RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1851GSB WEALTH MANAGEMENT, LLC$416,649$529,055,639$921,806$529,977,445
    1852BLACK CORAL FINANCIAL ADVISORS, LLC$416,425$550,034,000$202,029,000$752,063,000
    1853IVY LEAGUE FINANCIAL ADVISORS LLC$416,324$134,472,785$134,472,785
    1854WEALTH EFFECTS$416,141$330,000,000$330,000,000
    1855CHRONOS WEALTH MANAGEMENT, L.L.C.$415,986$209,657,000$209,657,000
    1856PROTECTION POINT ADVISORS$415,406$453,245,845$18,655,536$471,901,381
    1857LECONTE WEALTH MANAGEMENT, LLC$414,694$225,280,243$1,557,240$226,837,483
    1858FAGAN ASSOCIATES INC$414,328$665,113,565$2,368,093$667,481,658
    1859MATTHIAS PRIVATE WEALTH, LLC$413,938$141,641,234$23,933,963$165,575,197
    1860CAPSTONE CAPITAL WEALTH ADVISORS$413,633$339,178,819$339,178,819
    1861WESTVIEW INVESTMENT ADVISORS$413,612$175,283,108$5,465,154$180,748,262
    1862BOUVEL INVESTMENT PARTNERS, LLC$413,204$274,365,921$4,133,612$278,499,533
    1863BOUVEL INVESTMENT PARTNERS, LLC$413,204$274,365,921$4,133,612$278,499,533
    1864GRIFFITH & WERNER, INC.$412,951$135,298,897$1,387,965$136,686,862
    1865HFG WEALTH MANAGEMENT, LLC$412,712$525,794,823$525,794,823
    1866CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$412,556$184,000,000$184,000,000
    1867ARMORY CAPITAL MANAGEMENT, LLC$412,216$100,185,590$18,944,965$119,130,555
    1868BUTLER FINANCIAL SERVICES$412,034$118,368,959$1,533,024$119,901,983
    1869STEVEN G. BLUM AND ASSOCIATES, LLC$411,574$131,291,996$131,291,996
    1870KINLOCH CAPITAL, LLC$411,176$202,298,364$202,298,364
    1871WOLFF FINANCIAL MANAGEMENT LLC$410,865$403,533,488$6,098,435$409,631,923
    1872FIRST OAK WEALTH MANAGEMENT, LLC$410,060$232,503,952$232,503,952
    1873BREAKWATER INVESTMENT MANAGEMENT$409,892$227,080,444$227,080,444
    1874WINGATE WEALTH ADVISORS, INC.$409,507$798,962,344$326,772,849$1,125,735,193
    1875ALPHAMARK ADVISORS, LLC$409,156$403,018,605$403,018,605
    1876SUMMA GLOBAL ADVISORS, LLC$409,092$124,812,087$15,915,583$140,727,670
    1877PEAK WEALTH MANAGEMENT LLC$408,742$119,625,199$136,259$119,761,458
    1878JNBA FINANCIAL ADVISORS, LLC$408,495$1,464,111,697$1,978,515$1,466,090,212
    1879HARVEST FINANCIAL ADVISORS, LLC$407,641$380,094,735$21,023,901$401,118,636
    1880PERSONAL INVESTMENT MANAGEMENT INC$407,209$533,851,522$533,851,522
    1881SENESCHAL ADVISORS, LLC$406,982$227,503,103$227,503,103
    1882REGENCY WEALTH MANAGEMENT$406,105$382,923,993$33,333,529$416,257,522
    1883GRAGG FINANCIAL$405,760$173,665,253$173,665,253
    1884ROCKWOOD WEALTH MANAGEMENT, LLC$405,539$1,345,437,126$32,583,154$1,378,020,280
    1885CONFLUENCE FINANCIAL PARTNERS$405,134$2,339,588,415$168,998,347$2,508,586,762
    1886SPENCE ASSET MANAGEMENT$404,868$586,266,776$6,865,017$593,131,793
    1887STRATEGIC ADVISORY SERVICES, L.L.C.$404,380$152,855,585$152,855,585
    1888WPWEALTH LLP$404,317$645,821,639$268,742,490$914,564,129
    1889STRAUSS FINANCIAL GROUP$404,000$202,000,000$202,000,000
    1890LIGHTHOUSE FINANCIAL SERVICES INC$403,894$424,088,899$424,088,899
    1891HAVEN WEALTH GROUP$403,820$260,867,459$260,867,459
    1892MCCARTNEY WEALTH MANAGEMENT LLC$403,787$140,921,825$140,921,825
    1893CLEAR POINT ADVISORS, INC.$403,711$226,077,883$226,077,883
    1894GATHER FINANCIAL PLANNING$403,599$134,802,226$134,802,226
    1895FARROW FINANCIAL INC$403,508$206,999,408$206,999,408
    1896SARATOGA WEALTH ADVISORS, LLC$403,443$116,082,230$512,747$116,594,977
    1897THE CLARK GROUP ASSET MANAGEMENT$403,318$198,462,799$49,174,163$247,636,962
    1898HARBOR FINANCIAL GROUP, INC.$403,274$336,765,300$4,404,700$341,170,000
    1899TTP INVESTMENTS, INC.$403,225$330,241,603$330,241,603
    1900CLARITY ASSET MANAGEMENT, INC.$402,983$227,282,155$227,282,155
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.