RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Optima Asset Management Inc$2,186,892$478,929,419$478,929,419
2Birks Financial Corp.$372,857$104,400,000$104,400,000
3Clune & Associates$571,938$338,015,280$338,015,280
4Stw Associates$6,082,235$103,398,000$103,398,000
5The Junk Investment Group$354,248$335,472,721$335,472,721
6Truenorth Wealth$325,501$459,282,352$459,282,352
7Aspen Capital Management$557,596$458,901,330$458,901,330
8WE Family Offices$109,455,964$8,537,565,208$8,537,565,208
9Anodos Advisors, Llc$3,476,768$719,691,000$719,691,000
10Altamont Wealth Management, Inc.$2,018,636$159,472,253$159,472,253
11Sfc Financial Llc$905,304$159,333,520$159,333,520
12Financial Freedom$365,688$249,399,000$249,399,000
13Fountainhead Financial, Llc$2,896,512$249,100,000$249,100,000
14Brownson, Rehmus & Foxworth, Inc.$1,402,150$5,570,743,864$5,570,743,864
15Sound Stewardship, Llc$200,611$157,880,488$157,880,488
16Fitzroy Investment Advisors Llc$11,959,212$442,490,860$442,490,860
17Havenshare Financial, Llc$31,467,958$440,551,414$440,551,414
18South Bay Financial Partners$652,364$156,567,337$156,567,337
19Commonwealth Advisory Group, Ltd.$469,951$435,644,719$435,644,719
20Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
21Financial Life Focus, Llc$446,980$242,710,000$242,710,000
22Portola Partners$3,062,630$4,468,377,318$4,468,377,318
23Sound Investment Management Inc$1,545,417$156,087,132$156,087,132
24Pathways Advisory Group, Inc.$222,860$192,773,890$192,773,890
25Schaefer Financial Management, Inc.$414,881$658,001,811$658,001,811
26Baldwin & Associates$280,842$154,744,210$154,744,210
27Kapusta Financial Group$151,030$126,411,927$126,411,927
28Perspective Wealth Partners, Llc$1,848,713$306,886,319$306,886,319
29Perspective Wealth Partners, Llc$1,848,713$306,886,319$306,886,319
30Mozaic, Llc$49,653,303$3,326,771,303$3,326,771,303
31Private Wealth Management, Inc.$1,152,761$623,643,433$623,643,433
32Ifc Personal Money Managers, Inc.$745,000$149,000,000$149,000,000
33Integrated Financial Planning, P.C.$242,761$121,865,835$121,865,835
34Florek Financial, Llc$613,718$298,267,000$298,267,000
35Connecticut Capital Management Group, Llc$787,351$180,303,344$180,303,344
36Security First Advisors$234,873$297,349,257$297,349,257
37Donald W. Nicholson & Associates Ltd$374,856$179,930,728$179,930,728
38Schultz Financial Group Incorporated$391,242$179,188,919$179,188,919
39J.F. Williams Co., Inc.$394,445$178,683,528$178,683,528
40Bryspen, Incorporated$2,817,811$177,522,081$177,522,081
41Qp Global Family Offices, Llc$48,143,403$577,720,838$577,720,838
42Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
43Barry M. Corkern & Co., Inc.$1,684,090$117,886,287$117,886,287
44Kutscher Benner Barsness & Stevens, Inc.$630,744$385,384,487$385,384,487
45The Aranda Group Advisors, Llc$406,871$145,252,852$145,252,852
47American Financial Advisors Inc$345,506$558,682,841$558,682,841
48Zemenick & Walker Inc$9,266,984$2,029,469,485$2,029,469,485
49Trebuchet Consulting, Llc$760,713$368,946,001$368,946,001
50Adc Wealth Management, Llc$593,107$139,973,229$139,973,229
Next Page »

Showing 1 to 50 of 1,921 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.