RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1451THOMAS DOLL$530,625$1,323,909,507$1,323,909,507
    1452HC FINANCIAL ADVISORS INC$530,524$534,768,166$534,768,166
    1453LEGACY INVESTMENT PARTNERS, LLC$530,337$186,033,516$8,600,122$194,633,638
    1454SECURE FINANCIAL MANAGEMENT$530,318$164,398,425$164,398,425
    1455RIVER GLEN WEALTH COUNSELORS$529,772$275,639,608$5,139,546$280,779,154
    1456OXFORD FINANCIAL PARTNERS$529,281$277,872,677$277,872,677
    1457HOLCOMBE FINANCIAL, INC.$529,210$301,585,370$28,112,663$329,698,033
    1458SMART PORTFOLIOS, LLC$529,161$213,465,564$844,797$214,310,361
    1459ASPIRE WEALTH ARCHITECTS$529,018$210,196,850$22,571,211$232,768,061
    1460GOEPPER BURKHARDT LLC$528,763$250,403,857$4,459,835$254,863,692
    1461SIGNET FINANCIAL MANAGEMENT, LLC$528,643$959,486,220$959,486,220
    1462UNIONVIEW WEALTH PARTNERS$528,255$265,112,755$2,712,738$267,825,493
    1463RIVER WEALTH ADVISORS LLC$527,987$1,040,134,975$1,040,134,975
    1464BSW WEALTH PARTNERS$527,647$1,715,025,118$28,846,586$1,743,871,704
    1465RAUB BROCK CAPITAL MANAGEMENT, LP$527,422$792,856,970$2,619,035,801$3,411,892,771
    1466KUHN ADVISORS, INC.$527,123$708,980,344$708,980,344
    1467SUMMIT ASSET MANAGEMENT LLC$526,771$703,237,223$83,232,386$786,469,609
    1468INTRACK INVESTMENT MANAGEMENT, INC.$525,811$246,188,166$942,844$247,131,010
    1469BEAIRD HARRIS$525,799$1,402,052,000$120,662,000$1,522,714,000
    1470WOODARD & CO ASSET MANAGEMENT GROUP INC$525,778$933,700,000$29,000,000$962,700,000
    1471MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$525,735$392,155,561$8,980,353$401,135,914
    1472REDE WEALTH, LLC$525,587$179,396,000$66,578,700$245,974,700
    1473MARATHON WEALTH MANAGEMENT, INC.$525,114$115,000,000$115,000,000
    1474SILVER OAK ADVISORY GROUP$524,912$252,079,800$90,687,426$342,767,226
    1475ZIMMERMAN WEALTH MANAGEMENT, LLC$524,450$339,925,821$442,221$340,368,042
    1476OARS CAPITAL$524,394$372,319,599$372,319,599
    1477INSIGHT WEALTH STRATEGIES, LLC$523,907$777,477,686$777,477,686
    1478BIRKS FINANCIAL CORP.$523,770$177,558,000$177,558,000
    1479GREAT POINT WEALTH ADVISORS, LLC$523,757$518,857,000$30,040,000$548,897,000
    1480AMERICAN ASSET MANAGEMENT INC.$523,544$160,728,135$160,728,135
    1481ANDESA FINANCIAL MANAGEMENT, INC.$522,508$370,069,650$29,648,894$399,718,544
    1482LOWERY THOMAS, LLC$522,262$171,005,183$142,874,376$313,879,559
    1483CWS FINANCIAL ADVISORS LLC$521,332$1,085,415,998$20,849,659$1,106,265,657
    1484SALTMARSH FINANCIAL ADVISORS, L.L.C.$521,111$243,880,000$243,880,000
    1485HERITAGE FINANCIAL PLANNING$520,828$262,497,085$262,497,085
    1486HWA FINANCIAL GROUP$520,351$222,710,159$222,710,159
    1487SCHLINDWEIN ASSOCIATES LLC$519,892$231,351,764$231,351,764
    1488INTERVEST LTD$519,809$108,914,125$57,424,649$166,338,774
    1489ROWLING & ASSOCIATES LLC$519,419$583,078,452$32,433,227$615,511,679
    1490TUMWATER WEALTH MANAGEMENT, LLC$519,133$245,856,392$45,377,357$291,233,749
    1491ABBEY STREET$518,906$207,562,522$207,562,522
    1492WINDSOR CAPITAL MANAGEMENT, LLC$518,519$626,371,000$626,371,000
    1493WILLS FINANCIAL GROUP$517,509$345,178,384$345,178,384
    1494YOUR SOURCE FINANCIAL$517,308$262,054,369$19,361,443$281,415,812
    1495FOREFRONT WEALTH MANAGEMENT$517,247$191,251,658$23,923,186$215,174,844
    1496BOURKE WEALTH MANAGEMENT$516,562$118,950,870$1,407,966$120,358,836
    1497NOVI WEALTH PARTNERS$514,769$337,287,654$10,181,279$347,468,933
    1498INVESTMENT PARTNERS ASSET MANAGEMENT$514,653$188,880,270$7,202,433$196,082,703
    1499PRIVATE ADVISORY GROUP LLC$514,587$685,773,975$1,714,545$687,488,520
    1500SEASCAPE CAPITAL MANAGEMENT,LLC$514,543$299,978,752$299,978,752
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.