RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    801BUCKLEY WEALTH MANAGEMENT, LLC$891,453$558,049,491$558,049,491
    802SYM FINANCIAL ADVISORS$890,441$3,076,470,056$630,435,106$3,706,905,162
    803THREE POINTS FINANCIAL, INC.$888,831$6,800,864$105,191,811$111,992,675
    804PIN OAK INVESTMENT ADVISORS INC$888,455$616,588,013$616,588,013
    805WEALTH COVENANT GROUP LLC$888,424$276,300,000$276,300,000
    806CYPRESS POINT WEALTH MANAGEMENT, LLC$886,428$626,232,809$101,524,292$727,757,101
    807PACIFICA WEALTH ADVISORS, INC.$886,294$173,364,880$11,870,498$185,235,378
    808FCA CORP$885,621$467,872,061$53,758,978$521,631,039
    809PEGASUS PARTNERS$885,318$1,890,495,185$398,935,970$2,289,431,155
    810DELAP WEALTH ADVISORY, LLC$884,929$253,089,719$253,089,719
    811BOLTWOOD CAPITAL MANAGEMENT$884,111$284,350,907$28,624,415$312,975,322
    812OLD PEAK FINANCE$881,990$440,112,765$440,112,765
    813EMERSON WEALTH, LLC$881,560$634,723,340$634,723,340
    814RPG INVESTMENT ADVISORY, LLC$880,169$716,457,779$716,457,779
    815IRONWOOD FINANCIAL, LLC$878,792$420,312,179$16,447,325$436,759,504
    816EADS & HEALD WEALTH MANAGEMENT$877,713$265,069,300$265,069,300
    817ADKINS SEALE CAPITAL MANAGEMENT LLC$877,666$309,393,058$24,997,533$334,390,591
    818KORE PRIVATE WEALTH, LLC$877,611$5,121,738,954$5,121,738,954
    819TEMBION CAPITAL MANAGEMENT, LLC$876,058$128,780,475$128,780,475
    820MY PERSONAL CFO, LLC$875,937$206,721,226$206,721,226
    821BALASA DINVERNO FOLTZ LLC$875,925$5,917,746,495$5,917,746,495
    822WESTSIDE INVESTMENT MANAGEMENT, LLC$875,563$716,210,706$716,210,706
    823CHARTER CAPITAL MANAGEMENT, INC$875,353$292,358,912$5,261,153$297,620,065
    824PACIFIC CAPITAL$874,508$386,532,536$386,532,536
    825GLASSMAN WEALTH SERVICES, LLC$873,963$1,942,819,910$1,942,819,910
    826INTRINSIC VALUE PARTNERS, LLC$873,256$183,383,721$183,383,721
    827NARUS FINANCIAL PARTNERS, LLC$872,834$343,197,169$13,792,115$356,989,284
    828MADDEN FUNDS MANAGEMENT$871,028$191,626,253$191,626,253
    829SUMMIT PLACE FINANCIAL ADVISORS, LLC$868,721$231,948,480$231,948,480
    830S.A. MASON, LLC$868,200$267,118,513$277,243,010$544,361,523
    831EAGLE BAY ADVISORS LLC$867,700$806,093,560$806,093,560
    832KINGFISHER CAPITAL, LLC$867,225$586,243,939$586,243,939
    833TRAIL RIDGE INVESTMENT ADVISORS, LLC$866,497$244,039,562$4,645,160$248,684,722
    834GOODMAN FINANCIAL CORPORATION$865,767$593,050,231$593,050,231
    835FINANCIAL SOLUTIONS ASSOCIATES$864,907$130,600,885$130,600,885
    836DELTA FINANCIAL ADVISORS$862,653$337,113,488$65,745,412$402,858,900
    837HOLLINGSWORTH AVENT AVERRE & PURVIS, PA$862,580$142,325,738$142,325,738
    839TRUE NORTH ADVISORS, LLC$862,127$2,843,576,801$28,167,053$2,871,743,854
    840SAGE FINANCIAL GROUP INC.$861,694$2,771,034,162$244,895,036$3,015,929,198
    841MCRAE CAPITAL MANAGEMENT INC.$859,583$667,896,289$667,896,289
    842NOESIS CAPITAL MANAGEMENT CORP$859,363$683,448,137$80,525,227$763,973,364
    843AVESTAR CAPITAL, LLC$859,016$724,797,722$1,071,000$725,868,722
    844DRUM HILL CAPITAL, LLC$858,764$150,791,845$18,384,573$169,176,418
    845SUNCOAST EQUITY MANAGEMENT, LLC$858,167$1,091,588,569$1,091,588,569
    846BIECHELE ROYCE ADVISORS, INC.$857,473$460,790,312$42,546,372$503,336,684
    847THE FAIRMAN GROUP, LLC$856,824$483,105,906$322,308,184$805,414,090
    848SPECTRUM WEALTH MANAGEMENT$855,621$955,832,371$21,286,251$977,118,622
    849CABLE HILL PARTNERS, LLC$854,538$1,262,242,251$235,763,329$1,498,005,580
    850NEWGROUND SOCIAL INVESTMENT$853,333$128,000,000$128,000,000
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    Showing 801 to 850 of 2,983 entries

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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.