RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
151Macroclimate LLC$3,068,341$150,348,700$150,348,700
152Inverness Counsel, LLC$3,068,120$3,229,075,162$621,415,681$3,850,490,843
153Joy Capital LLC$3,050,065$109,053,000$31,250,000$140,303,000
154LGL Partners, LLC$3,002,958$1,007,004,373$734,711,370$1,741,715,743
155McCutchen Group LLC$2,983,988$2,368,881,923$910,520,452$3,279,402,375
156Southeast Asset Advisors, LLC$2,982,808$1,636,447,452$1,265,825,187$2,902,272,639
157Yukon Wealth Management, Inc.$2,957,211$222,732,913$16,801,157$239,534,070
158Generation Capital Management LLC$2,933,112$97,981,584$655,828,109$753,809,693
159BRIDGES INVESTMENT MANAGEMENT INC$2,931,027$4,564,521,962$268,741,696$4,833,263,658
160Bryspen, Incorporated$2,899,705$211,678,499$211,678,499
161Concorde Financial Corporation$2,890,400$272,405,058$83,114,109$355,519,167
162Berman Capital Advisors, LLC$2,857,293$871,134,735$2,469,041,149$3,340,175,884
163AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
164Gkfo, LLC$2,840,973$262,442,904$308,592,586$571,035,490
165Ashford Advisors, LLC$2,830,084$438,983,495$200,615,498$639,598,993
166Redmont Wealth Advisors LLC$2,788,364$122,688,000$122,688,000
167Harpswell Capital Advisors, LLC$2,769,322$240,931,026$240,931,026
168Embree Financial Group$2,767,278$577,499,322$911,296,278$1,488,795,600
169Rosenblum Silverman Sutton Sf Inc$2,759,574$482,925,503$482,925,503
170Taylor Frigon Capital Management LLC$2,758,614$377,930,074$377,930,074
171Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
172Garde Capital, Inc.$2,716,533$1,217,892,804$83,326,308$1,301,219,112
173Childress Capital Advisors, LLC$2,714,489$399,029,836$399,029,836
174Northeast Financial Consultants, LLC$2,714,449$3,779,121,540$31,964,450$3,811,085,990
175Barrett Asset Management, LLC$2,691,245$2,213,910,935$302,403,469$2,516,314,404
176Empyrion Wealth Management, Inc.$2,676,073$222,114,022$222,114,022
177AMI Investment Management Inc$2,667,485$648,198,928$648,198,928
178Persimmon Capital Management Lp$2,654,596$107,402,000$155,403,000$262,805,000
179Walter & Keenan Financial Consulting Co$2,651,237$467,370,029$137,111,939$604,481,968
180Hollow Brook Wealth Management LLC$2,595,017$254,599,853$466,814,804$721,414,657
181Somerset Group LLC$2,584,100$144,688,937$20,639$144,709,576
182Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
183Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
184SEPIO CAPITAL, LP$2,551,995$2,063,987,570$1,462,869,086$3,526,856,656
185Emery & Howard Portfolio Management$2,543,433$1,532,940,404$94,856,566$1,627,796,970
186Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
187Horrell Capital Management, Inc.$2,519,444$352,722,183$352,722,183
188Monticello Wealth Management, LLC$2,505,598$1,320,449,977$1,320,449,977
189Covington Capital Management$2,489,083$3,552,505,921$31,773,251$3,584,279,172
190Pennington Partners & Co., LLC$2,483,347$503,846,698$606,209,607$1,110,056,305
191Wescap Management Group, Inc.$2,452,294$649,400,000$152,500,000$801,900,000
192Towneley Capital Management, Inc.$2,447,392$849,245,103$849,245,103
193Johnson Lyman, Inc.$2,445,755$119,124,389$5,609,096$124,733,485
194Opus Capital Group, LLC$2,421,920$503,536,348$249,680,826$753,217,174
195Heritage Investors Management Corp$2,419,977$3,072,409,103$10,641,652$3,083,050,755
196Promus Capital, LLC$2,415,056$411,299,764$590,948,397$1,002,248,161
197Ashfield Capital Partners, LLC$2,412,430$1,483,644,160$1,483,644,160
198Siligmueller & Norvid Wealth Advisors LLC$2,410,477$207,301,000$207,301,000
199Choate Investment Advisors LLC$2,410,086$5,078,123,966$662,701,705$5,740,825,671
200Brownson, Rehmus & Foxworth, Inc.$2,390,783$6,024,774,223$6,024,774,223
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.