RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    151HALLETT ADVISORS$186,401$125,261,396$125,261,396
    152FULCRUM EQUITY MANAGEMENT, LLC$186,415$374,686,086$567,601$375,253,687
    153RINALDI WEALTH MANAGEMENT, INC.$186,592$133,600,000$133,600,000
    154BROOKLYN FI, LLC$186,964$127,509,298$127,509,298
    155SUSTAINABLE ADVISORS ALLIANCE LLC$187,277$178,475,095$178,475,095
    156WEALTHTECH PARTNERS LLC$187,489$95,104,713$12,326,335$107,431,048
    157HFM INVESTMENT ADVISORS, LLC$187,978$179,898,064$3,380,633$183,278,697
    158CHRISTIAN FINANCIAL ADVISORS$188,731$149,475,097$149,475,097
    159MAINSAIL FINANCIAL GROUP$188,737$102,295,575$102,295,575
    160KEYSTONE WEALTH PARTNERS LLC$189,104$644,276,054$644,276,054
    161NEW PERSPECTIVES, INC.$189,672$189,862,000$189,862,000
    162PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC$189,702$151,658,395$1,810,631$153,469,026
    163ELEVATION CAPITAL ADVISORY$189,974$216,702,508$10,316,979$227,019,487
    164CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC$190,184$124,000,000$124,000,000
    165BASEPOINT WEALTH, LLC$190,867$511,972,848$6,039,277$518,012,125
    166BRIGHT ROAD WEALTH MANAGEMENT, LLC$191,707$176,089,435$10,441,537$186,530,972
    167MERIWETHER WEALTH & PLANNING, LLC$192,503$212,138,558$212,138,558
    168ROI FINANCIAL$192,543$133,890,917$3,777,190$137,668,107
    169LIFEWORKS ADVISORS, LLC$192,964$174,614,980$26,839,776$201,454,756
    170WICKHAM FINANCIAL & INSURANCE SERVICES$192,975$133,731,951$133,731,951
    171ILLUMINATION WEALTH MANAGEMENT$193,244$114,883,203$9,566,130$124,449,333
    172DORMAN FINANCIAL MANAGEMENT, P.A.$193,570$159,588,083$1,655,482$161,243,565
    173TREE CITY ADVISORS, LLC$193,840$152,160,184$35,670,892$187,831,076
    174BOOKENDS FINANCIAL PLANNING$193,944$226,859,353$9,946,772$236,806,125
    175ARMADA ADVISORS$194,868$151,130,720$4,178,851$155,309,571
    176ELEVATE WEALTH ADVISORY, INC.$195,586$312,545,715$312,545,715
    177S&A FINANCIAL SERVICES, INC.$196,324$273,704,431$19,799,598$293,504,029
    178FLORIAN FINANCIAL GROUP LLC$196,969$142,802,713$142,802,713
    179NERAD + DEPPE WEALTH MANAGEMENT$197,562$115,555,932$1,993,614$117,549,546
    180MARKET GUARD$197,952$299,501,051$299,501,051
    181SENTARA CAPITAL$198,296$116,399,753$116,399,753
    182MAGNOLIA WEALTH MANAGEMENT LLC$198,682$118,414,724$118,414,724
    183SCOTT SMITH FINANCIAL$198,741$120,640,744$24,837,883$145,478,627
    184CAPASSO PLANNING PARTNERS LLC$199,092$251,091,363$3,546,839$254,638,202
    185ERICKSON FINANCIAL GROUP, LLC$199,530$134,307,718$1,572,381$135,880,099
    186CLEARVIEW WEALTH ADVISORS, LLC$199,608$214,910,000$2,663,000$217,573,000
    187WEALTH ADVISORS NW$199,639$167,856,936$3,433,316$171,290,252
    188BIG INVESTMENT SERVICES$199,803$223,686,000$3,290,000$226,976,000
    189CENTRAL WEALTH MANAGEMENT LLC$199,879$126,123,797$126,123,797
    190HERITAGE FINANCIAL LLC$200,082$209,627,579$30,670,900$240,298,479
    191CERDA MUNOZ ADVISORS, INC$200,548$30,764,126$123,056,506$153,820,632
    192ADVANTAGE INVESTMENT MANAGEMENT$200,707$133,988,869$15,537,734$149,526,603
    193MONACO CAPITAL MANAGEMENT, LLC$201,225$203,709,201$1,138,199$204,847,400
    194QUINN STAUFFER FINANCIAL, LLC$201,327$322,525,351$322,525,351
    195CLARITY WEALTH DEVELOPMENT, LLC$201,455$132,759,112$132,759,112
    196WASHINGTON AVENUE ADVISORS$201,670$33,362,290$153,787,236$187,149,526
    197WISDOM WEALTH STRATEGIES$201,706$120,418,670$120,418,670
    198KESSLER INVESTMENT GROUP, LLC$202,124$219,651,033$8,345,208$227,996,241
    199MOSS, LUSE & WOMBLE, LLC$202,508$298,700,000$298,700,000
    200SECOND HALF FINANCIAL PARTNERS, LLC$202,712$240,416,458$240,416,458
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.