RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    451SWS PARTNERS, LLC$598,427$318,363,265$318,363,265
    452SWM ADVISORS$9,540,657$633,829,518$5,394,469$639,223,987
    453SWITCHPOINT FINANCIAL PLANNING LLC$433,740$129,688,276$129,688,276
    454SWEENEY & MICHEL, LLC$344,367$449,106,618$43,682,094$492,788,712
    455SUSTAINABLE ADVISORS ALLIANCE LLC$187,277$178,475,095$178,475,095
    456SURIENCE PRIVATE WEALTH LLC$340,927$134,469,209$878,718$135,347,927
    457SUREVEST PRIVATE WEALTH$607,338$498,860,059$42,278,155$541,138,214
    458SUNLIGHT PEAKS$6,245,134$124,902,678$124,902,678
    459SUNESIS ADVISORS, LLC$2,408,071$828,701,342$105,630,395$934,331,737
    460SUNDVOLD FINANCIAL$388,372$167,000,000$167,000,000
    461SUNCOAST EQUITY MANAGEMENT, LLC$858,167$1,091,588,569$1,091,588,569
    462SUNBURST FINANCIAL GROUP, LLC$330,655$457,991,142$35,677,471$493,668,613
    463SUMNICHT & ASSOCIATES, LLC$918,686$289,822,302$51,928,824$341,751,126
    464SUMMITRY, LLC$756,769$2,258,898,143$123,409,765$2,382,307,908
    465SUMMIT PORTFOLIO MANAGEMENT LLC$496,222$131,786,910$5,666,531$137,453,441
    466SUMMIT PLACE FINANCIAL ADVISORS, LLC$868,721$231,948,480$231,948,480
    467SUMMIT FINANCIAL STRATEGIES INC$1,950,567$1,413,920,116$306,479,823$1,720,399,939
    468SUMMIT ASSET MANAGEMENT LLC$526,771$703,237,223$83,232,386$786,469,609
    469SUMMA GLOBAL ADVISORS, LLC$409,092$124,812,087$15,915,583$140,727,670
    470SUCCESSFUL PORTFOLIOS LLC$319,027$238,917,237$57,458,386$296,375,623
    471SUCCESSFUL MONEY STRATEGIES INC$283,232$185,800,000$185,800,000
    472STUDIO INVESTMENT MANAGEMENT$1,169,160$487,539,608$487,539,608
    473STRUCTURED ASSET MANAGEMENT, INC.$1,587,096$134,865,050$4,799,432$139,664,482
    474STRICKLAND DAVIS ADVISORS LLC$652,431$120,801,763$550,467$121,352,230
    475STRAUSS FINANCIAL GROUP$404,000$202,000,000$202,000,000
    476STRATHMORE CAPITAL ADVISORS$486,559$358,444,155$9,880,985$368,325,140
    477STRATEGIQ FINANCIAL GROUP, LLC$546,570$1,810,353,011$15,736,185$1,826,089,196
    478STRATEGIC PLANNING, INC.$308,072$269,870,741$269,870,741
    479STRATEGIC PLANNING GROUP, INC.$291,391$202,735,534$10,853,982$213,589,516
    480STRATEGIC INCOME GROUP LLC$303,953$267,748,449$12,800,121$280,548,570
    481STRATEGIC FINANCIAL PLANNING, INC.$311,308$163,436,933$163,436,933
    482STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$385,987$1,206,181,900$135,121,600$1,341,303,500
    483STRATEGIC ADVISORY SERVICES, L.L.C.$404,380$152,855,585$152,855,585
    484STRATEGENT FINANCIAL, LLC$2,199,822$244,180,228$244,180,228
    486STOWE FINANCIAL PLANNING, L.L.C.$534,632$145,420,000$145,420,000
    487STOREHOUSE FINANCIAL LLC$165,390$119,576,759$119,576,759
    488STONY POINT WEALTH MANAGEMENT INC.$346,572$380,536,016$380,536,016
    489STONEPOINT CAPITAL, LLC$6,889,446$158,457,267$158,457,267
    490STONEHEARTH CAPITAL MANAGEMENT$252,554$310,641,843$310,641,843
    491STONEGATE INVESTMENT GROUP, LLC$1,803,102$3,374,409,372$704,207,610$4,078,616,982
    492STONECROP WEALTH ADVISORS, LLC$427,229$234,429,857$1,827,558$236,257,415
    493STONEBRIDGE WEALTH MANAGEMENT$302,085$162,087,659$9,496,742$171,584,401
    494STONE PINE FINANCIAL PARTNERS$264,612$132,306,000$132,306,000
    495STONE ISLAND FINANCIAL PLANNING$610,040$168,981,136$168,981,136
    496STOLZ & ASSOCIATES, PS$401,954$149,581,047$20,043,373$169,624,420
    497STOKES FAMILY OFFICE LLC$1,064,920$1,644,236,484$1,644,236,484
    498STOKES CAPITAL ADVISORS, LLC$539,242$373,260,218$9,601,883$382,862,101
    499STILLWATER CAPITAL ADVISORS, LLC$477,711$802,766,409$85,298,088$888,064,497
    500STEWART WEALTH MANAGEMENT, INC.$226,123$254,879,911$48,577,690$303,457,601
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.