RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

    Total AUM


    Total accounts


    Discretionary AUM


    Avg. discretionary account AUM


    Non-discretionary AUM


    Non-discretionary accounts


    Average non-discretionary account AUM


    Avg. account AUM

    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    951PINNACLE ASSOCIATES, LTD.$1,509,196$7,746,705,571$7,746,705,571
    952PINE RIDGE ADVISERS LLC$116,301,668$2,674,938,353$2,674,938,353
    953PINE GROVE FINANCIAL GROUP$203,711$626,206,273$626,206,273
    954PIN OAK INVESTMENT ADVISORS INC$888,455$616,588,013$616,588,013
    955PILLAR FINANCIAL ADVISORS, LLC$381,740$263,782,220$263,782,220
    956PILE WEALTH MANAGEMENT$631,247$111,730,632$111,730,632
    957PIERSHALE FINANCIAL GROUP, INC.$218,358$274,065,018$21,810,317$295,875,335
    958PIERMONT WEALTH MANAGEMENT INC.$560,668$235,480,560$235,480,560
    959PIEDMONT CAPITAL MANAGEMENT, LLC$1,914,049$348,357,005$348,357,005
    960PHILLIP JAMES FINANCIAL CO.$244,422$151,053,028$151,053,028
    961PETROVIC FINANCIAL SERVICES$321,018$168,888,876$10,239,257$179,128,133
    962PETRA FINANCIAL ADVISORS INC$385,398$248,967,083$248,967,083
    963PETERSON WEALTH ADVISORS, LLC$377,505$505,479,272$505,479,272
    964PETERSON FINANCIAL SERVICES LLC$829,370$131,510,090$359,704$131,869,794
    965PETERSON FINANCIAL GROUP, INC.$176,743$159,776,027$159,776,027
    966PERSPECTIVE WEALTH PARTNERS, LLC$2,246,973$476,358,239$476,358,239
    967PERSPECTIVE FINANCIAL SERVICES LLC$297,736$229,042,449$1,702,891$230,745,340
    968PERSONAL MONEY PLANNING, LLC$218,655$120,916,461$120,916,461
    969PERSONAL INVESTMENT MANAGEMENT INC$407,209$533,851,522$533,851,522
    970PERSONAL FINANCIAL SOLUTIONS, LLC$380,805$133,281,798$133,281,798
    971PERSONAL FINANCIAL MANAGEMENT$1,467,548$392,268,421$169,802,486$562,070,907
    972PERSONAL CHOICE FINANCIAL ADVISORS, LLC$372,378$146,304,397$16,052,490$162,356,887
    973PERMANENS CAPITAL L.P.$101,594,818$2,775,642,256$1,694,529,754$4,470,172,010
    974PERFORMANCE WEALTH$1,644,855$2,685,985,594$69,146,652$2,755,132,246
    975PERENNIAL ADVISORS GROUP, LLC$392,739$298,874,238$298,874,238
    977PEREGRINE ASSET ADVISERS, INC.$1,144,544$374,212,951$4,630,968$378,843,919
    978PERCEPTIVE EDGE INVESTMENT MANAGEMENT, INC.$2,304,125$204,191,792$217,462,997$421,654,789
    979PENSION & WEALTH MANAGEMENT ADVISORS$768,411$165,208,313$165,208,313
    980PENSION & WEALTH MANAGEMENT ADVISORS$768,411$165,208,313$165,208,313
    981PENOBSCOT FINANCIAL ADVISORS$153,827$281,657,713$281,657,713
    982PENNSYLVANIA CAPITAL MANAGEMENT INC.$761,784$565,748,205$195,274,002$761,022,207
    983PENNINGTON PARTNERS & CO., LLC$3,918,686$446,515,819$1,289,462,233$1,735,978,052
    984PENNEY FINANCIAL$552,759$127,687,390$127,687,390
    985PENINSULA WEALTH, LLC$798,289$558,003,681$558,003,681
    986PELOTON WEALTH STRATEGISTS, INC.$939,109$304,271,196$304,271,196
    987PELKONEN AND ASSOCIATES LLC$230,077$185,065,722$8,658,918$193,724,640
    988PEGASUS PARTNERS$885,318$1,890,495,185$398,935,970$2,289,431,155
    989PEDDOCK CAPITAL ADVISORS, LLC$1,390,751$455,511,061$18,734,874$474,245,935
    990PECAUT WEALTH MANAGEMENT$789,286$281,785,623$23,668,002$305,453,625
    991PEARL WEALTH LLC$539,986$127,023,089$5,273,476$132,296,565
    992PEAK WEALTH MANAGEMENT LLC$408,742$119,625,199$136,259$119,761,458
    993PEAK FINANCIAL MANAGEMENT INC$304,586$395,961,220$395,961,220
    994PEAK FINANCIAL ADVISORS$569,485$222,119,157$1,688,606$223,807,763
    995PEAK ASSET MANAGEMENT, LLC$830,298$722,331,548$29,918,809$752,250,357
    996PEACE OF MIND WEALTH MANAGEMENT$278,200$132,402,912$9,200,972$141,603,884
    997PEACE OF MIND FINANCIAL PLANNING, INC$248,456$120,749,411$120,749,411
    998PDS PLANNING INC$388,987$1,056,623,616$74,552,017$1,131,175,633
    999PAYNE CAPITAL MANAGEMENT, LLC$269,063$300,210,088$743,485,559$1,043,695,647
    1000PAUL COMSTOCK PARTNERS$30,318,857$3,365,393,181$3,365,393,181
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.