RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | ALPHA & OMEGA | $3,671 | $395,581,764 | $15,386,542 | $410,968,306 |
| 2 | ELLEVEST | $12,438 | $634,326,573 | — | $634,326,573 |
| 3 | TUCKER FINANCIAL GROUP | $16,697 | $121,000,000 | — | $121,000,000 |
| 4 | ASSET DEDICATION, LLC | $24,793 | $1,235,044,177 | — | $1,235,044,177 |
| 5 | Q3 ASSET MANAGEMENT CORPORATION | $44,267 | $448,119,094 | — | $448,119,094 |
| 6 | CARLSON FINANCIAL | $46,702 | $200,879,297 | $733,083 | $201,612,380 |
| 7 | PRESTON WEALTH ADVISORS, LLC. | $57,168 | $129,757,512 | $15,907,224 | $145,664,736 |
| 8 | KIKER WEALTH MANAGEMENT, LLC | $67,130 | $124,929,455 | — | $124,929,455 |
| 9 | ASSET MANAGEMENT STRATEGIES, INC. | $70,021 | $123,237,165 | — | $123,237,165 |
| 10 | ITS ASSET MANAGEMENT, L.P. | $82,987 | $109,957,880 | — | $109,957,880 |
| 11 | HOWARD BAILEY SECURITIES, LLC | $84,246 | $185,897,937 | $1,971,674 | $187,869,611 |
| 12 | MOSS, LUSE & WOMBLE, LLC | $84,884 | $131,400,000 | — | $131,400,000 |
| 13 | ADVANCED ASSET MANAGEMENT L.L.C. | $85,024 | $110,107,570 | $83,318 | $110,190,888 |
| 14 | SOLOMON API, LP | $85,397 | $159,739,459 | $2,684,743 | $162,424,202 |
| 15 | REGATTA RESEARCH & MONEY MANAGEMENT L.L.C. | $90,337 | $135,947,059 | $1,094,723 | $137,041,782 |
| 16 | ACCURATE WEALTH MANAGEMENT, LLC | $91,284 | $155,000,000 | — | $155,000,000 |
| 17 | GUIDESTREAM FINANCIAL, INC. | $92,182 | $114,543,810 | $3,633,864 | $118,177,674 |
| 18 | MONEY MANAGERS ADVISORY | $92,461 | $117,147,881 | — | $117,147,881 |
| 19 | ACAP ASSET MANAGEMENT, INC. | $93,124 | $78,731,935 | $21,469,597 | $100,201,532 |
| 20 | WHITCOMB & HESS, INC. | $93,297 | $147,038,976 | $32,930,596 | $179,969,572 |
| 21 | VALUES FIRST ADVISORS, INC. | $95,149 | $120,328,046 | $3,461,183 | $123,789,229 |
| 22 | TRUADVICE LLC | $98,512 | $322,007,324 | $521,335 | $322,528,659 |
| 23 | SAOS CAPITAL, LLC | $99,312 | $90,778,332 | $12,208,311 | $102,986,643 |
| 24 | COMPASS FINANCIAL GROUP, INC | $99,604 | $485,000,000 | $18,000,000 | $503,000,000 |
| 25 | LEGACY WEALTH MANAGEMENT, LLC | $102,132 | $173,625,000 | — | $173,625,000 |
| 26 | BLACKSTON FINANCIAL ADVISORY GROUP, LLC | $102,454 | $137,139,177 | $3,530,712 | $140,669,889 |
| 27 | PROFESSIONAL FINANCIAL ADVISORS, LLC | $103,683 | $196,789,683 | — | $196,789,683 |
| 28 | NEXTCAPITAL ADVISERS | $103,736 | $2,129,384,165 | — | $2,129,384,165 |
| 29 | TRIUMPH CAPITAL MANAGEMENT | $105,746 | $345,895,106 | — | $345,895,106 |
| 30 | CURRAN FINANCIAL PARTNERS, LLC | $108,566 | $131,908,244 | — | $131,908,244 |
| 31 | FORMULA FOLIO INVESTMENTS | $109,397 | $2,797,291,092 | $337,710,903 | $3,135,001,995 |
| 32 | CYPRESS POINT WEALTH MANAGEMENT, LLC | $110,225 | $599,298,417 | $89,940,649 | $689,239,066 |
| 33 | RETIREMENT RESOURCES, LLC | $111,499 | $126,885,306 | — | $126,885,306 |
| 34 | HENDRICKS WEALTH AND ESTATE MANAGEMENT | $111,697 | $202,005,432 | $6,086,262 | $208,091,694 |
| 35 | BRIGHT FINANCIAL ADVISORS, INC. | $112,424 | $299,610,599 | — | $299,610,599 |
| 36 | RICHMOND BROTHERS, INC. | $112,466 | $234,041,137 | — | $234,041,137 |
| 37 | SOFOS INVESTMENTS, INC. | $113,656 | $160,937,014 | — | $160,937,014 |
| 38 | HAYDEL, BIEL & ASSOCIATES | $113,802 | $109,381,760 | $323,023 | $109,704,783 |
| 39 | ATTENTIVE INVESTMENT MANAGERS, INC. | $113,995 | $102,803,436 | $17,232,876 | $120,036,312 |
| 40 | IMUS WILKINSON INVESTMENT MANAGEMENT, LLC | $114,919 | $124,646,600 | $500,481 | $125,147,081 |
| 41 | IRON HORSE WEALTH MANAGEMENT, LLC | $115,155 | $183,211,225 | — | $183,211,225 |
| 42 | MACRO ADVISORS, INC. | $115,585 | $123,252,337 | $2,851,073 | $126,103,410 |
| 43 | FINANCIAL COUNSELING, INC. | $118,163 | $147,288,839 | $532,756 | $147,821,595 |
| 44 | PENOBSCOT FINANCIAL ADVISORS | $118,736 | $173,443,906 | $266,934 | $173,710,840 |
| 45 | MARMO FINANCIAL GROUP, LLC | $119,728 | $157,203,274 | — | $157,203,274 |
| 46 | CALLAHAN CAPITAL MANAGEMENT | $120,101 | $139,612,238 | $1,626,373 | $141,238,611 |
| 47 | ELWOOD & GOETZ | $120,283 | $270,876,268 | — | $270,876,268 |
| 48 | LOCKSHIELD PARTNERS, INC. | $121,193 | — | $123,132,241 | $123,132,241 |
| 49 | CATALYST FINANCIAL NW CORPORATION | $121,919 | $117,000,000 | $12,600,000 | $129,600,000 |
| 50 | SOUND INCOME STRATEGIES, LLC | $121,956 | $1,107,534,019 | $65,071,075 | $1,172,605,094 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
