RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    451T.O.S. ADVISORS, LLC$1,469,866$306,947,116$203,096,455$510,043,571
    452HILLCREST WEALTH ADVISORS - NY, LLC$1,469,621$371,814,134$371,814,134
    453WATERS, PARKERSON & CO., LLC$1,469,324$2,450,423,122$142,933,871$2,593,356,993
    454PERSONAL FINANCIAL MANAGEMENT$1,467,548$392,268,421$169,802,486$562,070,907
    455RM PRIVATE WEALTH MANAGEMENT INC.$1,461,911$244,139,093$244,139,093
    456NEW WORLD ADVISORS LLC$1,461,903$430,409,719$5,237,239$435,646,958
    457VIGILANT CAPITAL MANAGEMENT, LLC$1,460,342$2,240,163,925$2,240,163,925
    458LIFE LINE WEALTH MANAGEMENT LLC$1,457,538$369,902,542$10,514,885$380,417,427
    459DIVERSIFIED ASSET MANAGEMENT, INC.$1,455,837$117,922,794$117,922,794
    460CHESLEY, TAFT & ASSOCIATES, LLC$1,453,523$2,307,986,640$184,805,752$2,492,792,392
    461LAFAYETTE INVESTMENTS, INC.$1,443,531$783,837,272$783,837,272
    462MERIDIAN FINANCIAL, LLC$1,443,328$186,189,298$186,189,298
    463INNOVIS ASSET MANAGEMENT LLC$1,442,211$287,000,000$287,000,000
    464REX CAPITAL ADVISORS, LLC$1,436,521$939,622,618$313,023,836$1,252,646,454
    465SOCIUS FAMILY OFFICE, LLC$1,435,789$629,256,160$104,432,107$733,688,267
    466SMITH, SALLEY & ASSOCIATES, LLC$1,431,560$2,716,382,638$717,571$2,717,100,209
    467GRIFFIN ASSET MANAGEMENT, LLC$1,430,136$934,967,182$10,352,885$945,320,067
    468KEYSTONE WEALTH ADVISORS, INCORPORATED$1,429,443$100,061,000$100,061,000
    469COVINGTON INVESTMENT ADVISORS, INC.$1,429,129$656,140,847$25,553,916$681,694,763
    470HABER INVESTMENT COUNSEL$1,428,324$267,001,599$7,236,694$274,238,293
    471GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.$1,428,012$117,846,713$23,526,472$141,373,185
    472JFG WEALTH MANAGEMENT, LLC$1,427,359$572,763,355$13,881,019$586,644,374
    473INTEGRATED WEALTHCARE, LLC$1,427,148$77,623,538$39,402,612$117,026,150
    474BRICKLEY WEALTH MANAGEMENT$1,427,039$724,935,685$724,935,685
    475DEAN INVESTMENTS$1,423,217$744,342,589$744,342,589
    476SOURCE FINANCIAL ADVISORS, LLC$1,418,370$478,449,065$81,807,076$560,256,141
    477URBAN FINANCIAL ADVISORY CORPORATION$1,414,023$1,003,045,805$149,382,729$1,152,428,534
    478ALCOSTA CAPITAL MANAGEMENT, INC.$1,411,931$206,968,972$584,879$207,553,851
    479ANTARES WEALTH MANAGEMENT, LLC$1,411,417$278,376,504$9,552,523$287,929,027
    480MENDEL MONEY MANAGEMENT INC$1,411,072$238,471,128$238,471,128
    481GS INVESTMENT INC$1,407,583$237,770,304$7,149,105$244,919,409
    482VERITY WEALTH ADVISORS, LLC$1,402,314$201,933,158$201,933,158
    483LIFETIME CAPITAL MANAGEMENT$1,396,975$132,712,650$132,712,650
    484SEABRIDGE INVESTMENT ADVISORS LLC$1,395,714$421,505,588$421,505,588
    485CORNERSTONE ADVISORY$1,392,988$1,702,231,855$1,702,231,855
    486JESS S. MORGAN & COMPANY., INC.$1,391,432$260,197,784$260,197,784
    487PEDDOCK CAPITAL ADVISORS, LLC$1,390,751$455,511,061$18,734,874$474,245,935
    488VELA INVESTMENT MANAGEMENT, LLC$1,384,955$256,127,081$89,673$256,216,754
    489OSHER VAN DE VOORDE INVESTMENT MANAGEMENT$1,384,699$548,340,619$548,340,619
    490SAFRAN WEALTH ADVISORS, LLC$1,384,059$131,136,094$10,037,954$141,174,048
    491MARTIN CAPITAL ADVISORS, LLP$1,382,583$168,737,906$1,319,833$170,057,739
    492EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,380,593$1,063,722,175$87,692,150$1,151,414,325
    493SAPERE WEALTH MANAGEMENT, LLC$1,380,182$303,639,981$303,639,981
    494WAYPOINT WEALTH COUNSEL LLC$1,379,963$673,526,235$270,368,282$943,894,517
    495AEGIS WEALTH$1,376,784$657,693,568$1,786,007$659,479,575
    496CHARLES PRATT & COMPANY, L.L.C.$1,374,689$777,530,438$117,392,079$894,922,517
    497ESTATE & TRUST ADVISORS$1,371,624$174,275,722$24,609,722$198,885,444
    498MITCHELL VAUGHT & TAYLOR INC$1,370,695$310,798,996$1,719,570$312,518,566
    499COMPTON WEALTH ADVISORY GROUP, LLC$1,367,020$449,613,738$128,635,668$578,249,406
    500LEDGEWOOD WEALTH ADVISORS, LLC$1,361,277$181,049,884$181,049,884
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.