RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    201INTEGRATED WEALTH ADVISORS, LLC$396,472$123,700,352$1,188,359$124,888,711
    202SUNLIGHT PEAKS$6,245,134$124,902,678$124,902,678
    203TRIAD INVESTMENT MANAGEMENT, LLC$1,893,121$124,945,961$124,945,961
    204OCEANIQ CAPITAL, LLC$448,751$110,103,702$15,097,903$125,201,605
    205FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC$335,757$125,237,537$125,237,537
    206HALLETT ADVISORS$186,401$125,261,396$125,261,396
    207LAWRENCE FINANCIAL PLANNING, LLC$1,628,701$7,354,000$118,056,000$125,410,000
    208J. MARK NICKELL & CO.$760,076$124,425,049$987,536$125,412,585
    209AMARA FINANCIAL, LLC$268,056$81,620,870$43,829,465$125,450,335
    210LIVE OAK WEALTH ADVISORY GROUP, LLC$393,301$125,463,109$125,463,109
    211ASPIRE PLANNING ASSOCIATES, INC.$344,805$125,509,086$125,509,086
    212RCW MANAGEMENT, LLC$492,469$126,072,169$126,072,169
    213CENTRAL WEALTH MANAGEMENT LLC$199,879$126,123,797$126,123,797
    214ARCHER POINTE WEALTH MANAGEMENT, LLC$481,440$105,835,785$20,301,370$126,137,155
    215D & P INVESTMENT ADVISORS, LTD.$228,212$126,201,394$126,201,394
    216NO FATE BWWM$546,584$103,581,425$22,679,384$126,260,809
    217AO WEALTH ADVISORY$134,050$116,239,868$10,035,155$126,275,023
    218VANNOY ADVISORY GROUP, INC.$471,231$126,289,783$126,289,783
    219VILLAGE WEALTH ADVISORS$444,825$126,330,421$126,330,421
    220COLLIE FINANCIAL PLANNING, INC.$207,819$126,562,000$126,562,000
    221SHERWOOD FINANCIAL PARTNERS, LLC$1,122,528$126,031,526$814,149$126,845,675
    222VAN DER NOORD FINANCIAL ADVISORS, INC.$315,563$124,705,575$2,150,631$126,856,206
    223SHAPIRO FINANCIAL SECURITY GROUP, INC.$238,017$97,815,000$29,048,000$126,863,000
    224ST. JOHN & ASSOCIATES, INC.$207,125$114,162,807$13,012,117$127,174,924
    225REFINED WEALTH MANAGEMENT$174,905$127,505,438$127,505,438
    226BROOKLYN FI, LLC$186,964$127,509,298$127,509,298
    227EAGLE FINANCIAL STRATEGIES$256,164$127,569,848$127,569,848
    228CAPITAL FINANCIAL SERVICES LLC$263,645$127,604,183$127,604,183
    229PENNEY FINANCIAL$552,759$127,687,390$127,687,390
    230CLARITY WEALTH MANAGEMENT, INC.$440,525$118,315,336$9,436,822$127,752,158
    231NEWGROUND SOCIAL INVESTMENT$853,333$128,000,000$128,000,000
    232NEWGROUND SOCIAL INVESTMENT$853,333$128,000,000$128,000,000
    233THE SUM$535,583$128,004,388$128,004,388
    234MONETARY SOLUTIONS, LTD.$914,384$128,013,802$128,013,802
    235LAUGHLIN FINANCIAL LLC$392,955$85,190,769$42,912,400$128,103,169
    236MACKE FINANCIAL ADVISORY GROUP$299,537$128,201,895$128,201,895
    237PREVAIL WEALTH MANAGEMENT$249,497$127,393,313$848,100$128,241,413
    238BRAZOS CAPITAL$423,134$127,585,289$1,047,321$128,632,610
    239INTEGRITY CAPITAL MANAGEMENT$321,026$128,731,453$128,731,453
    240MICHAEL TRAXLER WEALTH MANAGEMENT, LLC$169,852$128,748,000$128,748,000
    241TAYLOR WEALTH MANAGEMENT, LLC$688,624$5,401,283$123,371,425$128,772,708
    242TEMBION CAPITAL MANAGEMENT, LLC$876,058$128,780,475$128,780,475
    243ZEHNDER WEALTH MANAGEMENT, LLC$166,290$128,874,643$128,874,643
    244BIVIN & ASSOCIATES, INC.$269,883$129,003,852$129,003,852
    245HINSDALE ASSOCIATES$717,002$129,060,448$129,060,448
    246LITTLEJOHN FINANCIAL SERVICES INC$100,515$114,785,807$14,275,668$129,061,475
    247CLUTINGER WILLIAMS & VERHOYE INC$484,373$118,507,517$10,819,983$129,327,500
    248SWITCHPOINT FINANCIAL PLANNING LLC$433,740$129,688,276$129,688,276
    249EHB FINANCIAL RESOURCES MANAGEMNT, INC.$1,525,882$129,700,000$129,700,000
    250HAUSMAN ADVISORS, LLC$281,553$129,795,932$129,795,932
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    Showing 201 to 250 of 2,983 entries

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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.