RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Alpha & Omega | $3,671 | $395,581,764 | $15,386,542 | $410,968,306 |
| 2 | Ellevest | $12,174 | $580,661,339 | — | $580,661,339 |
| 3 | Asset Dedication, Llc | $24,793 | $1,235,044,177 | — | $1,235,044,177 |
| 4 | Carlson Financial | $39,891 | $145,737,532 | $542,879 | $146,280,411 |
| 5 | Q3 Asset Management Corporation | $44,267 | $448,119,094 | — | $448,119,094 |
| 6 | Preston Wealth Advisors, Llc. | $57,168 | $129,757,512 | $15,907,224 | $145,664,736 |
| 7 | Kiker Wealth Management, Llc | $67,130 | $124,929,455 | — | $124,929,455 |
| 8 | Asset Management Strategies, Inc. | $72,374 | $105,810,353 | — | $105,810,353 |
| 9 | Its Asset Management, L.P. | $82,987 | $109,957,880 | — | $109,957,880 |
| 10 | Howard Bailey Securities, Llc | $84,246 | $185,897,937 | $1,971,674 | $187,869,611 |
| 11 | Moss, Luse & Womble, Llc | $84,884 | $131,400,000 | — | $131,400,000 |
| 12 | Solomon Api, Lp | $85,397 | $159,739,459 | $2,684,743 | $162,424,202 |
| 13 | Regatta Research & Money Management L.L.C. | $90,337 | $135,947,059 | $1,094,723 | $137,041,782 |
| 14 | Guidestream Financial, Inc. | $92,182 | $114,543,810 | $3,633,864 | $118,177,674 |
| 15 | Money Managers Advisory | $92,461 | $117,147,881 | — | $117,147,881 |
| 16 | Acap Asset Management, Inc. | $93,124 | $78,731,935 | $21,469,597 | $100,201,532 |
| 17 | Whitcomb & Hess, Inc. | $93,297 | $147,038,976 | $32,930,596 | $179,969,572 |
| 18 | Strategic Retirement Advisors, Llc | $96,583 | $69,632,000 | $67,612,000 | $137,244,000 |
| 19 | Truadvice Llc | $98,512 | $322,007,324 | $521,335 | $322,528,659 |
| 20 | Saos Capital, Llc | $99,312 | $90,778,332 | $12,208,311 | $102,986,643 |
| 21 | Legacy Wealth Management, Llc | $102,132 | $173,625,000 | — | $173,625,000 |
| 22 | Blackston Financial Advisory Group, Llc | $102,454 | $137,139,177 | $3,530,712 | $140,669,889 |
| 23 | Cabana Asset Management | $102,686 | $991,297,348 | $51,481,509 | $1,042,778,857 |
| 24 | Professional Financial Advisors, Llc | $103,683 | $196,789,683 | — | $196,789,683 |
| 25 | Nextcapital Advisers | $103,736 | $2,129,384,165 | — | $2,129,384,165 |
| 26 | Triumph Capital Management | $105,746 | $345,895,106 | — | $345,895,106 |
| 27 | Cypress Point Wealth Management, Llc | $110,225 | $599,298,417 | $89,940,649 | $689,239,066 |
| 28 | Compass Financial Group, Inc | $110,843 | $435,000,000 | $25,000,000 | $460,000,000 |
| 29 | Retirement Resources, Llc | $111,499 | $126,885,306 | — | $126,885,306 |
| 30 | Hendricks Wealth And Estate Management | $111,697 | $202,005,432 | $6,086,262 | $208,091,694 |
| 31 | Richmond Brothers, Inc. | $112,466 | $234,041,137 | — | $234,041,137 |
| 32 | Imus Wilkinson Investment Management, Llc | $114,919 | $124,646,600 | $500,481 | $125,147,081 |
| 33 | J2 Capital Management, Inc. | $114,977 | $119,921,104 | — | $119,921,104 |
| 34 | Iron Horse Wealth Management, Llc | $115,155 | $183,211,225 | — | $183,211,225 |
| 35 | Ae Wealth Management, Llc | $115,541 | $8,583,746,349 | — | $8,583,746,349 |
| 36 | Macro Advisors, Inc. | $115,585 | $123,252,337 | $2,851,073 | $126,103,410 |
| 37 | Global Financial Private Capital, Inc. | $116,110 | $2,287,938,176 | — | $2,287,938,176 |
| 38 | Financial Counseling, Inc. | $118,163 | $147,288,839 | $532,756 | $147,821,595 |
| 39 | Penobscot Financial Advisors | $118,736 | $173,443,906 | $266,934 | $173,710,840 |
| 40 | Marmo Financial Group, Llc | $119,728 | $157,203,274 | — | $157,203,274 |
| 41 | Callahan Capital Management | $120,101 | $139,612,238 | $1,626,373 | $141,238,611 |
| 42 | Elwood & Goetz | $120,283 | $270,876,268 | — | $270,876,268 |
| 43 | Haydel, Biel & Associates | $120,530 | $110,332,716 | $433,981 | $110,766,697 |
| 44 | Lockshield Partners, Inc. | $121,193 | — | $123,132,241 | $123,132,241 |
| 45 | Catalyst Financial Nw Corporation | $121,919 | $117,000,000 | $12,600,000 | $129,600,000 |
| 46 | Sound Income Strategies, Llc | $121,956 | $1,107,534,019 | $65,071,075 | $1,172,605,094 |
| 47 | Advisors Management Group Inc | $123,067 | $439,711,468 | $32,740,862 | $472,452,330 |
| 48 | Financial Strategies Group, Inc | $123,864 | $286,506,793 | $7,546,165 | $294,052,958 |
| 49 | The Pacific Financial Group, Inc. | $124,683 | $2,336,318,385 | — | $2,336,318,385 |
| 50 | The Wealth Consulting Group | $125,053 | $1,664,008,800 | $297,199,202 | $1,961,208,002 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
