RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    251DAVID WEALTH MANAGEMENT, LLC$456,209$130,019,674$130,019,674
    252FOCUS FINANCIAL ADVISORS$302,456$130,055,949$130,055,949
    253NORTH RIDGE WEALTH ADVISORS, INC.$294,518$130,177,138$130,177,138
    254UTOPIA WEALTH MANAGEMENT, LLC$1,607,402$130,199,585$130,199,585
    255LUCIEN STIRLING & GRAY ADVISORY GROUP INC$208,402$93,099,607$37,151,393$130,251,000
    256GENEREUX INVESTMENT MANAGEMENT, INC.$455,432$130,253,479$130,253,479
    257OPTIMA CAPITAL LLC$185,860$127,747,000$2,541,000$130,288,000
    258RESERVOIR WEALTH MANAGEMENT$166,691$105,399,965$24,952,775$130,352,740
    259COLUMBIA RIVER FINANCIAL GROUP$262,521$123,857,622$6,615,115$130,472,737
    260DELOS WEALTH ADVISORS$513,924$129,660,011$876,800$130,536,811
    261FINANCIAL SOLUTIONS ASSOCIATES$864,907$130,600,885$130,600,885
    262DEL MAR WEALTH MANAGEMENT INC$434,047$130,648,207$130,648,207
    263NORTH FORTY TWO & CO.$580,694$130,656,250$130,656,250
    264ENVISION FINANCIAL LLC$1,698,263$130,766,254$130,766,254
    265COMPASS ROSE PRIVATE INVESTMENT MANAGEMENT$237,043$123,950,483$6,897,004$130,847,487
    266THE TENRET COMPANY, LLC$1,179,709$130,947,657$130,947,657
    267ROBERT PRISKE, LLC$307,512$131,000,000$131,000,000
    268FAMILY WEALTH PARTNERS, LLC$231,093$131,029,886$131,029,886
    269BPC ADVISORS LLC$1,101,170$131,039,283$131,039,283
    270MAXELE ADVISORS, LLC$243,317$131,148,000$131,148,000
    271STEVEN G. BLUM AND ASSOCIATES, LLC$411,574$131,291,996$131,291,996
    272EQUITY ADVISORS OF KENTUCKY INC$174,156$18,253,812$113,059,445$131,313,257
    273BREAKWATER CAPITAL$351,373$131,413,439$131,413,439
    274PLAN FIRST WEALTH LLC$702,871$131,436,862$131,436,862
    275ALTIUS FINANCIAL, INC.$247,792$131,577,506$131,577,506
    276CHAPMAN & CHAPMAN ADVISORS LLC$342,234$131,760,244$131,760,244
    277103 ADVISORY GROUP$3,467,708$131,772,905$131,772,905
    2783RD CREEK INVESTMENTS$563,423$122,641,083$9,200,000$131,841,083
    279PETERSON FINANCIAL SERVICES LLC$829,370$131,510,090$359,704$131,869,794
    280TOWNSEND WEALTH MANAGEMENT$350,236$130,786,655$1,252,229$132,038,884
    28117 CAPITAL PARTNERS, LLC$1,065,070$132,068,628$132,068,628
    282LUMINA FINANCIAL CONSULTANTS, LLC$730,232$129,541,808$2,630,172$132,171,980
    283JOSH ARNOLD INVESTMENT CONSULTANT, LLC$371,525$132,263,000$132,263,000
    284ETRE LLC$2,593,672$132,277,251$132,277,251
    285PEARL WEALTH LLC$539,986$127,023,089$5,273,476$132,296,565
    286STONE PINE FINANCIAL PARTNERS$264,612$132,306,000$132,306,000
    287STEELE STREET PRIVATE WEALTH MANAGEMENT$471,216$131,763,516$648,043$132,411,559
    288LIFETIME CAPITAL MANAGEMENT$1,396,975$132,712,650$132,712,650
    289CLARITY WEALTH DEVELOPMENT, LLC$201,455$132,759,112$132,759,112
    290GATES PASS ADVISORS, LLC$551,647$130,754,945$2,191,988$132,946,933
    291GLENWOOD INVESTMENT GROUP, LLC$149,962$122,973,808$10,192,869$133,166,677
    292CND FINANCIAL$662,687$133,200,000$133,200,000
    293WINDLE WEALTH$229,763$118,905,726$14,356,890$133,262,616
    294PERSONAL FINANCIAL SOLUTIONS, LLC$380,805$133,281,798$133,281,798
    295RINALDI WEALTH MANAGEMENT, INC.$186,592$133,600,000$133,600,000
    296WICKHAM FINANCIAL & INSURANCE SERVICES$192,975$133,731,951$133,731,951
    297MILLENNIUM INVESTMENT SERVICES$631,352$131,144,671$2,702,035$133,846,706
    298UP NORTH FINANCIAL, LLC$170,435$132,147,665$1,814,380$133,962,045
    299ROSSJOHNSON & ASSOCIATES, LLC$336,658$133,989,797$133,989,797
    300ELEVAGE PARTNERS, LLC$263,999$134,111,589$134,111,589
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    Showing 251 to 300 of 2,983 entries

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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.