RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ALPHA & OMEGA$3,671$395,581,764$15,386,542$410,968,306
3TUCKER FINANCIAL GROUP$16,697$121,000,000$121,000,000
4ASSET DEDICATION, LLC$24,793$1,235,044,177$1,235,044,177
5Q3 ASSET MANAGEMENT CORPORATION$44,267$448,119,094$448,119,094
6CARLSON FINANCIAL$46,702$200,879,297$733,083$201,612,380
7PRESTON WEALTH ADVISORS, LLC.$57,168$129,757,512$15,907,224$145,664,736
8KIKER WEALTH MANAGEMENT, LLC$67,130$124,929,455$124,929,455
9ASSET MANAGEMENT STRATEGIES, INC.$70,021$123,237,165$123,237,165
10ITS ASSET MANAGEMENT, L.P.$82,987$109,957,880$109,957,880
11HOWARD BAILEY SECURITIES, LLC$84,246$185,897,937$1,971,674$187,869,611
12MOSS, LUSE & WOMBLE, LLC$84,884$131,400,000$131,400,000
13ADVANCED ASSET MANAGEMENT L.L.C.$85,024$110,107,570$83,318$110,190,888
14SOLOMON API, LP$85,397$159,739,459$2,684,743$162,424,202
15REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.$90,337$135,947,059$1,094,723$137,041,782
16ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
17GUIDESTREAM FINANCIAL, INC.$92,182$114,543,810$3,633,864$118,177,674
18MONEY MANAGERS ADVISORY$92,461$117,147,881$117,147,881
19ACAP ASSET MANAGEMENT, INC.$93,124$78,731,935$21,469,597$100,201,532
20WHITCOMB & HESS, INC.$93,297$147,038,976$32,930,596$179,969,572
21VALUES FIRST ADVISORS, INC.$95,149$120,328,046$3,461,183$123,789,229
22TRUADVICE LLC$98,512$322,007,324$521,335$322,528,659
23SAOS CAPITAL, LLC$99,312$90,778,332$12,208,311$102,986,643
24COMPASS FINANCIAL GROUP, INC$99,604$485,000,000$18,000,000$503,000,000
25LEGACY WEALTH MANAGEMENT, LLC$102,132$173,625,000$173,625,000
26BLACKSTON FINANCIAL ADVISORY GROUP, LLC$102,454$137,139,177$3,530,712$140,669,889
27PROFESSIONAL FINANCIAL ADVISORS, LLC$103,683$196,789,683$196,789,683
28NEXTCAPITAL ADVISERS$103,736$2,129,384,165$2,129,384,165
29TRIUMPH CAPITAL MANAGEMENT$105,746$345,895,106$345,895,106
30CURRAN FINANCIAL PARTNERS, LLC$108,566$131,908,244$131,908,244
31FORMULA FOLIO INVESTMENTS$109,397$2,797,291,092$337,710,903$3,135,001,995
32CYPRESS POINT WEALTH MANAGEMENT, LLC$110,225$599,298,417$89,940,649$689,239,066
33RETIREMENT RESOURCES, LLC$111,499$126,885,306$126,885,306
34HENDRICKS WEALTH AND ESTATE MANAGEMENT$111,697$202,005,432$6,086,262$208,091,694
35BRIGHT FINANCIAL ADVISORS, INC.$112,424$299,610,599$299,610,599
36RICHMOND BROTHERS, INC.$112,466$234,041,137$234,041,137
37SOFOS INVESTMENTS, INC.$113,656$160,937,014$160,937,014
38HAYDEL, BIEL & ASSOCIATES$113,802$109,381,760$323,023$109,704,783
39ATTENTIVE INVESTMENT MANAGERS, INC.$113,995$102,803,436$17,232,876$120,036,312
40IMUS WILKINSON INVESTMENT MANAGEMENT, LLC$114,919$124,646,600$500,481$125,147,081
41IRON HORSE WEALTH MANAGEMENT, LLC$115,155$183,211,225$183,211,225
42MACRO ADVISORS, INC.$115,585$123,252,337$2,851,073$126,103,410
43FINANCIAL COUNSELING, INC.$118,163$147,288,839$532,756$147,821,595
44PENOBSCOT FINANCIAL ADVISORS$118,736$173,443,906$266,934$173,710,840
45MARMO FINANCIAL GROUP, LLC$119,728$157,203,274$157,203,274
46CALLAHAN CAPITAL MANAGEMENT$120,101$139,612,238$1,626,373$141,238,611
47ELWOOD & GOETZ$120,283$270,876,268$270,876,268
48LOCKSHIELD PARTNERS, INC.$121,193$123,132,241$123,132,241
49CATALYST FINANCIAL NW CORPORATION$121,919$117,000,000$12,600,000$129,600,000
50SOUND INCOME STRATEGIES, LLC$121,956$1,107,534,019$65,071,075$1,172,605,094
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Showing 1 to 50 of 2,491 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.