RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega Financial Management Consultants, Inc.$3,470$479,190,284$479,190,284
2Ellevest, Inc.$9,117$1,005,597,453$1,005,597,453
3Sanctuary Wealth Management, LLC$34,182$172,141,503$172,141,503
4Howard Bailey Securities, LLC$62,009$246,423,373$63,619$246,486,992
5Carlson & Company Financial Services, LLC$72,192$271,947,924$271,947,924
6Tucker Jr., Douglas, Ray$72,855$162,467,528$162,467,528
7Legacy Wealth Management, LLC$74,407$120,540,000$120,540,000
8Kiker Wealth Management, LLC$79,372$127,630,461$127,630,461
9ITS ASSET MANAGEMENT, L.P.$82,987$109,957,880$109,957,880
10SOLOMON API, LP$85,397$159,739,459$2,684,743$162,424,202
11Asset Management Strategies, Inc.$86,588$141,657,332$141,657,332
12Advanced Asset Management L.L.C.$89,689$118,209,506$118,209,506
13ACCURATE WEALTH MANAGEMENT, LLC$91,284$155,000,000$155,000,000
14MONEY MANAGERS ADVISORY$92,461$117,147,881$117,147,881
15Littlejohn Financial Services, Inc$92,972$101,369,105$9,918,749$111,287,854
16Regatta Research & Money Management L.L.C.$94,107$140,624,625$1,665,405$142,290,030
17Compass Financial Group, Inc$99,604$485,000,000$18,000,000$503,000,000
18Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
19Planning Solutions International LLC$102,124$118,770,008$118,770,008
20Christian Investment Advisors, Inc.$102,162$114,727,735$114,727,735
21Kelly Financial Services LLC$103,781$304,688,784$18,485,573$323,174,357
22Moss, Luse & Womble, LLC$103,822$195,600,000$195,600,000
23Robbie L. Kennerson, P.A.$104,798$114,962,251$420,000$115,382,251
24Financial Counseling, Inc.$106,908$100,498,478$530,000$101,028,478
25Triumph Capital Management$109,422$372,911,856$372,911,856
26Sound Income Strategies, LLC$110,727$1,246,649,590$63,696,500$1,310,346,090
27MBE Wealth Management, LLC$111,250$367,124,190$367,124,190
28Epic Trust Investment Advisors LLC$111,415$128,461,837$128,461,837
29A.O. Wealth Advisory,LLC$112,414$91,587,404$8,910,939$100,498,343
30Whitcomb & Hess, Inc.$112,999$180,007,612$46,554,820$226,562,432
31Curran Financial Partners, LLC$113,239$167,593,045$167,593,045
32Catalyst Financial Nw Corporation$113,436$112,000,000$13,800,000$125,800,000
33HBA Advisors, LLC$113,802$109,381,760$323,023$109,704,783
34IRON HORSE WEALTH MANAGEMENT, LLC$115,155$183,211,225$183,211,225
35Lotusgroup Advisors, LLC$115,307$73,618,701$86,196,459$159,815,160
36Nextcapital Advisers, Inc.$115,424$3,965,402,163$3,965,402,163
37Blackston'S Financial Advisory Group, LLC$115,623$156,555,831$10,865,691$167,421,522
38Professional Financial Advisors, LLC$116,141$269,512,683$10,155,396$279,668,079
39Bright Financial Advisors, Inc.$116,595$347,220,520$347,220,520
40MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
41Values First Advisors, Inc.$118,054$147,319,839$4,498,194$151,818,033
42Elevation Capital Advisory, LLC$119,721$164,496,000$164,496,000
43Imus Wilkinson Investment Management, LLC$120,667$156,841,948$507,290$157,349,238
44Richmond Brothers, Inc.$121,192$252,806,707$252,806,707
45Advisors Management Group Inc$121,617$449,770,472$35,482,963$485,253,435
46ACap Asset Management, Inc.$124,925$113,833,411$23,084,708$136,918,119
47Cypress Point Wealth Management, LLC$125,380$514,111,530$115,545,082$629,656,612
48Marmo Financial Group, LLC$127,291$202,774,071$202,774,071
49THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
50Retirement Resources, LLC$127,411$133,654,059$133,654,059
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.