RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Zuraw Financial Advisors, Llc$398,439$238,266,817$238,266,817
2Zuckerman Investment Group$1,064,644$875,006,834$71,461,625$946,468,459
3Zimmerman Wealth Management, Llc$1,729,005$264,537,751$264,537,751
4Zhang Financial$735,985$1,649,271,866$1,568,455,405$3,217,727,271
5Zemenick & Walker Inc$9,266,984$2,029,469,485$2,029,469,485
6Zacks Investment Management, Inc.$793,353$4,973,528,399$4,973,528,399
7Yukon Wealth Management, Inc.$644,523$200,109,109$17,094,974$217,204,083
8Your Source Financial$494,905$259,646,353$18,985,286$278,631,639
9Youngs Advisory Group, Inc.$575,973$444,651,484$444,651,484
10Young Richard C & Co Ltd$739,510$1,181,736,781$1,181,736,781
11Yorkbridge Wealth Partners, Llc$1,062,571$794,730,601$92,516,545$887,247,146
12Yoder Wealth Management$408,208$116,339,261$116,339,261
13Yeske Buie Inc.$593,479$730,600,306$13,029,151$743,629,457
14Yeske Buie Inc.$593,479$730,600,306$13,029,151$743,629,457
15Yale Capital Corp.$18,042,448$1,912,499,533$1,912,499,533
16Wwm Financial$180,532$235,355,075$13,778,876$249,133,951
17Wright Associates$2,130,348$200,252,721$200,252,721
18Wrenn Financial Strategies, Inc.$413,374$161,201,795$35,150,670$196,352,465
19Wp Advisors, Llc$322,873$252,017,268$13,383,998$265,401,266
21Worldview Wealth Advisors$1,246,696$139,630,000$139,630,000
22Wooster Corthell Wealth Management, Inc.$370,142$328,315,777$328,315,777
23Woodside Wealth Management$447,826$144,080,853$119,195$144,200,048
24Woodmont Investment Counsel, Llc$1,039,033$814,220,407$27,396,007$841,616,414
25Wood Tarver Financial$180,000$180,000,000$180,000,000
26Womack Wealth Management, Inc.$439,584$177,846,000$4,141,621$181,987,621
27Wolf Group Capital Advisors$480,373$278,892,848$7,409,335$286,302,183
28Wms Partners, Llc$6,978,735$2,755,181,799$1,201,760,759$3,956,942,558
29Wj Interests, Llc$462,683$348,400,000$348,400,000
30Withum Wealth Management$909,702$579,480,000$579,480,000
31Wisdom Index Advisors$240,051$128,427,283$128,427,283
32Winthrop Partners - Wny, Llc$514,048$123,708,066$2,747,670$126,455,736
33Winthrop Capital Management$2,090,447$1,261,736,304$19,707,494$1,281,443,798
34Winning Points Advisors, L.L.C.$535,383$267,155,930$267,155,930
35Wingate Wealth Advisors, Inc.$340,578$626,440,049$293,460,560$919,900,609
36Winfield Associates Inc$440,271$261,350,901$169,923$261,520,824
37Windward Wealth Strategies, Inc.$423,838$160,210,670$160,210,670
38Windward Private Wealth Management Inc.$276,371$211,976,859$211,976,859
39Windsor Capital Management, Llc$484,862$571,652,668$571,652,668
40Windsor Advisory Group, Llc$472,786$1,073,999,097$222,380,620$1,296,379,717
41Windrose Advisors Llc$22,675,166$377,273,459$1,414,064,670$1,791,338,129
42Wilson & Boucher Capital Management, Llc$384,524$161,115,762$161,115,762
43Wills Financial Group$418,146$252,978,196$252,978,196
44Willow Grove Advisors, Llc$356,822$114,178,257$4,773$114,183,030
46Willingdon Wealth Management Llc$348,254$858,106,781$6,955,023$865,061,804
47William Mack & Associates Inc$770,725$570,983,298$2,436,111$573,419,409
48Wilbanks, Smith & Thomas Asset Management, Llc$812,119$3,453,190,627$54,352,628$3,507,543,255
49Wick Capital Partners, Llc$409,150$123,370,065$27,606,390$150,976,455
50Whitney & Company$1,279,866$603,544,665$3,111,837$606,656,502
Next Page »

Showing 1 to 50 of 2,336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.