RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$5,005$495,145,827$12,274,025$507,419,852
3Preston Wealth Advisors, Llc.$21,843$100,717,900$13,651,300$114,369,200
4Carlson Financial$39,891$145,737,532$542,879$146,280,411
5Q3 Asset Management Corporation$46,473$374,986,982$374,986,982
6Howard Bailey Securities, Llc$47,659$116,467,766$581,719$117,049,485
7Kiker Wealth Management, Llc$71,021$135,507,265$135,507,265
8Regatta Research & Money Management L.L.C.$76,115$117,282,984$1,455,731$118,738,715
9Moss, Luse & Womble, Llc$77,492$100,120,000$100,120,000
10Values First Advisors, Inc.$78,448$97,767,136$2,254,114$100,021,250
11Planners Alliance$80,133$230,303,366$230,303,366
12Hendricks Wealth And Estate Management$81,120$136,779,953$3,801,715$140,581,668
13Legacy Wealth Management, Llc$81,871$69,900,000$57,000,000$126,900,000
14Whitcomb & Hess, Inc.$83,599$109,358,841$47,890,312$157,249,153
15Nextcapital Advisers$86,174$687,495,947$687,495,947
16Guidestream Financial, Inc.$86,855$102,661,893$2,519,527$105,181,420
17Blackston Financial Advisory Group, Llc$88,544$110,919,666$4,188,049$115,107,715
18Cabana Asset Management$89,586$777,233,641$95,605,880$872,839,521
19Truadvice Llc$90,226$210,865,765$4,324,028$215,189,793
20John E. Sestina And Company$90,941$356,760,949$356,760,949
21Swmg, Llc$91,010$110,577,016$110,577,016
22Sound Income Strategies, Llc$91,300$655,348,129$52,045,467$707,393,596
23Financial Counseling, Inc.$92,439$115,804,486$668,985$116,473,471
24Professional Financial Advisors, Llc$92,750$139,621,904$3,955,290$143,577,194
25Penobscot Financial Advisors$93,746$155,248,842$1,588,313$156,837,155
26Strategic Retirement Advisors, Llc$93,750$45,000,000$73,500,000$118,500,000
27Global Financial Private Capital, LLC$96,407$3,555,568,110$3,555,568,110
28True Financial Group$97,267$110,000,000$11,000,000$121,000,000
29Retirement Resources, Llc$100,012$94,745,253$17,368,533$112,113,786
30Macro Advisors, Inc.$101,456$107,644,934$107,644,934
31McAdam LLC$104,237$406,455,720$487,289$406,943,009
32Marmo Financial Group, Llc$105,327$126,603,116$126,603,116
33Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
34Lifeguide Financial Advisors, Llc$107,746$162,137,965$4,222,465$166,360,430
35Richmond Brothers, Inc.$108,337$202,922,231$110,170,807$313,093,038
36Spreng Capital Management, Inc.$109,418$133,489,587$133,489,587
37Catalyst Financial Nw Corporation$109,866$98,276,009$9,831,966$108,107,975
38Compass Financial Group, Inc$110,843$435,000,000$25,000,000$460,000,000
39Allen Capital Group, LLC$110,970$510,240,808$510,240,808
40Stonehearth Capital Management$111,455$207,417,582$207,417,582
41Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
42AE Wealth Management, LLC$111,906$5,526,239,350$5,526,239,350
43Financial Strategies Group, Inc$113,048$201,018,254$6,425,449$207,443,703
44Robert Gordon & Associates Inc$113,863$6,870,000$150,830,000$157,700,000
45J2 Capital Management, Inc.$114,977$119,921,104$119,921,104
46Solomon Api, Lp$115,143$219,577,617$219,577,617
47Basepoint Wealth, Llc$115,931$212,350,806$5,946,325$218,297,131
48Imus Wilkinson Investment Management, Llc$116,670$112,952,827$566,618$113,519,445
49Gunderson Capital Management$117,417$120,000,000$120,000,000
50Quinn Stauffer Financial, Llc$117,549$161,394,646$161,394,646
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Showing 1 to 50 of 2,439 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.