RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    151MCCUTCHEN GROUP LLC$3,296,143$2,724,580,249$1,184,644,920$3,909,225,169
    152FOUNTAINHEAD FINANCIAL, LLC$3,276,596$308,000,000$308,000,000
    153PORTOLA PARTNERS$3,240,901$96,082,225$5,475,026,612$5,571,108,837
    154SOMERSET GROUP LLC$3,233,362$174,581,733$19,827$174,601,560
    155DIAMANT ASSET MANAGEMENT, INC.$3,214,253$196,069,424$196,069,424
    156PROMUS CAPITAL, LLC$3,175,838$690,210,629$754,795,825$1,445,006,454
    157ALESCO ADVISORS LLC$3,152,467$4,403,996,823$4,403,996,823
    158TAYLOR FRIGON CAPITAL MANAGEMENT LLC$3,150,793$419,055,483$419,055,483
    159HOLLOW BROOK WEALTH MANAGEMENT LLC$3,130,589$292,526,568$605,952,610$898,479,178
    160WEALTHSPIRE ADVISORS$3,122,799$14,027,191,596$293,963,940$14,321,155,536
    161QUANTUM FINANCIAL SERVICES INC.$3,090,388$321,400,309$321,400,309
    162GENERATION CAPITAL MANAGEMENT LLC$3,055,243$111,350,662$741,062,232$852,412,894
    163SIMON QUICK ADVISORS, LLC$3,048,615$3,557,999,510$1,024,069,523$4,582,069,033
    164ROSENBLUM SILVERMAN SUTTON SF INC$3,047,113$521,056,271$521,056,271
    165GARDE CAPITAL, INC.$3,024,222$1,505,701,470$9,433,608$1,515,135,078
    166MACROCLIMATE LLC$3,009,983$180,598,970$180,598,970
    167AEM ASSET MANAGEMENT, LLC$3,000,125$147,006,120$147,006,120
    168NICHOLAS HOFFMAN & COMPANY, LLC$2,998,404$5,126,525,282$447,507,187$5,574,032,469
    169NORTHEAST FINANCIAL$2,963,049$4,493,661,000$30,915,000$4,524,576,000
    170SOUTHEAST ASSET ADVISORS, LLC$2,961,109$2,451,280,393$1,238,262,027$3,689,542,420
    171BILTMORE FAMILY OFFICE, LLC$2,957,178$2,115,911,108$442,047,613$2,557,958,721
    172JOHNSON LYMAN WEALTH ADVISORS$2,928,845$139,398,784$7,043,454$146,442,238
    173L. K. BENSON & COMPANY, P.C.$2,922,257$230,663,451$6,039,381$236,702,832
    175ASHFIELD CAPITAL PARTNERS$2,908,020$1,861,132,845$1,861,132,845
    176CIRCLE WEALTH MANAGEMENT, LLC$2,903,737$1,766,485,455$1,654,116,780$3,420,602,235
    177CONCORDE INVESTMENT MANAGEMENT$2,902,478$278,458,951$87,253,294$365,712,245
    178WIMMER ASSOCIATES LLC$2,846,296$374,071,000$30,103,000$404,174,000
    180JOHNSON FINANCIAL GROUP LLC$2,836,146$1,677,347,982$486,631,578$2,163,979,560
    181EMPYRION WEALTH MANAGEMENT, INC.$2,827,586$246,000,000$246,000,000
    182ROOTSTOCK ADVISORS$2,805,134$300,011,967$235,768,687$535,780,654
    183TWO POINT CAPITAL MANAGEMENT, INC.$2,786,920$256,396,647$256,396,647
    184FAIRVIEW CAPITAL$2,776,276$1,646,331,424$1,646,331,424
    185TRINITY WEALTH MANAGEMENT LLC$2,755,102$270,000,000$270,000,000
    186GKFO, LLC$2,754,407$294,989,266$330,261,182$625,250,448
    187BECKER CAPITAL MANAGEMENT, INC.$2,751,917$4,356,284,397$4,356,284,397
    188GOLDSTEIN MUNGER + ASSOCIATES$2,731,921$742,900,971$254,250,131$997,151,102
    189BENCHMARK INVESTMENT ADVISORS LLC$2,723,939$247,878,412$247,878,412
    190SILIGMUELLER & NORVID WEALTH ADVISORS LLC$2,717,786$244,600,730$244,600,730
    191HODGE FINANCIAL SERVICES, LLC$2,713,038$160,069,220$160,069,220
    192OGOREK WEALTH MANAGEMENT, LLC$2,707,953$487,431,467$487,431,467
    193FORTITUDE FAMILY OFFICE$2,697,605$142,441,400$3,229,243$145,670,643
    194HERITAGE INVESTORS MANAGEMENT CORP$2,694,427$3,604,146,912$11,774,530$3,615,921,442
    195BRIGHT INVESTMENTS, LLC$2,692,359$122,774,786$1,073,750$123,848,536
    196HORRELL CAPITAL MANAGEMENT, INC.$2,683,782$432,088,885$432,088,885
    197MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLC$2,676,572$2,010,105,437$2,010,105,437
    198VERGEPOINTE WEALTH MANAGEMENT, LLC$2,663,091$218,405,312$7,957,392$226,362,704
    199NAVPOINT FINANCIAL, INC.$2,656,880$597,048,882$22,004,085$619,052,967
    200KAMICHU WEALTH MANAGEMENT LLC$2,636,934$176,845,732$94,758,459$271,604,191
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.