RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 501 | Woodmont Investment Counsel | $938,387 | $671,941,390 | $16,834,439 | $688,775,829 |
| 502 | Promus Capital, LLC | $1,651,468 | $290,722,904 | $397,939,410 | $688,662,314 |
| 503 | Granite Investment Advisors, Inc. | $997,188 | $657,423,084 | $29,639,342 | $687,062,426 |
| 504 | Strategic Financial Group, LLC | $234,674 | $586,255,845 | $92,656,365 | $678,912,210 |
| 505 | Confluence Wealth Management LLC | $471,112 | $674,992,973 | $3,879,602 | $678,872,575 |
| 506 | Barry Investment Advisors, LLC | $475,602 | $562,758,396 | $114,498,320 | $677,256,716 |
| 507 | Baldwin Investment Management | $731,873 | $353,102,881 | $321,683,703 | $674,786,584 |
| 508 | Deerfield Financial Advisors, Inc. | $642,124 | $600,306,110 | $72,640,192 | $672,946,302 |
| 509 | Payne Capital Management, LLC | $224,151 | $204,087,108 | $468,815,508 | $672,902,616 |
| 510 | SB Capital Management, Inc. | $687,849 | $663,090,339 | $4,123,544 | $667,213,883 |
| 511 | The Marshall Financial Group, Inc | $415,780 | $656,591,169 | $9,073,085 | $665,664,254 |
| 512 | Howard Financial Services, Ltd. | $500,045 | $614,801,541 | $50,758,425 | $665,559,966 |
| 513 | Dinuzzo Index Advisors, Inc. | $282,453 | $664,610,000 | $845 | $664,610,845 |
| 514 | Brookfield Investment Partners | $20,723,529 | $663,152,928 | $0 | $663,152,928 |
| 515 | Charles Pratt & Company | $1,027,131 | $500,697,479 | $160,775,139 | $661,472,618 |
| 516 | Rockwood Wealth Management | $298,444 | $570,905,550 | $90,447,058 | $661,352,608 |
| 517 | Capital Advantage, Inc. | $1,140,172 | $661,300,000 | $0 | $661,300,000 |
| 518 | Lehman Financial Resources, Inc. | $485,007 | $657,669,183 | $0 | $657,669,183 |
| 519 | Baltimore-Washington Financial Advisors | $424,831 | $642,514,984 | $15,123,171 | $657,638,155 |
| 520 | Tradition Capital Management LLC | $2,011,748 | $634,842,209 | $20,987,750 | $655,829,959 |
| 521 | Fierston Financial Group Inc | $734,468 | $655,145,579 | $0 | $655,145,579 |
| 522 | Financial Services Advisory | $329,191 | $653,773,648 | $0 | $653,773,648 |
| 523 | Castlekeep Investment Advisors | $4,293,980 | $99,910,000 | $552,775,000 | $652,685,000 |
| 524 | Cabot Wealth Management | $383,371 | $648,785,398 | $1,794,705 | $650,580,103 |
| 525 | Galapagos Partners, L.P. | $24,078,420 | $258,358,150 | $391,759,182 | $650,117,332 |
| 526 | Bridgecreek Investment Management | $10,156,250 | $650,000,000 | $0 | $650,000,000 |
| 527 | Apriem Advisors | $346,733 | $636,120,667 | $12,616,149 | $648,736,816 |
| 528 | Arthur M. Cohen & Associates | $818,351 | $645,679,303 | $0 | $645,679,303 |
| 529 | American Financial Advisors. | $309,626 | $645,571,002 | $0 | $645,571,002 |
| 530 | WBH Advisory, Inc. | $449,512 | $644,600,000 | $0 | $644,600,000 |
| 531 | Schnieders Capital Management | $804,784 | $339,211,264 | $303,811,152 | $643,022,416 |
| 532 | CRA Financial Services | $303,799 | $24,937,841 | $616,685,817 | $641,623,658 |
| 533 | Stepp & Rothwell Inc | $342,518 | $625,082,083 | $12,002,169 | $637,084,252 |
| 534 | The H Group, Inc. | $303,117 | $635,635,683 | $0 | $635,635,683 |
| 535 | John E. Sestina and Company | $46,885 | $248,107,934 | $387,322,885 | $635,430,819 |
| 536 | Redwood Wealth Management | $230,784 | $634,193,292 | $0 | $634,193,292 |
| 537 | Goldstein Munger + Associates | $1,967,995 | $569,505,013 | $64,189,275 | $633,694,288 |
| 538 | River Wealth Advisors LLC | $428,128 | $526,400,100 | $107,228,800 | $633,628,900 |
| 539 | Shine Investment Advisory Services Inc | $464,660 | $623,870,973 | $8,995,491 | $632,866,464 |
| 540 | Fusion Family Wealth | $489,642 | $601,371,659 | $24,879,941 | $626,251,600 |
| 541 | Perigon Wealth Management | $718,454 | $611,195,382 | $13,859,555 | $625,054,937 |
| 542 | Mosaic Financial Partners, Inc. | $2,359,346 | $622,867,243 | $0 | $622,867,243 |
| 543 | Hengehold Capital Management LLC | $321,763 | $619,714,633 | $0 | $619,714,633 |
| 544 | Roberts, Glore & Co. | $606,179 | $440,952,419 | $177,349,986 | $618,302,405 |
| 545 | Cable Hill Partners, LLC | $387,699 | $548,517,000 | $68,700,000 | $617,217,000 |
| 546 | Delta Financial Group, Inc. | $226,835 | $554,110,040 | $60,159,679 | $614,269,719 |
| 547 | Intersect Capital LLC | $1,711,707 | $593,834,481 | $17,244,904 | $611,079,385 |
| 548 | Triad Financial Advisors, Inc. | $310,558 | $585,336,899 | $25,220,014 | $610,556,913 |
| 549 | Steigerwald, Gordon & Koch - Wealth Advisors | $1,384,128 | $609,016,192 | $0 | $609,016,192 |
| 550 | Tarbox Family Office, Inc. | $1,159,698 | $608,841,386 | $0 | $608,841,386 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
