RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | ALPha & Omega | $5,005 | $495,145,827 | $12,274,025 | $507,419,852 |
| 2 | Ellevest | $8,278 | $283,387,408 | — | $283,387,408 |
| 3 | Preston Wealth Advisors | $21,843 | $100,717,900 | $13,651,300 | $114,369,200 |
| 4 | Q3 Asset Management Corporation | $46,473 | $374,986,982 | — | $374,986,982 |
| 5 | Integris Wealth Management, Llc | $47,659 | $116,467,766 | $581,719 | $117,049,485 |
| 6 | Kiker Wealth Management, LLC | $71,021 | $135,507,265 | — | $135,507,265 |
| 7 | Regatta Research & Money Management | $76,115 | $117,282,984 | $1,455,731 | $118,738,715 |
| 8 | Checks & Balances, Inc. | $77,492 | $100,120,000 | — | $100,120,000 |
| 9 | Planners Alliance | $80,133 | $230,303,366 | — | $230,303,366 |
| 10 | J.G. Hendricks Financial Services, LLC | $81,120 | $136,779,953 | $3,801,715 | $140,581,668 |
| 11 | Whitcomb & Hess, Inc. | $83,599 | $109,358,841 | $47,890,312 | $157,249,153 |
| 12 | NextCapital Advisers | $86,174 | $687,495,947 | — | $687,495,947 |
| 13 | Guidestream Financial, Inc. | $86,855 | $102,661,893 | $2,519,527 | $105,181,420 |
| 14 | Resource Planning Group, Ltd. | $88,544 | $110,919,666 | $4,188,049 | $115,107,715 |
| 15 | Truadvice LLC | $90,226 | $210,865,765 | $4,324,028 | $215,189,793 |
| 16 | Mainstay Capital Management, Llc | $91,300 | $655,348,129 | $52,045,467 | $707,393,596 |
| 17 | Global Financial Private Capital, LLC | $96,407 | $3,555,568,110 | — | $3,555,568,110 |
| 18 | True Financial Group | $97,267 | $110,000,000 | $11,000,000 | $121,000,000 |
| 19 | John E. Sestina and Company | $99,173 | $323,487,053 | $345,333,422 | $668,820,475 |
| 20 | Retirement Resources, LLC | $100,012 | $94,745,253 | $17,368,533 | $112,113,786 |
| 21 | Cabana Asset Management | $103,724 | $563,981,794 | $76,719,868 | $640,701,662 |
| 22 | McAdam LLC | $104,237 | $406,455,720 | $487,289 | $406,943,009 |
| 23 | Marmo Financial Group, LLC | $105,327 | $126,603,116 | — | $126,603,116 |
| 24 | Advisors Management Group Inc | $105,850 | $367,773,340 | $27,471,455 | $395,244,795 |
| 25 | Lifeguide Financial Advisors, LLC | $107,746 | $162,137,965 | $4,222,465 | $166,360,430 |
| 26 | Richmond Brothers, Inc. | $108,337 | $202,922,231 | $110,170,807 | $313,093,038 |
| 27 | Spreng Capital Management, Inc. | $109,418 | $133,489,587 | — | $133,489,587 |
| 28 | Catalyst Financial Nw Corporation | $109,866 | $98,276,009 | $9,831,966 | $108,107,975 |
| 29 | Allen Capital Group, LLC | $110,970 | $510,240,808 | — | $510,240,808 |
| 30 | Stonehearth Capital Management | $111,455 | $207,417,582 | — | $207,417,582 |
| 31 | Callahan Capital Management | $111,695 | $127,421,539 | $1,362,609 | $128,784,148 |
| 32 | AE Wealth Management, LLC | $111,906 | $5,526,239,350 | — | $5,526,239,350 |
| 33 | Financial Strategies Group, Inc | $113,048 | $201,018,254 | $6,425,449 | $207,443,703 |
| 34 | Robert Gordon & Associates Inc | $113,863 | $6,870,000 | $150,830,000 | $157,700,000 |
| 35 | Solomon Api, LP | $115,143 | $219,577,617 | — | $219,577,617 |
| 36 | J2 Capital Management, Inc. | $115,776 | $123,533,485 | — | $123,533,485 |
| 37 | Basepoint Wealth, LLC | $115,931 | $212,350,806 | $5,946,325 | $218,297,131 |
| 38 | Imus Wilkinson & Mundinger Investment Management, LLC | $116,670 | $112,952,827 | $566,618 | $113,519,445 |
| 39 | Gunderson Capital Management | $117,417 | $120,000,000 | — | $120,000,000 |
| 40 | Quinn Stauffer Financial, LLC | $117,549 | $161,394,646 | — | $161,394,646 |
| 41 | Lifestage Wealth Management | $117,952 | $130,925,631 | $2,124,221 | $133,049,852 |
| 42 | Heritage Retirement Advisors, LLC | $118,195 | $121,859,323 | — | $121,859,323 |
| 43 | Clay Northam Wealth Management | $120,067 | $121,391,939 | $1,076,204 | $122,468,143 |
| 44 | Potomac Fund Management | $120,194 | $136,179,372 | — | $136,179,372 |
| 45 | Mullooly Asset Management, Inc. | $120,238 | $197,946,199 | $1,528,880 | $199,475,079 |
| 46 | Nepsis Capital Management, Inc. | $120,480 | $222,514,104 | $4,109,165 | $226,623,269 |
| 47 | Kessler Investment Group | $120,587 | $109,523,626 | $17,936,531 | $127,460,157 |
| 48 | Shakespeare Wealth Management, Inc. | $120,859 | — | $102,125,772 | $102,125,772 |
| 49 | Boston Standard Wealth Management | $121,607 | $192,138,418 | — | $192,138,418 |
| 50 | Capstone Wealth Advisors, LLC | $121,949 | $304,628,523 | — | $304,628,523 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
