RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
651Vivaldi Capital Management, Llc$890,327$1,747,813,868$338,223,097$2,086,036,965
652Resource Consulting Group$889,343$2,030,370,126$2,030,370,126
653Godshalk Welsh Capital Management, Inc.$887,522$232,530,872$232,530,872
654Asset Strategies, Inc.$883,311$125,430,210$125,430,210
655Intrack Investment Management, Inc.$882,556$180,009,252$914,685$180,923,937
656The Joseph Group Capital Management$882,019$508,042,933$508,042,933
657Jacobsen Capital Management$881,532$307,654,750$307,654,750
658Coe Capital Management, Llc$881,483$156,900,207$3,794$156,904,001
659Cherry Creek Investment Advisors Inc$880,000$176,000,000$176,000,000
660Chaney Capital Management Inc.$879,620$247,173,340$247,173,340
661True North Retirement Advisors, Llc$877,904$237,839,125$27,287,780$265,126,905
662Miramar Capital$876,123$232,088,206$16,730,737$248,818,943
663Gasber Financial Advisors, Inc$875,392$122,554,871$122,554,871
664Slayton Lewis Inc$873,328$201,308,455$6,543,548$207,852,003
665Aton Financial Llc$872,020$164,080,000$58,285,000$222,365,000
666Baldwin Investment Management, Llc$870,026$465,326,899$335,966,620$801,293,519
667Oak Financial Group Inc$868,005$176,712,463$2,964,649$179,677,112
668Oak Financial Group Inc$868,005$176,712,463$2,964,649$179,677,112
669Elm Advisors, Llc$867,655$272,183,867$67,936,946$340,120,813
670Compass Financial Group, Inc.$867,415$340,894,250$340,894,250
671Invesco, Llc$865,634$162,739,141$162,739,141
672Daintree Advisors Llc$864,986$1,127,964,000$23,332,000$1,151,296,000
673Narus Financial Partners, Llc$864,754$272,801,739$9,108,163$281,909,902
674Estabrook Capital Management Llc$863,426$851,337,741$851,337,741
675New England Private Wealth Advisors, Llc$863,279$1,606,554,074$514,523,611$2,121,077,685
676Durbin Bennett Private Wealth Management, Llc$863,151$1,160,444,136$49,692,962$1,210,137,098
677Independence Advisors, Llc$862,098$1,320,937,720$2,382,718$1,323,320,438
678Pineno Levin & Ford Asset Management, Inc.$862,009$354,163,582$9,604,333$363,767,915
679Financial Partners Capital Management, Llc$860,051$434,373,342$31,774,364$466,147,706
680Km Capital Management, Ltd.$858,768$165,149,000$30,650,000$195,799,000
681Nwk Group$858,677$276,494,073$276,494,073
682Black Diamond Financial, Llc$857,913$320,091,000$44,522,000$364,613,000
683Slocum, Gordon & Co. Llp$857,410$232,358,036$232,358,036
684Altrius Capital Management, Inc.$857,338$337,435,061$7,214,914$344,649,975
685Equity Advisors Of Kentucky Inc$855,880$5,248,724$114,574,433$119,823,157
686Campion Asset Management, Llc$855,006$173,089,784$43,226,790$216,316,574
687Ray|Theil Wealth Management, Llc$846,890$198,172,156$198,172,156
688Corrigan Financial Inc$841,607$857,285,000$6,204,000$863,489,000
689Pagnatokarp Partners, Llc$841,271$2,155,180,015$49,790,002$2,204,970,017
690Capital Planning Advisors Llc$841,100$663,419,000$17,872,000$681,291,000
691Clear Harbor Asset Management, Llc$840,797$790,264,287$1,766,204$792,030,491
692Elgethun Capital Management$840,131$414,992,000$6,754,000$421,746,000
693Elgethun Capital Management$840,131$414,992,000$6,754,000$421,746,000
694Corient Capital Partners, Llc$839,449$2,111,649,506$668,607,161$2,780,256,667
695Scholtz & Co$838,787$253,315,971$836,464$254,152,435
696Chequers Financial Management Llc$838,005$331,339,028$20,623,277$351,962,305
697Portfolio Solutions Llc$836,169$1,444,900,440$1,444,900,440
698Riverstone Advisors, Llc$832,932$205,529,966$5,201,723$210,731,689
699Novare Capital Management$832,353$1,160,240,946$2,556,060$1,162,797,006
700Ariadne Wealth Management, Lp$832,292$263,478,000$7,017,000$270,495,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.