RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,671$395,581,764$15,386,542$410,968,306
3Asset Dedication, Llc$24,793$1,235,044,177$1,235,044,177
4Carlson Financial$39,891$145,737,532$542,879$146,280,411
5Q3 Asset Management Corporation$44,267$448,119,094$448,119,094
6Preston Wealth Advisors, Llc.$57,168$129,757,512$15,907,224$145,664,736
7Kiker Wealth Management, Llc$67,130$124,929,455$124,929,455
8Asset Management Strategies, Inc.$72,374$105,810,353$105,810,353
9Its Asset Management, L.P.$82,987$109,957,880$109,957,880
10Howard Bailey Securities, Llc$84,246$185,897,937$1,971,674$187,869,611
11Moss, Luse & Womble, Llc$84,884$131,400,000$131,400,000
12Solomon Api, Lp$85,397$159,739,459$2,684,743$162,424,202
13Regatta Research & Money Management L.L.C.$90,337$135,947,059$1,094,723$137,041,782
14Guidestream Financial, Inc.$92,182$114,543,810$3,633,864$118,177,674
15Money Managers Advisory$92,461$117,147,881$117,147,881
16Acap Asset Management, Inc.$93,124$78,731,935$21,469,597$100,201,532
17Whitcomb & Hess, Inc.$93,297$147,038,976$32,930,596$179,969,572
18Strategic Retirement Advisors, Llc$96,583$69,632,000$67,612,000$137,244,000
19Truadvice Llc$98,512$322,007,324$521,335$322,528,659
20Saos Capital, Llc$99,312$90,778,332$12,208,311$102,986,643
21Legacy Wealth Management, Llc$102,132$173,625,000$173,625,000
22Blackston Financial Advisory Group, Llc$102,454$137,139,177$3,530,712$140,669,889
23Cabana Asset Management$102,686$991,297,348$51,481,509$1,042,778,857
24Professional Financial Advisors, Llc$103,683$196,789,683$196,789,683
25Nextcapital Advisers$103,736$2,129,384,165$2,129,384,165
26Triumph Capital Management$105,746$345,895,106$345,895,106
27Cypress Point Wealth Management, Llc$110,225$599,298,417$89,940,649$689,239,066
28Compass Financial Group, Inc$110,843$435,000,000$25,000,000$460,000,000
29Retirement Resources, Llc$111,499$126,885,306$126,885,306
30Hendricks Wealth And Estate Management$111,697$202,005,432$6,086,262$208,091,694
31Richmond Brothers, Inc.$112,466$234,041,137$234,041,137
32Imus Wilkinson Investment Management, Llc$114,919$124,646,600$500,481$125,147,081
33J2 Capital Management, Inc.$114,977$119,921,104$119,921,104
34Iron Horse Wealth Management, Llc$115,155$183,211,225$183,211,225
35Ae Wealth Management, Llc$115,541$8,583,746,349$8,583,746,349
36Macro Advisors, Inc.$115,585$123,252,337$2,851,073$126,103,410
37Global Financial Private Capital, Inc.$116,110$2,287,938,176$2,287,938,176
38Financial Counseling, Inc.$118,163$147,288,839$532,756$147,821,595
39Penobscot Financial Advisors$118,736$173,443,906$266,934$173,710,840
40Marmo Financial Group, Llc$119,728$157,203,274$157,203,274
41Callahan Capital Management$120,101$139,612,238$1,626,373$141,238,611
42Elwood & Goetz$120,283$270,876,268$270,876,268
43Haydel, Biel & Associates$120,530$110,332,716$433,981$110,766,697
44Lockshield Partners, Inc.$121,193$123,132,241$123,132,241
45Catalyst Financial Nw Corporation$121,919$117,000,000$12,600,000$129,600,000
46Sound Income Strategies, Llc$121,956$1,107,534,019$65,071,075$1,172,605,094
47Advisors Management Group Inc$123,067$439,711,468$32,740,862$472,452,330
48Financial Strategies Group, Inc$123,864$286,506,793$7,546,165$294,052,958
49The Pacific Financial Group, Inc.$124,683$2,336,318,385$2,336,318,385
50The Wealth Consulting Group$125,053$1,664,008,800$297,199,202$1,961,208,002
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Showing 1 to 50 of 2,336 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.