RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | WE Family Offices | $109,455,964 | — | $8,537,565,208 | $8,537,565,208 |
| 2 | Brownson, Rehmus & Foxworth, Inc. | $1,402,150 | — | $5,570,743,864 | $5,570,743,864 |
| 3 | Finaccess Advisors, Llc | $30,396,693 | — | $4,711,487,444 | $4,711,487,444 |
| 4 | Portola Partners | $3,062,630 | — | $4,468,377,318 | $4,468,377,318 |
| 5 | Mozaic, Llc | $49,653,303 | — | $3,326,771,303 | $3,326,771,303 |
| 6 | Brick Capital Management Inc | $122,333,333 | — | $2,569,000,000 | $2,569,000,000 |
| 7 | Andersen | $6,070,387 | — | $2,088,213,000 | $2,088,213,000 |
| 8 | Zemenick & Walker Inc | $9,266,984 | — | $2,029,469,485 | $2,029,469,485 |
| 9 | Lowery Asset Consulting, Llc | $2,077,340 | — | $806,007,956 | $806,007,956 |
| 10 | Anodos Advisors, Llc | $3,476,768 | — | $719,691,000 | $719,691,000 |
| 11 | Schaefer Financial Management, Inc. | $414,881 | — | $658,001,811 | $658,001,811 |
| 12 | Private Wealth Management, Inc. | $1,152,761 | — | $623,643,433 | $623,643,433 |
| 13 | Qp Global Family Offices, Llc | $48,143,403 | — | $577,720,838 | $577,720,838 |
| 14 | American Financial Advisors Inc | $345,506 | — | $558,682,841 | $558,682,841 |
| 15 | Scott Snow (Financial Advisors) Llc | $994,363 | — | $493,204,040 | $493,204,040 |
| 16 | Optima Asset Management Inc | $2,186,892 | — | $478,929,419 | $478,929,419 |
| 17 | Truenorth Wealth | $325,501 | — | $459,282,352 | $459,282,352 |
| 18 | Aspen Capital Management | $557,596 | — | $458,901,330 | $458,901,330 |
| 19 | Fitzroy Investment Advisors Llc | $11,959,212 | — | $442,490,860 | $442,490,860 |
| 20 | Havenshare Financial, Llc | $31,467,958 | — | $440,551,414 | $440,551,414 |
| 21 | Commonwealth Advisory Group, Ltd. | $469,951 | — | $435,644,719 | $435,644,719 |
| 22 | Kutscher Benner Barsness & Stevens, Inc. | $630,744 | — | $385,384,487 | $385,384,487 |
| 23 | Trebuchet Consulting, Llc | $760,713 | — | $368,946,001 | $368,946,001 |
| 24 | Clune & Associates | $571,938 | — | $338,015,280 | $338,015,280 |
| 25 | The Junk Investment Group | $354,248 | — | $335,472,721 | $335,472,721 |
| 26 | Perspective Wealth Partners, Llc | $1,848,713 | — | $306,886,319 | $306,886,319 |
| 27 | Perspective Wealth Partners, Llc | $1,848,713 | — | $306,886,319 | $306,886,319 |
| 28 | Florek Financial, Llc | $613,718 | — | $298,267,000 | $298,267,000 |
| 29 | Security First Advisors | $234,873 | — | $297,349,257 | $297,349,257 |
| 30 | Old Peak Finance | $628,382 | — | $266,433,825 | $266,433,825 |
| 31 | Tim Looney Investments, Llc | $277,073 | — | $266,267,278 | $266,267,278 |
| 32 | Financial Freedom | $365,688 | — | $249,399,000 | $249,399,000 |
| 33 | Fountainhead Financial, Llc | $2,896,512 | — | $249,100,000 | $249,100,000 |
| 34 | Financial Life Focus, Llc | $446,980 | — | $242,710,000 | $242,710,000 |
| 35 | Vickery Financial Services, Inc. | $146,636 | — | $234,031,701 | $234,031,701 |
| 36 | Mindful Asset Planning | $166,724 | — | $226,411,666 | $226,411,666 |
| 37 | Avivar Capital, Llc | $13,088,235 | — | $222,500,000 | $222,500,000 |
| 38 | Pathways Advisory Group, Inc. | $222,860 | — | $192,773,890 | $192,773,890 |
| 39 | Connecticut Capital Management Group, Llc | $787,351 | — | $180,303,344 | $180,303,344 |
| 40 | Donald W. Nicholson & Associates Ltd | $374,856 | — | $179,930,728 | $179,930,728 |
| 41 | Schultz Financial Group Incorporated | $391,242 | — | $179,188,919 | $179,188,919 |
| 42 | J.F. Williams Co., Inc. | $394,445 | — | $178,683,528 | $178,683,528 |
| 43 | Bryspen, Incorporated | $2,817,811 | — | $177,522,081 | $177,522,081 |
| 44 | Spoor Behrins Campbell & Young Securities Corp | $1,450,316 | — | $176,938,575 | $176,938,575 |
| 45 | Heritage Financial Llc | $171,617 | — | $168,528,179 | $168,528,179 |
| 46 | Altamont Wealth Management, Inc. | $2,018,636 | — | $159,472,253 | $159,472,253 |
| 47 | Sfc Financial Llc | $905,304 | — | $159,333,520 | $159,333,520 |
| 48 | Sound Stewardship, Llc | $200,611 | — | $157,880,488 | $157,880,488 |
| 49 | South Bay Financial Partners | $652,364 | — | $156,567,337 | $156,567,337 |
| 50 | Sound Investment Management Inc | $1,545,417 | — | $156,087,132 | $156,087,132 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
