAL LLC$306,459$493,151,183$16,489,400$509,640,583
    950ACKERMAN CAPITAL MANAGEMENT$939,608$457,468,346$51,799,183$509,267,529
    « Previous PageNext Page »

    Showing 901 to 950 of 2,983 entries

    Page 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22 | 23 | 24 | 25 | 26

    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.