RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | ALPha & Omega | $4,097 | $326,414,000 | $10,531,000 | $336,945,000 |
| 2 | Ellevest | $9,100 | $191,235,576 | $0 | $191,235,576 |
| 3 | Q3 Asset Management Corporation | $42,880 | $310,623,985 | $0 | $310,623,985 |
| 4 | Atlas Wealth Advisors LLC | $43,447 | $214,024,217 | $27,803,732 | $241,827,949 |
| 5 | John E. Sestina and Company | $46,885 | $248,107,934 | $387,322,885 | $635,430,819 |
| 6 | Kiker Wealth Management, LLC | $71,581 | $137,436,012 | $0 | $137,436,012 |
| 7 | Planners Alliance | $80,601 | $165,366,769 | $11,794,880 | $177,161,649 |
| 8 | Regatta Research & Money Management | $83,465 | $128,882,305 | $6,414,325 | $135,296,630 |
| 9 | Allen Capital Group, LLC | $90,869 | $449,074,991 | $0 | $449,074,991 |
| 10 | Potomac Fund Management | $90,931 | $163,039,655 | $0 | $163,039,655 |
| 11 | Clear Creek Financial Management, LLC | $91,675 | $190,500,000 | $0 | $190,500,000 |
| 12 | Guidestream Financial, Inc. | $95,771 | $106,594,678 | $2,200,947 | $108,795,625 |
| 13 | Whitcomb & Hess, Inc. | $96,166 | $113,168,033 | $42,717,630 | $155,885,663 |
| 14 | Cabana Asset Management | $96,840 | $469,145,854 | $27,351,940 | $496,497,794 |
| 15 | AE Wealth Management, LLC | $96,867 | $2,759,050,999 | $0 | $2,759,050,999 |
| 16 | Retirement Resources, LLC | $99,273 | $103,956,164 | $20,333,604 | $124,289,768 |
| 17 | Global Financial Private Capital, LLC | $99,725 | $5,790,555,183 | $0 | $5,790,555,183 |
| 18 | True Financial Group | $102,902 | $104,000,000 | $13,000,000 | $117,000,000 |
| 19 | McAdam LLC | $103,726 | $333,790,254 | $0 | $333,790,254 |
| 20 | J.G. Hendricks Financial Services, LLC | $104,545 | $126,500,000 | $0 | $126,500,000 |
| 21 | Solomon Api, LP | $104,648 | $143,900,000 | $200,000 | $144,100,000 |
| 22 | Imus Wilkinson & Mundinger Investment Management, LLC | $107,162 | $148,653,561 | $516,000 | $149,169,561 |
| 23 | Kingdom Financial Group, LLC | $110,307 | $100,047,996 | $0 | $100,047,996 |
| 24 | Boston Standard Wealth Management | $113,874 | $171,949,187 | $0 | $171,949,187 |
| 25 | Advisors Management Group Inc | $114,049 | $378,131,380 | $35,297,669 | $413,429,049 |
| 26 | Welch Hornsby, Inc. | $114,825 | $1,929,182,721 | $0 | $1,929,182,721 |
| 27 | Nepsis Capital Management, Inc. | $115,109 | $262,794,268 | $0 | $262,794,268 |
| 28 | J2 Capital Management, Inc. | $115,776 | $123,533,485 | $0 | $123,533,485 |
| 29 | Clay Northam Wealth Management | $115,976 | $118,790,960 | $1,940,000 | $120,730,960 |
| 30 | Callahan Capital Management | $118,013 | $128,633,510 | $1,298,481 | $129,931,991 |
| 31 | Truadvice LLC | $118,047 | $103,309,047 | $808,309 | $104,117,356 |
| 32 | Cypress Financial Planning | $118,718 | $53,054,184 | $47,024,849 | $100,079,033 |
| 33 | Marmo Financial Group, LLC | $119,459 | $135,467,015 | $0 | $135,467,015 |
| 34 | Hallett Advisors | $119,573 | $123,758,020 | $0 | $123,758,020 |
| 35 | Richmond Brothers, Inc. | $119,679 | $244,128,663 | $103,779,411 | $347,908,074 |
| 36 | Basepoint Wealth, LLC | $120,293 | $208,670,512 | $3,166,130 | $211,836,642 |
| 37 | Lifeguide Financial Advisors, LLC | $120,401 | $154,564,566 | $4,726,346 | $159,290,912 |
| 38 | Spreng Capital Management, Inc. | $120,542 | $140,914,046 | $0 | $140,914,046 |
| 39 | Vickery Financial Services, Inc. | $122,771 | $0 | $194,345,921 | $194,345,921 |
| 40 | Quinn Stauffer Financial, LLC | $123,064 | $156,863,848 | $3,119,834 | $159,983,682 |
| 41 | Plan Financial | $123,147 | $133,368,268 | $0 | $133,368,268 |
| 42 | Catalyst Financial Nw Corporation | $123,873 | $103,805,524 | $0 | $103,805,524 |
| 43 | NextCapital Advisers | $125,107 | $113,346,722 | $0 | $113,346,722 |
| 44 | Mullooly Asset Management, Inc. | $126,296 | $191,803,949 | $1,680,886 | $193,484,835 |
| 45 | O'Boyle Wealth Management, Inc. | $127,755 | $108,500,000 | $14,400,000 | $122,900,000 |
| 46 | Mbe Wealth Management, LLC | $127,770 | $172,490,086 | $0 | $172,490,086 |
| 47 | Wealth Advisory Solutions, LLC | $128,444 | $149,775,033 | $2,302,994 | $152,078,027 |
| 48 | Nikulski Financial, Inc. | $129,422 | $122,300,000 | $25,500,000 | $147,800,000 |
| 49 | Ranstrom Berg Wealth Management, LLC | $129,459 | $104,500,000 | $8,000,000 | $112,500,000 |
| 50 | Dorman Financial Management, P.A. | $129,584 | $139,819,745 | $3,241,032 | $143,060,777 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
