RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ALPha & Omega$5,005$495,145,827$12,274,025$507,419,852
2Ellevest$8,278$283,387,408$283,387,408
3Preston Wealth Advisors$21,843$100,717,900$13,651,300$114,369,200
4Q3 Asset Management Corporation$46,473$374,986,982$374,986,982
5Integris Wealth Management, Llc$47,659$116,467,766$581,719$117,049,485
6Kiker Wealth Management, LLC$71,021$135,507,265$135,507,265
7Regatta Research & Money Management$76,115$117,282,984$1,455,731$118,738,715
8Checks & Balances, Inc.$77,492$100,120,000$100,120,000
9Planners Alliance$80,133$230,303,366$230,303,366
10J.G. Hendricks Financial Services, LLC$81,120$136,779,953$3,801,715$140,581,668
11Whitcomb & Hess, Inc.$83,599$109,358,841$47,890,312$157,249,153
12NextCapital Advisers$86,174$687,495,947$687,495,947
13Guidestream Financial, Inc.$86,855$102,661,893$2,519,527$105,181,420
14Resource Planning Group, Ltd.$88,544$110,919,666$4,188,049$115,107,715
15Truadvice LLC$90,226$210,865,765$4,324,028$215,189,793
16Mainstay Capital Management, Llc$91,300$655,348,129$52,045,467$707,393,596
17Global Financial Private Capital, LLC$96,407$3,555,568,110$3,555,568,110
18True Financial Group$97,267$110,000,000$11,000,000$121,000,000
19John E. Sestina and Company$99,173$323,487,053$345,333,422$668,820,475
20Retirement Resources, LLC$100,012$94,745,253$17,368,533$112,113,786
21Cabana Asset Management$103,724$563,981,794$76,719,868$640,701,662
22McAdam LLC$104,237$406,455,720$487,289$406,943,009
23Marmo Financial Group, LLC$105,327$126,603,116$126,603,116
24Advisors Management Group Inc$105,850$367,773,340$27,471,455$395,244,795
25Lifeguide Financial Advisors, LLC$107,746$162,137,965$4,222,465$166,360,430
26Richmond Brothers, Inc.$108,337$202,922,231$110,170,807$313,093,038
27Spreng Capital Management, Inc.$109,418$133,489,587$133,489,587
28Catalyst Financial Nw Corporation$109,866$98,276,009$9,831,966$108,107,975
29Allen Capital Group, LLC$110,970$510,240,808$510,240,808
30Stonehearth Capital Management$111,455$207,417,582$207,417,582
31Callahan Capital Management$111,695$127,421,539$1,362,609$128,784,148
32AE Wealth Management, LLC$111,906$5,526,239,350$5,526,239,350
33Financial Strategies Group, Inc$113,048$201,018,254$6,425,449$207,443,703
34Robert Gordon & Associates Inc$113,863$6,870,000$150,830,000$157,700,000
35Solomon Api, LP$115,143$219,577,617$219,577,617
36J2 Capital Management, Inc.$115,776$123,533,485$123,533,485
37Basepoint Wealth, LLC$115,931$212,350,806$5,946,325$218,297,131
38Imus Wilkinson & Mundinger Investment Management, LLC$116,670$112,952,827$566,618$113,519,445
39Gunderson Capital Management$117,417$120,000,000$120,000,000
40Quinn Stauffer Financial, LLC$117,549$161,394,646$161,394,646
41Lifestage Wealth Management$117,952$130,925,631$2,124,221$133,049,852
42Heritage Retirement Advisors, LLC$118,195$121,859,323$121,859,323
43Clay Northam Wealth Management$120,067$121,391,939$1,076,204$122,468,143
44Potomac Fund Management$120,194$136,179,372$136,179,372
45Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
46Nepsis Capital Management, Inc.$120,480$222,514,104$4,109,165$226,623,269
47Kessler Investment Group$120,587$109,523,626$17,936,531$127,460,157
48Shakespeare Wealth Management, Inc.$120,859$102,125,772$102,125,772
49Boston Standard Wealth Management$121,607$192,138,418$192,138,418
50Capstone Wealth Advisors, LLC$121,949$304,628,523$304,628,523
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Showing 1 to 50 of 2,205 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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