RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    551SOUNDMARK WEALTH MANAGEMENT, LLC$482,365$411,939,374$411,939,374
    552SOUND STEWARDSHIP, LLC$239,446$170,759,265$34,445,611$205,204,876
    553SOUND INVESTMENT MANAGEMENT INC$1,789,883$196,887,156$196,887,156
    554SOUND INCOME STRATEGIES, LLC$137,196$1,615,021,641$84,145,300$1,699,166,941
    555SOUND FINANCIAL, LLC$153,599$103,376,265$16,123,438$119,499,703
    556SONOMA WEALTH ADVISORS, LLC$224,166$410,050,000$86,925,000$496,975,000
    557SOMERSET GROUP LLC$3,233,362$174,581,733$19,827$174,601,560
    558SOLUTIONS 4 WEALTH$281,082$63,816,122$79,535,689$143,351,811
    559SOLOMON API, LP$99,285$119,463,880$3,550,000$123,013,880
    560SOLITUDE FINANCIAL SERVICES, INC.$372,780$190,580,367$283,237$190,863,604
    561SOCIUS FAMILY OFFICE, LLC$1,435,789$629,256,160$104,432,107$733,688,267
    562SOCHA FINANCIAL GROUP, LLC$494,978$357,374,320$357,374,320
    563SNIDER FINANCIAL GROUP$378,662$329,435,663$329,435,663
    564SMS FINANCIAL & INVESTMENT MANAGEMENT$770,278$197,944,118$9,260,766$207,204,884
    565SMITHBRIDGE ASSET MANAGEMENT INC$708,011$432,974,362$20,152,868$453,127,230
    566SMITH, SALLEY & ASSOCIATES, LLC$1,431,560$2,716,382,638$717,571$2,717,100,209
    567SMITH SHELLNUT WILSON$10,258,204$1,179,016,443$4,975,906,046$6,154,922,489
    568SMITH PARTNERS WEALTH MANAGEMENT, LLC$980,632$151,997,960$151,997,960
    569SMITH & HOWARD WEALTH MANAGEMENT, LLC$830,314$484,073,078$484,073,078
    570SMB FINANCIAL SERVICES, INC.$185,686$134,550,739$8,055,825$142,606,564
    571SMART PORTFOLIOS, LLC$529,161$213,465,564$844,797$214,310,361
    572SMART INVESTOR, LLC$645,314$682,741,798$682,741,798
    573SLOCUM, GORDON & CO. LLP$975,431$263,366,404$263,366,404
    574SLOAN INVESTMENT MANAGEMENT, L.L.C.$2,214,597$665,656,768$3,151,435$668,808,203
    575SLAYTON LEWIS INC$752,620$256,266,536$7,902,927$264,169,463
    576SLATESTONE WEALTH LLC$842,064$942,803,379$62,620,682$1,005,424,061
    577SKYOAK WEALTH$418,308$471,851,536$471,851,536
    578SKY ALPHA ASSET ADVISORS LLC$558,569$248,004,800$248,004,800
    579SK WEALTH MANAGEMENT, LLC$429,282$423,504,499$9,640,685$433,145,184
    580SJBENEN ADVISORY, LLC$839,997$177,239,391$177,239,391
    581SJA FINANCIAL ADVISORY, LLC$438,241$534,899,605$631,046$535,530,651
    582SIZEMORE CAPITAL MANAGEMENT, LLC$123,570$109,483,441$109,483,441
    583SIVIA CAPITAL PARTNERS, LLC$1,352,018$323,132,199$323,132,199
    584SITTNER & NELSON, LLC$575,740$750,206,392$17,830,881$768,037,273
    585SITRIN CAPITAL MANAGEMENT, LLC$591,279$376,053,268$376,053,268
    586SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC$2,529,540$88,654,253$53,000,000$141,654,253
    587SINGLE POINT PARTNERS$460,803$466,381,578$9,627,948$476,009,526
    588SINGER WEALTH ADVISORS LLC$254,809$298,380,789$298,380,789
    589SINECERA CAPITAL, LLC$1,245,054$112,508,806$4,526,269$117,035,075
    590SIMPLIFI, INC.$456,275$245,019,686$245,019,686
    591SIMPLEX WEALTH MANAGEMENT$352,336$221,992,147$7,731,248$229,723,395
    592SIMON QUICK ADVISORS, LLC$3,048,615$3,557,999,510$1,024,069,523$4,582,069,033
    593SILVEROAK WEALTH MANAGEMENT LLC$834,158$1,243,585,552$75,217,705$1,318,803,257
    594SILVERLEAFE CAPITAL PARTNERS, LLC$678,625$309,345,865$39,467,490$348,813,355
    595SILVERCREST ASSET MANAGEMENT GROUP LLC$25,151,501$25,073,274,725$7,246,404,129$32,319,678,854
    596SILVER OAK WEALTH ADVISORS SERVICES, LLC$466,595$210,901,037$210,901,037
    597SILVER OAK ADVISORY GROUP$524,912$252,079,800$90,687,426$342,767,226
    598SILIGMUELLER & NORVID WEALTH ADVISORS LLC$2,717,786$244,600,730$244,600,730
    599SILICON VALLEY WEALTH ADVISORS, LLC$438,206$467,055,632$12,341,354$479,396,986
    600SILICON VALLEY CAPITAL PARTNERS, L.P.$665,602$845,313,930$845,313,930
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.