RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351Integrity Advisory, LLC$235,094$174,846,324$21,221,987$196,068,311
352D. Scott Neal, Inc.$235,402$266,166,456$25,967,221$292,133,677
353David S Reinders, Inc.$235,458$138,920,045$138,920,045
354Gunderson Capital Management$235,781$228,000,000$228,000,000
355CAFG Wealth Management, Inc.$235,977$174,151,236$174,151,236
356Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
357FFG Retirement Advisors LLC$236,658$125,665,486$125,665,486
358Buttonwood Financial Advisors, Inc.$236,723$120,943,025$10,201,664$131,144,689
359Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
360Continuum Wealth Advisors, LLC$237,147$142,834,000$2,300,000$145,134,000
361Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
362Leverty Financial Group, LLC$237,395$315,034,854$1,175,426$316,210,280
363Leonard Rickey Investment Advisors, P.L.L.C.$237,918$560,430,525$19,850,930$580,281,455
364Titan Capital Management, LLC$238,247$131,750,746$131,750,746
365Integrated Financial Planning, P.C.$238,455$143,073,045$143,073,045
366Walkner Condon Financial Advisors LLC$239,378$297,052,214$39,033,803$336,086,017
367McClarren Financial Advisors, Inc.$239,902$202,342,883$45,955,338$248,298,221
368Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
36993 Financial Group, LLC$240,083$531,543,590$531,543,590
370Stonehearth Capital Management LLC$240,250$262,112,251$262,112,251
371Arista Advisory Group, LLC$240,461$180,360,194$947,451$181,307,645
372Alterity Financial Group, LLC$241,109$112,346,602$23,397,716$135,744,318
373Altius Financial, Inc.$241,260$116,287,379$116,287,379
374C-J Advisory, Inc.$241,474$207,909,075$207,909,075
375SUMMIT WEALTH ADVISORS, INC.$241,576$118,142,290$5,061,430$123,203,720
376Heron Financial Group, LLC$241,675$240,157,447$112,205,256$352,362,703
377Quattro Advisors L.L.C.$241,724$338,232,326$19,277,278$357,509,604
378Payne Capital Management, LLC$241,755$260,662,403$621,502,942$882,165,345
379T. Anton Investment House, Inc.$242,383$216,690,729$216,690,729
380Imperium Wealth Management, LLC$242,402$128,587,046$22,914,284$151,501,330
381BEACON WEALTHCARE, INC.$242,652$188,229,555$3,707,785$191,937,340
382Moulton Wealth Management, Inc$243,701$142,565,000$142,565,000
383Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
384Ted Buchan & Company, LLC$244,480$198,190,287$29,420,903$227,611,190
385Chicago Wealth Management, Inc.$244,752$174,997,758$174,997,758
386Plan Life & Wealth Management, Inc.$244,760$175,134,102$3,785,398$178,919,500
387Northern Financial Advisors, Inc.$245,115$456,116,036$17,936,938$474,052,974
388Chiron Capital Management, LLC$245,128$231,155,790$231,155,790
389Northstar Financial Planners, Inc.$245,309$180,792,475$180,792,475
390RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
391Financial Plan, Inc.$245,530$713,018,175$713,018,175
392TFG Advisers LLC$245,752$325,867,777$325,867,777
393Professional Financial Solutions, LLC$246,874$179,788,262$12,526,501$192,314,763
394Strategic Planning, Inc.$247,581$231,487,880$231,487,880
395Southern Capital Advisors, LLC$247,649$270,432,401$270,432,401
396Preston Wealth Advisors, LLC.$248,397$196,088,400$13,558,867$209,647,267
397Resolute Financial, LLC$248,507$329,225,483$45,523,608$374,749,091
398Columbia River Financial Group, LLC$248,558$100,969,189$9,887,865$110,857,054
399180 Wealth Advisors, LLC$248,653$340,000,000$260,000,000$600,000,000
400Sightline Wealth Advisors, LLC$249,082$143,250,563$54,769,542$198,020,105
« Previous PageNext Page »

Showing 351 to 400 of 2,851 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.