RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    2051DONALD W. NICHOLSON & ASSOCIATES LTD$475,020$209,008,848$209,008,848
    2052FPC INVESTMENT ADVISORY, INC.$427,118$208,860,814$208,860,814
    2053WELCH INVESTMENT GROUP, LLC$267,736$208,834,055$208,834,055
    2054OAK ADVISORS, LLC$506,592$206,401,845$1,300,988$207,702,833
    2055ABBEY STREET$518,906$207,562,522$207,562,522
    2056ALCOSTA CAPITAL MANAGEMENT, INC.$1,411,931$206,968,972$584,879$207,553,851
    2057YODER WEALTH MANAGEMENT$640,073$207,383,534$207,383,534
    2058ESTATE MANAGEMENT COUNSELORS,LLC$224,035$207,232,306$207,232,306
    2059SMS FINANCIAL & INVESTMENT MANAGEMENT$770,278$197,944,118$9,260,766$207,204,884
    2060TANNIN CAPITAL, LLC$552,542$193,185,964$14,017,371$207,203,335
    2061PKS INVESTMENT ADVISORS LLC$235,651$203,928,204$3,208,795$207,136,999
    2062PALADIN WEALTH PARTNERS$852,370$202,782,298$4,343,524$207,125,822
    2063CHB INVESTMENT GROUP, LLC$314,714$199,721,697$7,360,305$207,082,002
    2064FARROW FINANCIAL INC$403,508$206,999,408$206,999,408
    2065MY PERSONAL CFO, LLC$875,937$206,721,226$206,721,226
    2066CASTLE WEALTH PLANNING$1,828,636$181,752,293$24,883,523$206,635,816
    2067CANTER WEALTH$1,016,190$206,286,473$206,286,473
    2068CAPITAL WEST PARTNERS, LLC$503,093$170,255,229$36,012,742$206,267,971
    2069RINA WEALTH MANAGEMENT SERVICES LLC$455,579$132,352,103$73,569,601$205,921,704
    2070KACHKOVSKY & FISHER, INC.$178,389$172,264,435$33,596,798$205,861,233
    2071SIGNIFY WEALTH LLC$793,427$197,617,311$7,880,177$205,497,488
    2072VERISAIL PARTNERS, LLC$237,722$205,392,000$205,392,000
    2073WEALTHWAY FINANCIAL ADVISORS$372,065$205,380,000$205,380,000
    2074EQUISTAR WEALTH MANAGEMENT LLC$691,488$202,862,688$2,509,256$205,371,944
    2075SOUND STEWARDSHIP, LLC$239,446$170,759,265$34,445,611$205,204,876
    2076FOUNDERS CAPITAL MANAGEMENT INC$1,640,985$205,123,133$205,123,133
    2077ALIGN IMPACT, LLC$6,616,102$205,099,167$205,099,167
    2078MONACO CAPITAL MANAGEMENT, LLC$201,225$203,709,201$1,138,199$204,847,400
    2079CAERUS INVESTMENT ADVISORS, LLC$561,612$149,010,444$55,416,430$204,426,874
    2080OAK WEALTH ADVISORS LLC$2,552,563$204,205,000$204,205,000
    2081GOODWIN INVESTMENT ADVISORY$164,233$203,977,292$203,977,292
    2082MERIT FINANCIAL PARTNERS LLC$473,140$203,923,433$203,923,433
    2083PROFESSIONAL FINANCIAL$456,461$182,389,518$21,191,944$203,581,462
    2084KENSINGTON INVESTMENT COUNSEL$958,635$203,230,691$203,230,691
    2085THAMES FINANCIAL MANAGEMENT$423,938$100,938,640$102,127,502$203,066,142
    2086CARPENTER, CLAYDON ADVISORS, INC.$548,652$3,887,265$199,113,861$203,001,126
    2087COMPOUND ADVISERS, INC.$493,568$185,983,834$16,872,595$202,856,429
    2088TRINITY WEALTH MANAGEMENT, LLC$426,939$168,190,878$34,605,151$202,796,029
    2089HOLDER WEALTH MANAGEMENT$287,763$202,584,800$202,584,800
    2090DEANE RETIREMENT STRATEGIES, INC.$655,199$202,456,645$202,456,645
    2091CROWN WEALTH GROUP LLC$265,324$202,441,997$202,441,997
    2092CROWN WEALTH GROUP LLC$265,324$202,441,997$202,441,997
    2093KINLOCH CAPITAL, LLC$411,176$202,298,364$202,298,364
    2094NEW POTOMAC PARTNERS LLC$1,218,002$187,314,944$14,873,336$202,188,280
    2095CAPE ANN CAPITAL, INC.$290,467$181,411,539$20,753,579$202,165,118
    2096MONTVUE CAPITAL MANAGEMENT, INC.$481,236$196,599,735$5,519,582$202,119,317
    2097STRAUSS FINANCIAL GROUP$404,000$202,000,000$202,000,000
    2098VODIA CAPITAL, LLC$565,820$199,346,428$2,651,255$201,997,683
    2099THE ETF STORE, INC.$206,287$167,845,372$34,109,349$201,954,721
    2100VERITY WEALTH ADVISORS, LLC$1,402,314$201,933,158$201,933,158
    « Previous PageNext Page »

    Showing 2,051 to 2,100 of 2,983 entries

    Page 35 | 36 | 37 | 38 | 39 | 40 | 41 | 42 | 43 | 44 | 45 | 46 | 47 | 48 | 49

    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.