RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    751ZHANG FINANCIAL$948,340$2,748,594,975$2,035,781,811$4,784,376,786
    752CHERRY CREEK INVESTMENT ADVISORS INC$947,494$236,873,421$236,873,421
    753JLFRANKLIN WEALTH PLANNING$946,612$195,001,984$195,001,984
    754HEISTEN FINANCIAL, LLC$946,430$104,268,018$10,250,000$114,518,018
    755DANIELS & ERICKSON FINANCIAL ADVISORS, LLC$944,636$118,079,541$118,079,541
    756VENTURI PRIVATE WEALTH$944,517$2,277,586,606$5,309,956$2,282,896,562
    757AVIOR WEALTH MANAGEMENT, LLC$944,275$1,884,736,906$429,681,976$2,314,418,882
    758GENERATIONS WEALTH, LLC$944,005$271,873,313$271,873,313
    759HIGHLAND PRIVATE WEALTH MANAGEMENT$941,631$1,310,675,290$15,141,269$1,325,816,559
    760BALDWIN INVESTMENT MANAGEMENT, LLC$940,924$758,450,284$383,831,244$1,142,281,528
    761INDIE ASSET PARTNERS, LLC$940,740$701,113,350$1,619,684$702,733,034
    762KM CAPITAL MANAGEMENT, LTD.$940,289$192,969,182$72,192,201$265,161,383
    763ACKERMAN CAPITAL MANAGEMENT$939,608$457,468,346$51,799,183$509,267,529
    764PELOTON WEALTH STRATEGISTS, INC.$939,109$304,271,196$304,271,196
    765WEDMONT PRIVATE CAPITAL$937,062$488,911,422$12,416,752$501,328,174
    766COMPASS FINANCIAL GROUP, INC.$936,841$386,915,250$386,915,250
    767CAFG WEALTH MANAGEMENT, INC.$935,469$223,577,113$223,577,113
    768DARDEN WEALTH GROUP$933,844$160,947,192$5,277,074$166,224,266
    769WEATHERLY ASSET MANAGEMENT$933,272$1,209,259,179$9,593,596$1,218,852,775
    770GRAVES LIGHT LENHART$932,567$997,298,149$35,986,164$1,033,284,313
    771ROCK POINT ADVISORS, LLC$931,962$553,585,275$553,585,275
    772HANSEATIC MANAGEMENT SERVICES INC$927,152$140,000,000$140,000,000
    773ANCHOR CAPITAL ADVISORS LLC$927,004$3,415,082,456$3,415,082,456
    774KEYSTONE FINANCIAL SERVICES$926,468$218,646,355$218,646,355
    775FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$924,329$1,007,518,203$1,007,518,203
    776MOSS ADAMS WEALTH ADVISORS LLC$922,923$2,813,638,922$747,921,943$3,561,560,865
    777WESTMOUNT ASSET MANAGEMENT, LLC$921,586$3,455,536,547$381,948,894$3,837,485,441
    778INTELLIGENT CAPITALWORKS$919,331$247,100,000$200,000$247,300,000
    779SUMNICHT & ASSOCIATES, LLC$918,686$289,822,302$51,928,824$341,751,126
    780FIERSTON FINANCIAL GROUP INC$918,642$835,963,837$835,963,837
    781AVIANCE CAPITAL PARTNERS LLC$916,477$652,067,741$464,205$652,531,946
    782MARYLAND CAPITAL MANAGEMENT, LLC$915,702$2,446,287,418$6,879,283$2,453,166,701
    783MONETARY SOLUTIONS, LTD.$914,384$128,013,802$128,013,802
    784WARNER FINANCIAL, INC$911,991$589,504,979$13,321,173$602,826,152
    785JOURNEY WEALTH MANAGEMENT$910,993$372,793,119$14,378,754$387,171,873
    786TINGEY ADVISORS INC$910,496$361,263,087$1,114,222$362,377,309
    787REBALANCE LLC$909,291$1,462,139,862$1,462,139,862
    788ASSET STRATEGIES, INC.$908,993$130,705,230$6,552,776$137,258,006
    790VESTA WEALTH MANAGEMENT, LLC$907,935$157,365,564$132,265,825$289,631,389
    791WEST COAST FINANCIAL, LLC$906,939$1,640,652,188$1,640,652,188
    792VSM WEALTH ADVISORY, LLC$906,508$441,469,414$441,469,414
    793LESJAK PLANNING, LLC$904,826$330,700,000$6,800,000$337,500,000
    794EPSILON FINANCIAL GROUP, INC.$904,051$468,298,226$468,298,226
    795JVL WEALTH STRATEGIES$896,968$432,117,837$9,190,652$441,308,489
    796HERITAGE INVESTMENT GROUP, INC.$896,235$1,692,091,393$1,692,091,393
    797LEE FINANCIAL COMPANY, LLC$894,850$1,303,848,268$2,633,020$1,306,481,288
    798FRUTH INVESTMENT MANAGEMENT$894,587$373,450,325$2,276,310$375,726,635
    799ROUNDVIEW CAPITAL, LLC$892,477$1,193,943,081$20,717,626$1,214,660,707
    800WILLIAM MACK & ASSOCIATES INC$891,501$721,393,000$5,180,000$726,573,000
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.