RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Alpha & Omega Financial Management Consultants, Inc. | $3,470 | — | $479,190,284 | $479,190,284 |
| 2 | Ellevest, Inc. | $9,117 | $1,005,597,453 | — | $1,005,597,453 |
| 3 | Sanctuary Wealth Management, LLC | $34,182 | $172,141,503 | — | $172,141,503 |
| 4 | Howard Bailey Securities, LLC | $62,009 | $246,423,373 | $63,619 | $246,486,992 |
| 5 | Carlson & Company Financial Services, LLC | $72,192 | $271,947,924 | — | $271,947,924 |
| 6 | Tucker Jr., Douglas, Ray | $72,855 | $162,467,528 | — | $162,467,528 |
| 7 | Legacy Wealth Management, LLC | $74,407 | $120,540,000 | — | $120,540,000 |
| 8 | Kiker Wealth Management, LLC | $79,372 | $127,630,461 | — | $127,630,461 |
| 9 | ITS ASSET MANAGEMENT, L.P. | $82,987 | $109,957,880 | — | $109,957,880 |
| 10 | SOLOMON API, LP | $85,397 | $159,739,459 | $2,684,743 | $162,424,202 |
| 11 | Asset Management Strategies, Inc. | $86,588 | $141,657,332 | — | $141,657,332 |
| 12 | Advanced Asset Management L.L.C. | $89,689 | $118,209,506 | — | $118,209,506 |
| 13 | ACCURATE WEALTH MANAGEMENT, LLC | $91,284 | $155,000,000 | — | $155,000,000 |
| 14 | MONEY MANAGERS ADVISORY | $92,461 | $117,147,881 | — | $117,147,881 |
| 15 | Littlejohn Financial Services, Inc | $92,972 | $101,369,105 | $9,918,749 | $111,287,854 |
| 16 | Regatta Research & Money Management L.L.C. | $94,107 | $140,624,625 | $1,665,405 | $142,290,030 |
| 17 | Compass Financial Group, Inc | $99,604 | $485,000,000 | $18,000,000 | $503,000,000 |
| 18 | Guidestream Financial, Inc. | $100,442 | $127,674,217 | $4,808,379 | $132,482,596 |
| 19 | Planning Solutions International LLC | $102,124 | $118,770,008 | — | $118,770,008 |
| 20 | Christian Investment Advisors, Inc. | $102,162 | $114,727,735 | — | $114,727,735 |
| 21 | Kelly Financial Services LLC | $103,781 | $304,688,784 | $18,485,573 | $323,174,357 |
| 22 | Moss, Luse & Womble, LLC | $103,822 | $195,600,000 | — | $195,600,000 |
| 23 | Robbie L. Kennerson, P.A. | $104,798 | $114,962,251 | $420,000 | $115,382,251 |
| 24 | Financial Counseling, Inc. | $106,908 | $100,498,478 | $530,000 | $101,028,478 |
| 25 | Triumph Capital Management | $109,422 | $372,911,856 | — | $372,911,856 |
| 26 | Sound Income Strategies, LLC | $110,727 | $1,246,649,590 | $63,696,500 | $1,310,346,090 |
| 27 | MBE Wealth Management, LLC | $111,250 | $367,124,190 | — | $367,124,190 |
| 28 | Epic Trust Investment Advisors LLC | $111,415 | $128,461,837 | — | $128,461,837 |
| 29 | A.O. Wealth Advisory,LLC | $112,414 | $91,587,404 | $8,910,939 | $100,498,343 |
| 30 | Whitcomb & Hess, Inc. | $112,999 | $180,007,612 | $46,554,820 | $226,562,432 |
| 31 | Curran Financial Partners, LLC | $113,239 | $167,593,045 | — | $167,593,045 |
| 32 | Catalyst Financial Nw Corporation | $113,436 | $112,000,000 | $13,800,000 | $125,800,000 |
| 33 | HBA Advisors, LLC | $113,802 | $109,381,760 | $323,023 | $109,704,783 |
| 34 | IRON HORSE WEALTH MANAGEMENT, LLC | $115,155 | $183,211,225 | — | $183,211,225 |
| 35 | Lotusgroup Advisors, LLC | $115,307 | $73,618,701 | $86,196,459 | $159,815,160 |
| 36 | Nextcapital Advisers, Inc. | $115,424 | $3,965,402,163 | — | $3,965,402,163 |
| 37 | Blackston'S Financial Advisory Group, LLC | $115,623 | $156,555,831 | $10,865,691 | $167,421,522 |
| 38 | Professional Financial Advisors, LLC | $116,141 | $269,512,683 | $10,155,396 | $279,668,079 |
| 39 | Bright Financial Advisors, Inc. | $116,595 | $347,220,520 | — | $347,220,520 |
| 40 | MJT & Associates Financial Advisory Group, Inc. | $116,646 | $115,677,406 | $4,118,504 | $119,795,910 |
| 41 | Values First Advisors, Inc. | $118,054 | $147,319,839 | $4,498,194 | $151,818,033 |
| 42 | Elevation Capital Advisory, LLC | $119,721 | $164,496,000 | — | $164,496,000 |
| 43 | Imus Wilkinson Investment Management, LLC | $120,667 | $156,841,948 | $507,290 | $157,349,238 |
| 44 | Richmond Brothers, Inc. | $121,192 | $252,806,707 | — | $252,806,707 |
| 45 | Advisors Management Group Inc | $121,617 | $449,770,472 | $35,482,963 | $485,253,435 |
| 46 | ACap Asset Management, Inc. | $124,925 | $113,833,411 | $23,084,708 | $136,918,119 |
| 47 | Cypress Point Wealth Management, LLC | $125,380 | $514,111,530 | $115,545,082 | $629,656,612 |
| 48 | Marmo Financial Group, LLC | $127,291 | $202,774,071 | — | $202,774,071 |
| 49 | THE INVESTMENT ADVISOR ALLIANCE LLC | $127,302 | $109,352,394 | — | $109,352,394 |
| 50 | Retirement Resources, LLC | $127,411 | $133,654,059 | — | $133,654,059 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
