RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Nicholas Hoffman & Company, LLC$774,181$1,002,664,641$380,796,572$1,383,461,213
152Financial Symmetry Incorporated$199,141$284,256,771$380,476,878$664,733,649
153Osborne Partners Capital Management LLC$1,194,493$1,383,257,587$379,814,001$1,763,071,588
154Baldwin Investment Management, LLC$908,577$627,573,609$378,221,196$1,005,794,805
155The Mather Group, LLC$565,839$5,238,738,916$374,949,221$5,613,688,137
156Clune & Associates$591,150$369,469,018$369,469,018
157Sequent Asset Management, LLC$1,568,407$343,092,637$368,964,176$712,056,813
158Perspective Wealth Partners, LLC$2,111,342$367,373,582$367,373,582
159Syntrinsic Investment Counsel, LLC.$3,158,975$889,910,494$364,202,449$1,254,112,943
160SK Wealth Management, LLC$389,484$9,874,423$353,903,328$363,777,751
161Wingate Wealth Advisors, Inc.$401,332$741,535,598$347,678,219$1,089,213,817
162IEQ Capital, LLC$14,785,394$11,246,774,010$344,974,719$11,591,748,729
163BIP Wealth, LLC$483,673$1,218,621,091$342,675,835$1,561,296,926
164Alpha Omega Wealth Management, LLC$948,169$834,419,858$341,310,229$1,175,730,087
165Security First Advisors, Inc.$194,933$338,014,365$338,014,365
166Florek Financial, LLC$693,515$336,355,000$336,355,000
167Summit Financial Strategies Inc$362,721$1,240,403,696$332,716,399$1,573,120,095
168Ohana Advisors Management, LLC$98,002,959$946,147,577$327,890,887$1,274,038,464
169Old Peak Finance LLC$721,760$327,679,141$327,679,141
170Seven Post Investment Office Lp$33,886,577$5,738,045,761$327,651,526$6,065,697,287
171Autumn Lane Advisors, LLC$1,521,181$306,560,000$323,209,000$629,769,000
172Financial Freedom, LLC$454,731$322,859,000$322,859,000
173EP Wealth Advisors, LLC.$540,131$10,911,000,000$314,000,000$11,225,000,000
174Stelac Advisory Services LLC$5,896,881$2,859,810,316$312,711,661$3,172,521,977
175Gkfo, LLC$2,840,973$262,442,904$308,592,586$571,035,490
176The Hoerner Planning Group, LLC$983,005$681,403,902$305,533,251$986,937,153
177Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
178Baker Avenue Asset Management, Lp$1,195,654$1,735,769,482$304,017,019$2,039,786,501
179Legacy Asset Management, Inc.$1,042,806$116,411,986$302,795,952$419,207,938
180Barrett Asset Management, LLC$2,691,245$2,213,910,935$302,403,469$2,516,314,404
181IWP Wealth Pca LLC$588,081$171,195,857$298,680,696$469,876,553
182GREENLINE PARTNERS$22,775,000$616,000,000$295,000,000$911,000,000
183Exencial Wealth Advisors, LLC$540,655$3,200,069,045$289,856,400$3,489,925,445
184ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
185Tim Looney Investments, LLC$279,169$288,102,838$288,102,838
186Equitas Capital Advisors,LLC$8,507,928$129,076,671$287,811,811$416,888,482
187Rex Capital Advisors, LLC$1,406,628$871,463,325$284,784,878$1,156,248,203
188Mindful Asset Planning LLC$202,415$281,964,467$281,964,467
189The Fairman Group, LLC$690,169$354,006,939$281,638,400$635,645,339
190Fountainhead Financial, LLC$3,185,227$280,300,000$280,300,000
191Gofen And Glossberg, L.L.C.$1,629,753$5,275,945,392$279,884,250$5,555,829,642
192Pegasus Partners Ltd.$828,422$1,748,466,452$278,681,389$2,027,147,841
193Reynders, Mcveigh Capital Management, LLC$4,274,170$3,000,332,719$277,955,544$3,278,288,263
194Tred Avon Family Wealth, LLC$2,047,844$72,000$274,339,078$274,411,078
195Mainstay Capital Management, LLC$916,099$3,147,839,636$271,957,937$3,419,797,573
196BRIDGES INVESTMENT MANAGEMENT INC$2,931,027$4,564,521,962$268,741,696$4,833,263,658
197Wharton Business Group, LLC$25,161,514$2,803,786,654$265,918,071$3,069,704,725
198Intellectus Partners, LLC$1,525,499$840,191,652$264,269,808$1,104,461,460
199ASTON CAPITAL MANAGEMENT$35,957,045$95,690,038$263,880,409$359,570,447
200Badgley, Phelps And Bell, Inc.$1,970,268$3,556,880,932$261,498,866$3,818,379,798
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.