RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    901SBK FINANCIAL, INC.$809,977$956,333,988$67,476,336$1,023,810,324
    902PAN GLOBAL ADVISERS, LLC$807,667$129,327,664$82,281,213$211,608,877
    903MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$807,495$215,601,271$215,601,271
    904ARTEMIS FINANCIAL ADVISORS$806,625$265,379,677$265,379,677
    905ARCHVEST WEALTH ADVISORS, INC.$806,452$244,800,000$5,200,000$250,000,000
    906AVALAN, LLC$806,304$430,337,696$21,998,716$452,336,412
    907ROBERTS, GLORE & CO.$806,179$615,889,588$252,365,485$868,255,073
    908BLANKINSHIP & FOSTER, LLC$802,542$786,491,375$786,491,375
    909HAROLD DAVIDSON & ASSOCIATES INC$802,373$353,044,173$353,044,173
    910CEDARSTONE ADVISORS$801,946$141,731,644$1,014,746$142,746,390
    911MIRAMAR CAPITAL$801,007$376,631,191$65,524,435$442,155,626
    912CONSILIUM WEALTH MANAGEMENT$800,711$666,341,090$61,505,661$727,846,751
    913ALPHA OMEGA WEALTH MANAGEMENT, LLC$800,498$899,726,370$95,292,412$995,018,782
    914CARTER ASSET MANAGEMENT$798,938$420,241,421$420,241,421
    915EP WEALTH ADVISORS$798,802$14,386,000,000$284,000,000$14,670,000,000
    916PENINSULA WEALTH, LLC$798,289$558,003,681$558,003,681
    917ADC WEALTH MANAGEMENT, LLC$797,781$174,714,000$174,714,000
    918LVM CAPITAL MANAGEMENT LTD$797,188$911,618,606$26,671,629$938,290,235
    919HALBERSTADT FINANCIAL CONSULTANTS INC$796,913$64,067,526$71,407,662$135,475,188
    920BASON ASSET MANAGEMENT$796,744$584,082,000$6,305,000$590,387,000
    921HALL CAPITAL MANAGEMENT COMPANY, INC.$796,688$361,079,957$1,413,275$362,493,232
    922LITTLE HOUSE CAPITAL, LLC$796,608$322,525,639$16,032,893$338,558,532
    923DIVERSIFIED PORTFOLIOS, INC.$794,766$1,431,758,576$34,584,847$1,466,343,423
    924A. N. CULBERTSON & COMPANY, INC.$794,481$624,270,000$11,315,000$635,585,000
    925LIBRA WEALTH LLC$794,224$373,285,321$373,285,321
    926INVESTORS ASSET MANAGEMENT OF GEORGIA INC$794,022$359,692,008$359,692,008
    927SIGNIFY WEALTH LLC$793,427$197,617,311$7,880,177$205,497,488
    928SHULMAN DEMEO ASSET MANAGEMENT, LLC$792,833$590,438,843$77,126,221$667,565,064
    929FINANCIAL ADVISORY CORPORATION$792,516$854,325,351$6,786$854,332,137
    930HMS INVESTMENT ADVISORS$792,298$259,949,454$14,977,867$274,927,321
    931BT WEALTH MANAGEMENT, LLC$791,539$1,032,573,965$17,797,953$1,050,371,918
    932MY LEGACY ADVISORS, LLC$790,860$304,481,152$304,481,152
    933KISTLER-TIFFANY ADVISORS$789,548$1,141,036,700$14,862,221$1,155,898,921
    934PECAUT WEALTH MANAGEMENT$789,286$281,785,623$23,668,002$305,453,625
    935B & L ASSET MANAGEMENT, LLC$788,451$162,168,662$1,040,619$163,209,281
    936DEFENDER CAPITAL$787,368$372,700,000$1,300,000$374,000,000
    937THE KELLY GROUP$786,854$744,363,798$744,363,798
    938ARBOR INVESTMENT ADVISORS$785,842$846,462,635$13,248,940$859,711,575
    939DT INVESTMENT PARTNERS, LLC$785,009$1,148,770,311$29,527,809$1,178,298,120
    940DUNNAVAN & CO.$783,634$426,296,663$426,296,663
    941GEORGE MCKELVEY CO., LLC$783,530$1,052,464,898$58,580,141$1,111,045,039
    942L & S ADVISORS, INC$783,493$989,659,970$8,509,672$998,169,642
    943SB CAPITAL MANAGEMENT, INC.$782,394$998,540,732$2,141,194$1,000,681,926
    944MODERA WEALTH MANAGEMENT, LLC$779,820$6,894,508,149$56,026,062$6,950,534,211
    945TRANQUILITY PARTNERS, LLC$779,251$420,294,656$37,905,056$458,199,712
    946PATRICK M. SWEENEY & ASSOCIATES, INC$777,931$153,901,992$7,129,780$161,031,772
    947HOWARD FINANCIAL SERVICES, LTD.$777,089$928,483,851$9,462,762$937,946,613
    948INDEX FUND ADVISORS, INC.$776,976$4,937,682,218$4,937,682,218
    949APEX FINANCIAL ADVISORS, INC$776,245$439,179,144$4,833,014$444,012,158
    950CLEAR ROCK ADVISORS, LLC$775,916$388,734,152$388,734,152
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    Showing 901 to 950 of 2,983 entries

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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.