RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Ward & Associates$4,216,349$204,648,838$10,384,955$215,033,793
102Independent Family Office, Llc$4,068,762$475,547,399$497,714$476,045,113
103Pensionmark Financial Group, Llc$3,878,404$5,296,322,993$14,789,930,449$20,086,253,442
104Kings Path Partners Llc$3,866,532$131,316,926$475,728,659$607,045,585
105Hfm Wealth Management$3,858,505$711,289,325$37,260,684$748,550,009
106Filament, Llc$3,805,466$1,255,714,033$749,766,663$2,005,480,696
107Hardy Reed, Llc$3,769,479$945,043,137$106,641,429$1,051,684,566
108Imc Advisors, Llc$3,758,779$247,129,580$113,713,207$360,842,787
109Hollow Brook Wealth Management Llc$3,695,257$282,700,000$652,200,000$934,900,000
110Jackson, Grant Investment Advisers, Inc.$3,634,381$363,438,089$363,438,089
111The Clarius Group, Llc$3,590,416$1,367,396,981$671,959,108$2,039,356,089
112Breton Co$3,587,502$136,325,085$136,325,085
113Douglass Winthrop Advisors Llc$3,564,625$3,243,736,243$21,460,033$3,265,196,276
114Iwp Wealth - Private Client Advisors$3,564,233$162,164,574$122,974,040$285,138,614
115Darrell & King, Llc$3,548,787$635,232,804$635,232,804
116Cohen Capital Management Inc$3,546,781$613,593,058$613,593,058
117Berman Capital Advisors, Llc$3,517,923$1,060,812,699$1,658,541,970$2,719,354,669
118Anodos Advisors, Llc$3,476,768$719,691,000$719,691,000
119Circle Wealth Management, Llc$3,471,911$1,192,653,808$727,312,698$1,919,966,506
120New Capital Management, Lp$3,464,480$284,178,527$24,160,164$308,338,691
121Kamichu Wealth Management Llc$3,419,852$196,263,073$5,508,196$201,771,269
122Brighton Jones$3,410,072$6,700,909,908$98,773,677$6,799,683,585
123Stonepoint Capital, Llc$3,377,560$111,459,478$111,459,478
124Aufman Associates Inc$3,363,564$723,166,215$723,166,215
125The Doman Group, Llc$3,347,080$229,462,765$28,262,369$257,725,134
126Becker Capital Management, Inc.$3,336,859$4,307,884,565$4,307,884,565
127Breeds Hill Capital Llc$3,295,195$107,923,825$1,302,419,524$1,410,343,349
128Castlekeep Investment Advisors$3,285,775$117,484,528$473,955,027$591,439,555
129Michael A. Dubis Financial Planning, Llc$3,273,969$160,424,468$160,424,468
130Argos Wealth Advisors Llc$3,271,397$716,435,864$716,435,864
131Miller Equity Capital Advisors$3,231,911$113,116,878$113,116,878
132Bartlett & Co. Wealth Management Llc$3,222,043$6,385,450,149$119,854,486$6,505,304,635
133Hawthorn Capital Management, Llc$3,177,778$114,400,000$114,400,000
134Utopia Wealth Management, Llc$3,174,440$126,977,616$126,977,616
135Ch Investment Partners, Llc$3,111,608$2,751,450,579$823,786,993$3,575,237,572
136Loring, Wolcott & Coolidge Fiduciary Advisors, LLP$3,107,105$8,953,449,315$63,370,750$9,016,820,065
137Mccutchen Group Llc$3,102,360$2,120,283,620$885,902,985$3,006,186,605
138Pillar Pacific Capital Management Llc$3,098,744$1,219,009,526$54,574,269$1,273,583,795
139Capital Counsel Llc$3,080,947$1,822,423,960$7,658,475$1,830,082,435
140Portola Partners$3,062,630$4,468,377,318$4,468,377,318
141Port Capital Llc$3,055,561$1,172,123,943$89,822,555$1,261,946,498
142Peavine Capital, Llc$3,017,241$350,000,000$350,000,000
143Foundation Resource Management, Inc.$3,009,774$1,012,507,853$254,607,176$1,267,115,029
144Evercore Wealth Management, Llc$2,981,158$9,063,713,169$133,160,171$9,196,873,340
145Inverness Counsel, Llc$2,963,306$2,990,982,470$532,387,880$3,523,370,350
146Bridges Investment Management Inc$2,931,027$4,564,521,962$268,741,696$4,833,263,658
147Syntrinsic Investment Counsel, Llc.$2,920,204$786,789,611$325,808,056$1,112,597,667
148Cresset Asset Management, Llc$2,919,963$6,273,429,220$243,928,858$6,517,358,078
149Lyell Wealth Management Lp$2,901,840$516,527,560$516,527,560
150Fountainhead Financial, Llc$2,896,512$249,100,000$249,100,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.