RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    1501KOENIG INVESTMENT ADVISORY, LLC$331,834$214,032,937$214,032,937
    1502KORE PRIVATE WEALTH, LLC$877,611$5,121,738,954$5,121,738,954
    1503KORVING & COMPANY LLC$227,507$134,491,897$4,742,136$139,234,033
    1504KOTYS WEALTH PROFESSIONALS$278,792$181,493,871$181,493,871
    1505KOVALCIK & GERAGHTY WEALTH PARTNERS LLP$353,768$217,952,226$2,799,310$220,751,536
    1506KOWALSKI FINANCIAL INC.$240,385$150,000,000$150,000,000
    1507KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.$260,361$469,150,367$19,026,212$488,176,579
    1508KRAEMATON INVESTMENT ADVISORS, INC$383,980$193,141,913$193,141,913
    1509KRANE FINANCIAL SOLUTIONS$380,301$106,458,281$74,945,390$181,403,671
    1510KREITLER FINANCIAL LLC$596,219$478,440,032$5,093,352$483,533,384
    1511KUHN ADVISORS, INC.$527,123$708,980,344$708,980,344
    1512KURE ADVISORY, LLC$161,981$275,367,057$275,367,057
    1513KUTSCHER BENNER BARSNESS & STEVENS, INC.$668,475$518,068,411$518,068,411
    1514KUTZ AND COMPANY INC.$851,051$100,424,042$100,424,042
    1515L & S ADVISORS, INC$783,493$989,659,970$8,509,672$998,169,642
    1516L. K. BENSON & COMPANY, P.C.$2,922,257$230,663,451$6,039,381$236,702,832
    1517LAFAYETTE INVESTMENTS, INC.$1,443,531$783,837,272$783,837,272
    1518LAIRD NORTON WEALTH MANAGEMENT$2,363,653$3,558,606,626$1,310,519,026$4,869,125,652
    1519LAKE HILLS WEALTH MANAGEMENT, LLC$231,796$160,866,640$160,866,640
    1520LAKESIDE ADVISORS INC$592,506$369,438,559$10,950,269$380,388,828
    1521LANDING POINT FINANCIAL GROUP, LLC$177,755$187,471,897$54,986,469$242,458,366
    1522LANDMARK FINANCIAL ADVISORS, LLC$363,254$447,298,000$34,014,000$481,312,000
    1523LANDMARK WEALTH MANAGEMENT$1,785,108$346,723,100$72,777,300$419,500,400
    1524LANDMARK WEALTH MANAGEMENT, LLC$391,447$241,522,541$241,522,541
    1525LANIER ASSET MANAGEMENT, LLC$556,038$175,623,479$37,895,031$213,518,510
    1526LAUER WEALTH MANAGEMENT$177,934$121,350,850$121,350,850
    1527LAUGHLIN FINANCIAL LLC$392,955$85,190,769$42,912,400$128,103,169
    1528LAUREL WEALTH PLANNING$437,627$329,277,851$12,508,683$341,786,534
    1529LAUTERBACH FINANCIAL ADVISORS, LLC$556,110$524,558,268$1,521,769$526,080,037
    1530LAWRENCE FINANCIAL PLANNING, LLC$1,628,701$7,354,000$118,056,000$125,410,000
    1531LBJ FAMILY WEALTH ADVISORS, LTD.$4,013,143$361,182,830$361,182,830
    1532LCR WEALTH MANAGEMENT LLC$1,025,641$120,000,000$120,000,000
    1533LD LOWE WEALTH ADVISORY$484,437$120,140,383$120,140,383
    1534LEADING EDGE FINANCIAL PLANNING LLC$212,173$174,194,072$174,194,072
    1535LEAVELL INVESTMENT MANAGEMENT, INC.$1,077,877$2,066,326,691$257,575,138$2,323,901,829
    1536LECONTE WEALTH MANAGEMENT, LLC$414,694$225,280,243$1,557,240$226,837,483
    1537LEDGEWOOD WEALTH ADVISORS, LLC$1,361,277$181,049,884$181,049,884
    1538LEE FINANCIAL COMPANY, LLC$894,850$1,303,848,268$2,633,020$1,306,481,288
    1539LEGACY ASSET MANAGEMENT, INC.$695,079$139,015,884$139,015,884
    1540LEGACY FINANCIAL STRATEGIES, LLC$307,896$408,392,807$119,032,230$527,425,037
    1541LEGACY INVESTMENT PARTNERS, LLC$530,337$186,033,516$8,600,122$194,633,638
    1542LEGACY WEALTH ADVISORS, LLC$662,078$119,670,483$4,138,181$123,808,664
    1543LEGACY WEALTH MANAGEMENT INC$549,771$1,975,307,764$101,177,729$2,076,485,493
    1544LEGEND FINANCIAL ADVISORS INC$372,600$288,854,448$10,716,305$299,570,753
    1545LEHMAN FINANCIAL RESOURCES$460,538$1,074,895,757$1,074,895,757
    1546LEJEUNE PUETZ INVESTMENT COUNSEL$4,726,831$392,327,000$392,327,000
    1547LENK LADNER INVESTMENT SOLUTIONS LLC$668,770$196,213,909$37,855,707$234,069,616
    1548LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.$257,428$662,188,226$22,054,445$684,242,671
    1549LESA SROUFE & COMPANY, INC.$690,007$158,263,250$17,688,581$175,951,831
    1550LESJAK PLANNING, LLC$904,826$330,700,000$6,800,000$337,500,000
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.