RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    551SIVIA CAPITAL PARTNERS, LLC$1,352,018$323,132,199$323,132,199
    552MRAZ, AMERINE & ASSOCIATES, INC.$387,335$565,509,753$565,509,753
    553SIZEMORE CAPITAL MANAGEMENT, LLC$123,570$109,483,441$109,483,441
    554SALTMARSH FINANCIAL ADVISORS, L.L.C.$521,111$243,880,000$243,880,000
    555HALLETT ADVISORS$186,401$125,261,396$125,261,396
    556ENVOI LLC$2,218,486$3,121,409,851$3,121,409,851
    557BENCHMARK INVESTMENT ADVISORS LLC$2,723,939$247,878,412$247,878,412
    558PATHWAY FINANCIAL ADVISERS, LLC$247,845$351,939,635$351,939,635
    559SMART INVESTOR, LLC$645,314$682,741,798$682,741,798
    560READ & POWELL FINANCIAL SERVICES, LLC$218,763$122,726,077$122,726,077
    561TRICORD ADVISORS, INC.$217,582$175,588,316$175,588,316
    562AVALON CAPITAL MANAGEMENT$1,059,955$339,185,647$339,185,647
    563PAOLINO, WILLIAM$257,635$169,008,747$169,008,747
    564MAGNOLIA FINANCIAL PLANNING SERVICES, INC.$205,358$138,821,999$138,821,999
    565WRIGHT ASSOCIATES$2,269,329$304,090,020$304,090,020
    566PRIVATE CAPITAL MANAGEMENT$3,342,820$956,046,586$956,046,586
    567CRAWFORD FINANCIAL PLANNING & CONSULTING$312,179$108,950,510$108,950,510
    568PERENNIAL ADVISORS GROUP, LLC$392,739$298,874,238$298,874,238
    569CARMICHAEL HILL & ASSOCIATES INC$391,904$303,333,592$303,333,592
    570GRAGG FINANCIAL$405,760$173,665,253$173,665,253
    571CHERRY CREEK INVESTMENT ADVISORS INC$947,494$236,873,421$236,873,421
    572MACKE FINANCIAL ADVISORY GROUP$299,537$128,201,895$128,201,895
    573SEASCAPE CAPITAL MANAGEMENT,LLC$514,543$299,978,752$299,978,752
    574AGATE PASS INVESTMENT, LLC$829,835$209,948,374$209,948,374
    575WOOD TARVER FINANCIAL$231,707$285,000,000$285,000,000
    576BURT WEALTH ADVISORS$708,587$834,006,617$834,006,617
    577BOSTON RESEARCH AND MANAGEMENT, INC.$1,302,400$548,310,400$548,310,400
    578DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    579PARTNERS IN FINANCIAL PLANNING, LLC$387,414$678,362,660$678,362,660
    580EAGLE BLUFFS WEALTH MANAGEMENT LLC$474,310$153,202,113$153,202,113
    581ARKOS GLOBAL ADVISORS, LLC$628,048$686,456,423$686,456,423
    582PARCION PRIVATE WEALTH LLC$1,882,126$2,113,627,547$2,113,627,547
    583KENDALL CAPITAL MANAGEMENT$423,253$479,545,821$479,545,821
    584THE MARTIN WORLEY GROUP$374,959$285,718,930$285,718,930
    585INNOVATIVE ADVISORY GROUP$165,655$136,500,000$136,500,000
    586HTG INVESTMENT ADVISORS INC$652,343$814,776,175$814,776,175
    587BEACON HARBOR WEALTH ADVISORS$387,953$405,410,468$405,410,468
    588COGENT STRATEGIC WEALTH LLC$603,310$216,588,378$216,588,378
    589LANDMARK WEALTH MANAGEMENT, LLC$391,447$241,522,541$241,522,541
    590SENTINEL WEALTH MANAGEMENT, INC.$848,323$281,643,071$281,643,071
    591WEALTHSTREAM ADVISORS, INC.$667,242$1,156,997,266$1,156,997,266
    592MB, LEVIS & ASSOCIATES,LLC$601,851$345,462,211$345,462,211
    593AGILIS WEALTH MANAGEMENT,LLC$300,771$101,359,732$101,359,732
    594TELOS CAPITAL MANAGEMENT, INC.$627,871$1,197,350,807$1,197,350,807
    595NCM CAPITAL MANAGEMENT, LLC$575,817$298,273,051$298,273,051
    596ASCEND INVESTMENT PARTNERS$303,437$493,388,105$493,388,105
    597NAVIGATE PRIVATE WEALTH, LLC$227,214$459,881,234$459,881,234
    598WINDWARD PRIVATE WEALTH MANAGEMENT INC.$302,159$276,475,386$276,475,386
    599PHILLIP JAMES FINANCIAL CO.$244,422$151,053,028$151,053,028
    600SCHLINDWEIN ASSOCIATES LLC$519,892$231,351,764$231,351,764
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.