RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1051CHEQUERS FINANCIAL MANAGEMENT LLC$711,419$480,422,902$110,055,045$590,477,947
    1052DIVIDEND ASSETS CAPITAL, LLC$711,329$578,914,606$6,509,479$585,424,085
    1053VISION CAPITAL MANAGEMENT INC$709,903$1,021,550,392$1,021,550,392
    1054SPECTRUM ASSET MANAGEMENT INC$709,393$625,186,902$19,651,577$644,838,479
    1055BURT WEALTH ADVISORS$708,587$834,006,617$834,006,617
    1056SMITHBRIDGE ASSET MANAGEMENT INC$708,011$432,974,362$20,152,868$453,127,230
    1057RIVERPLACE CAPITAL MANAGEMENT INC$707,700$200,986,846$200,986,846
    1058BALDRIGE ASSET MANAGEMENT$707,101$564,707,901$47,641,646$612,349,547
    1059FINANCIAL INSIGHTS INC$706,797$533,631,424$533,631,424
    1060WOODWARD FINANCIAL ADVISORS, INC.$705,174$511,250,999$511,250,999
    1061HARRELL INVESTMENT PARTNERS, LLC$704,629$489,499,622$16,423,762$505,923,384
    1062TRANSITUS WEALTH PARTNERS LLC$703,517$230,057,272$2,806,974$232,864,246
    1063FAIRFIELD FINANCIAL ADVISORS$703,351$35,564,614$274,612,963$310,177,577
    1064BARKER WEALTH MANAGEMENT, LLC$703,309$140,661,740$140,661,740
    1065JAMES R. MARTIN CONSULTING, INC$703,083$487,939,464$487,939,464
    1066PLAN FIRST WEALTH LLC$702,871$131,436,862$131,436,862
    1067PRIVATE CAPITAL MANAGEMENT, INC.$702,066$198,650,687$19,691,869$218,342,556
    1068WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC.$701,054$264,834,342$8,576,719$273,411,061
    1069WESTERN FINANCIAL CORPORATION$701,001$254,463,487$254,463,487
    1070CUTLER INVESTMENT COUNSEL, LLC$700,072$922,000,000$49,000,000$971,000,000
    1071WEALTH ARCHITECTS, LLC$699,870$1,525,413,579$126,979,111$1,652,392,690
    1072EXCHANGE CAPITAL MANAGEMENT INC$699,836$702,778,588$1,956,378$704,734,966
    1073CASILIO LEITCH INVESTMENTS$699,351$160,850,796$160,850,796
    1074VERSANT CAPITAL MANAGEMENT, INC.$698,435$805,925,436$44,070,121$849,995,557
    1075EXCALIBUR MANAGEMENT CORP$698,395$562,348,023$9,637,530$571,985,553
    1076MATTERN CAPITAL MANAGEMENT, LLC$698,323$733,238,738$733,238,738
    1077BENNINGFIELD FINANCIAL ADVISORS, LLC$697,462$216,213,354$216,213,354
    1078GENCAP PORTFOLIO MANAGEMENT$696,222$289,628,834$34,810,569$324,439,403
    1079CLARIS ADVISORS, LLC$695,513$545,978,059$545,978,059
    1080MCCOLLUM CHRISTOFERSON GROUP, LLC$695,491$509,795,227$509,795,227
    10813EDGE ASSET MANAGEMENT, LP$695,104$1,365,183,580$1,365,183,580
    1082LEGACY ASSET MANAGEMENT, INC.$695,079$139,015,884$139,015,884
    1083QUANTUM FINANCIAL ADVISORS, LLC$694,802$887,262,307$887,262,307
    1084ROOF EIDAM MAYCOCK PERALTA LLC$694,424$687,940,110$17,594,331$705,534,441
    1085D'ORAZIO & ASSOCIATES, INC.$694,206$1,193,497,098$1,924,988$1,195,422,086
    1086NORTHWEST INVESTMENT COUNSELORS$693,439$599,779,000$1,433,000$601,212,000
    1087CAMPION ASSET MANAGEMENT, LLC$693,258$163,302,673$37,048,751$200,351,424
    1088GREENHOUSE WEALTH MANAGEMENT, LLC$692,512$193,637,520$21,041,154$214,678,674
    1089WHITEROCK WEALTH MANAGEMENT CO.$692,051$202,207,676$39,318,066$241,525,742
    1090EQUISTAR WEALTH MANAGEMENT LLC$691,488$202,862,688$2,509,256$205,371,944
    1091BGM WEALTH PARTNERS$691,010$479,859,106$3,847,694$483,706,800
    1092LESA SROUFE & COMPANY, INC.$690,007$158,263,250$17,688,581$175,951,831
    1093MULLANEY KEATING & WRIGHT INC$689,891$293,887,881$31,050,676$324,938,557
    1094HBC FINANCIAL SERVICES, PLLC$688,981$448,379,817$19,438,559$467,818,376
    1095TAYLOR WEALTH MANAGEMENT, LLC$688,624$5,401,283$123,371,425$128,772,708
    1096SHELTON WEALTH MANAGEMENT, LLC$688,258$189,590,083$87,089,498$276,679,581
    1097ALTAMONT CAPITAL MANAGEMENT$688,212$235,368,426$235,368,426
    1098IFRAH FINANCIAL SERVICES, INC.$687,971$428,605,849$428,605,849
    1099AUXANO ADVISORS$687,312$947,620,299$81,972,700$1,029,592,999
    1100HERITAGE WEALTH ADVISORS$687,173$404,057,501$404,057,501
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.