RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
201Vickery Financial Services, Inc.$163,240$261,347,199$261,347,199
202180 Wealth Advisors, LLC$248,653$340,000,000$260,000,000$600,000,000
203A.G. Campbell Advisory, LLC$4,932,177$77,874,581$257,513,465$335,388,046
204McKinley Carter Wealth Services, Inc.$413,837$1,559,251,915$255,424,996$1,814,676,911
205Sage Financial Group Inc.$803,961$2,302,786,993$254,613,504$2,557,400,497
206S.A. Mason, LLC$830,195$225,386,508$254,466,078$479,852,586
207Financial Life Focus, LLC$469,457$254,445,818$254,445,818
208Bogart Wealth, LLC$351,211$1,058,890,760$252,882,707$1,311,773,467
209Quantum Financial Services Inc.$607,439$252,087,018$252,087,018
210Rootstock Investment Management, LLC.$2,169,043$215,856,940$250,487,348$466,344,288
211Opus Capital Group, LLC$2,421,920$503,536,348$249,680,826$753,217,174
212Leavell Investment Management, Inc.$1,007,327$1,641,551,189$247,187,047$1,888,738,236
213MNS Financial Management, L.L.C.$352,616$49,950,941$245,893,962$295,844,903
214Oliver Capital Management, Inc.$190,955$31,755,488$238,446,223$270,201,711
215Abacus Wealth Partners, LLC$620,391$3,512,857,000$236,788,000$3,749,645,000
216Ironsides Asset Advisors, LLC$1,688,391$386,633,541$236,382,865$623,016,406
217Jackson Financial Services, LLC$281,110$14,025,956$234,756,536$248,782,492
218NORTH AMERICAN MANAGEMENT CORP$1,718,458$1,329,334,776$234,461,640$1,563,796,416
219Windsor Advisory Group, LLC$475,744$1,180,018,035$231,515,827$1,411,533,862
220VIA GLOBAL ADVISORS LLC$1,277,423$206,164,077$229,436,997$435,601,074
221Roberts, Glore & Co.$729,490$521,684,712$226,042,664$747,727,376
222Plancorp, LLC$774,897$4,843,278,870$224,544,791$5,067,823,661
223Hudson Valley Investment Advisors, Inc.$567,697$680,616,618$224,293,175$904,909,793
224Family Wms, LLC$1,140,335$465,262,643$223,499,926$688,762,569
225FPL Capital Management, LLC$603,126$370,655,104$223,424,380$594,079,484
226Benemark, Inc$989,388$221,622,902$221,622,902
227Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
228AM Investment Strategies, LLC$512,017$285,108,978$219,739,327$504,848,305
229Lindbrook Capital, LLC$1,251,046$1,615,187,246$218,846,472$1,834,033,718
230Johnson Investment Counsel, Inc.$1,283,412$15,307,454,415$217,979,080$15,525,433,495
231Red Door Wealth Management, LLC$596,465$606,950,590$217,364,425$824,315,015
232Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
233Heritage Wealth Advisors, LLC$2,176,790$2,456,317,155$212,427,941$2,668,745,096
234Bryspen, Incorporated$2,899,705$211,678,499$211,678,499
235The Bollard Group LLC$8,629,062$5,891,021,875$209,725,077$6,100,746,952
236CTB Financial Services, Ltd.$214,052$208,272,587$208,272,587
237Net Worth Advisory Group, LLC$224,315$293,497,459$205,379,654$498,877,113
238Portfolio Advisors, Inc.$264,189$205,010,504$205,010,504
239R H Bluestein & Co$2,178,480$3,677,941,211$204,109,607$3,882,050,818
240Pathways Advisory Group, Inc.$230,356$203,173,711$203,173,711
241Ashford Advisors, LLC$2,830,084$438,983,495$200,615,498$639,598,993
242Parsec Financial Management Inc$592,022$3,227,398,811$200,407,546$3,427,806,357
243Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
244Donald W. Nicholson & Associates Ltd$1,729,096$197,116,978$197,116,978
245Q3 Asset Management Corporation$165,402$340,349,222$196,545,918$536,895,140
246Halbert Hargrove Global Advisors, LLC$708,434$2,566,475,785$196,415,236$2,762,891,021
247J.F. Williams Co., Inc.$430,169$194,006,362$194,006,362
248Frank, Rimerman Advisors LLC$14,080,698$1,257,722,082$192,589,793$1,450,311,875
249Perceptive Edge Investment Management, Inc.$2,078,265$137,888,285$192,555,791$330,444,076
250Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.